牌照详情
| 名字： | 时富证券有限公司
Celestial Securities Limited |
| 证监会中央编号： | AAF532 |
| 发牌日期： | 2004年2月19日 |
地址
| 营业地址 |
|---|
| 香港九龙旺角弥敦道683-685号美美大厦6楼 |
| 香港九龙九龙湾宏泰道23号Manhattan Place 22楼 |
负责人员
| 负责人员名字 | 中央编号 |
|---|
| "CHAN Hon Kei""陈汉基" | ATO208 |
| "CHEUNG Wai Ching, Anthony""张伟清" | AEC908 |
| "IP Fu Tat""叶富达" | ACA988 |
| "KWAN Pak Leung, Horace""关百良" | AAY235 |
| "KWOK Ka Lok""郭家乐" | ACH783 |
代表
| 代表名字 | 中央编号 |
|---|
| "CHAN Chen Lian""陈清鍊" | AAF094 |
| "CHAN Ho Yin""陈浩贤" | ABY390 |
| "CHAN Wai Han, Rowena""陈慧娴" | ADB396 |
| "CHAU Tsz Leung""周子良" | AOA598 |
| "CHEN Shuang""陈双" | BBJ045 |
| "CHEUNG Hon Chung, David""张汉宗" | AAC959 |
| "CHEUNG Wai Chiu, Paul""张伟钊" | BGG685 |
| "CHIK Pui King""戚佩琼" | ABF096 |
| "CHIU Kwong Hung""招广洪" | ABN786 |
| "CHIU Man Hin""赵文宪" | ADK572 |
| "CHONG Chi Man""庄志文" | AAD700 |
| "CHOW KA KI""周珈琪" | BLY472 |
| "CHOW Wing Lun""周咏伦" | ANW791 |
| "CHOW Wing Yin""周荣贤" | ADZ169 |
| "CHUI Ping Sun, Anthony""徐炳新" | AAI584 |
| "FUNG Chun Yip""冯骏业" | AOG175 |
| "GAO Weiwei""高维巍" | BQL394 |
| "GOH Keng Yong""吴竟荣" | AFW195 |
| "HONG Xiaohua""洪小华" | AWH557 |
| "HOU Shiu Chit""侯小哲" | AQA925 |
| "HUI Chi Keung""许志强" | ACJ725 |
| "HUI Kit Sze""许洁诗" | AYE278 |
| "KIM JUN SUNG""金埈性" | BJW321 |
| "KO Siu Man""高兆文" | AAB498 |
| "KWAN Wing Keung""关永强" | ACA428 |
| "LAI Wing Leung, Peter""黎永良" | ABA808 |
| "LAI Yick Tung, Elsa""黎奕彤" | BHD537 |
| "LAM Hing Tat""林庆达" | AAB164 |
| "LAM Kwei Lin""林桂莲" | AFE816 |
| "LAW Man Ki, Rocmen""罗文奇" | AXP759 |
| "LEE Tak Man""李德雯" | AOL217 |
| "LEE Yuen Sang""李演生" | AAB174 |
| "LEUNG Chek Kee""梁卓基" | AAC181 |
| "LEUNG Chi Man""梁志文" | AGL240 |
| "LEUNG Chin Ho""梁展皓" | BEJ054 |
| "LEUNG Fung Mei""梁凤美" | ABM256 |
| "LEUNG Hing Ping""梁庆炳" | AAC180 |
| "LI Ho Ching""李可政" | AMJ209 |
| "LI Yee Cheung""李怡祥" | ADW524 |
| "LIN Shunping""林顺平" | BPD579 |
| "LIN Yen-Chuan""林彦全" | BNB428 |
| "LO Chi Pang, Tommy""罗志鹏" | ANI934 |
| "LUI Chung Ting""吕仲庭" | AVD372 |
| "LUI Nga Yi, Pansy""吕雅仪" | AEE253 |
| "MAN Ho Keung, Zico""文豪强" | AFL174 |
| "MAU Chak Ming, Samson""缪泽明" | ACF123 |
| "NAM Dong Wan""南东完" | BJI771 |
| "NG Kit Wan""吴洁云" | AEZ760 |
| "NG Man Yan""吴曼甄" | BCG201 |
| "NG Miu Sing, Amy""吴妙声" | AAV529 |
| "NG Pui Ying""吴珮莹" | BAP670 |
| "QI Mingyu""锜明玉" | BNZ982 |
| "SHIU Peter Chung Tak""邵颂德" | ASD839 |
| "TAM Mo Yin, Christina""谭慕贤" | AAV528 |
| "TAM Wai Yui""谭玮叡" | AMY730 |
| "TANG Kam Fai, Michael""邓锦辉" | ACY921 |
| "TSE Chi Yan""谢志仁" | ACB211 |
| "TSE Kit Yean""谢杰仁" | APD411 |
| "TSE Yuk Fun, Cannie""谢玉芬" | ACD276 |
| "WONG Chung""黄众" | ADQ116 |
| "WONG Pak""黄柏" | AAB285 |
| "WONG Ping Kau, Francis""黄秉球" | AAD250 |
| "WONG Tse Hei""黄梓熹" | BQL404 |
| "WONG Wai Keung""黄伟强" | ACW172 |
| "WONG Wai Nang, Raymond""黄伟能" | AQW095 |
| "WONG Wai Shing""黄伟成" | ACO146 |
| "WOO Ping Fu, Eugene""胡炳富" | AFO477 |
| "YAU Ka Faat""尤嘉发" | BOQ868 |
| "YAU Kwok Lun""邱帼麟" | AJD338 |
| "YEUNG Man Chun""杨文进" | ALU602 |
| "YEUNG Ngok Yan""杨诺茵" | AEE247 |
| "YEUNG Tak Lam""杨德霖" | ANN274 |
| "YIP Ka Hung""叶家雄" | AFZ915 |
| "YIU Ho Hung""姚浩雄" | APF025 |
| "YIU Ho Yin""姚浩然" | AEI004 |
| "YU Kin Lok""庾建乐" | AOE771 |
| "YUEN Ming Wah""袁明华" | AAV284 |
| "ZENG Wei""曾炜" | BFR514 |
| "ZHUANG Yinyin""庄茵茵" | BIN731 |
投诉主任
牌照条件
| 生效日期 | 牌照条件 |
|---|
| 2021年3月12日 | 持牌人/[该人士]须遵守所有适用于其作为开放式基金型公司的保管人的规定，包括载于《开放式基金型公司守则》的规定，及证监会不时发出及修订的相关指引。 |
处罚记录
| 日期 | 处罚行为 | 证监会新闻稿 |
|---|
| 2019年7月10日 | 罚款 | 链接 |
| 2019年7月10日 | 公开谴责 | 链接 |
更名记录
| 有效期至 | 名称 |
|---|
| 1998年7月13日 | "Cheerful Securities Limited" |
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