牌照详情
| 名字： | 中信证券经纪(香港)有限公司
CITIC Securities Brokerage (HK) Limited |
| 证监会中央编号： | AAE879 |
| 发牌日期： | 2004年3月11日 |
| 受监管活动 | 生效日期 |
|---|
| 证券交易 | 2004年3月11日 |
| 就证券提供意见 | 2004年3月11日 |
地址
| 营业地址 |
|---|
| 香港北角北角英皇道二百五十五号国都商场八楼八零五至六室 |
| 香港九龙旺角弥敦道677 号恆生旺角大厦 16楼 |
| 香港夏悫道十八号海富中心第二座二十二楼二 二零三至五室 |
| 18/F One Pacific Place, 88 Queensway, Hong Kong |
| 香港中环添美道1号中信大厦26楼 |
| 香港九龙柯士甸道西一号环球贸易广场75楼7501及 7507B-08室 |
| 香港金钟金钟道88号太古广场1座17楼 |
负责人员
| 负责人员名字 | 中央编号 |
|---|
| "CHAN Man Ki, Matthew""陈文基" | AMF519 |
| "FONG Man Kei""方雯姬" | AXJ861 |
| "KWOK Hoi Yan""郭凯欣" | ANB388 |
| "LAU Ka Yip, Eddy""刘家业" | ACD286 |
| "WONG Tak Ho, Daniel""黄德豪" | ABT338 |
| "XU Jianqiang""许建强" | BAJ277 |
| "YIP Chung Pan""叶仲彬" | AOU243 |
| "ZHANG Duo""张铎" | BPJ118 |
| "ZHU Yuan""朱芫" | BPG310 |
代表
| 代表名字 | 中央编号 |
|---|
| "AU Siu Ming, Andy""区兆明" | BMV382 |
| "CAI Ya Qi" | BQU945 |
| "CHAN Hin Man""陈献文" | ADC330 |
| "CHAN Hoi Yee""陈凯仪" | BKC604 |
| "CHAN Ki Yin""陈其延" | AYX360 |
| "CHAN Kit Yee, Kitty""陈洁仪" | AAB440 |
| "CHAN Kwok Ching""陈国振" | AGA128 |
| "CHAN Kwok Keung""陈国强" | AND460 |
| "CHAN Mei Kuen""陈美娟" | AGM862 |
| "CHAN Sau Kuen""陈秀娟" | AFU450 |
| "CHAN Ting Yan""陈婷欣" | BLK726 |
| "CHAN Un Fu""陈源富" | AGR375 |
| "CHAN Veng Chun""陈荣存" | ANN760 |
| "CHAN Ying Kit""陈英杰" | ACQ149 |
| "CHAN Yuk Sing""陈煜昇" | ABV521 |
| "CHAN Yung Sze""陈容施" | AFL250 |
| "CHANG Yu Wei""张佑玮" | AYD590 |
| "CHAU Sai Leung, Deky""周世亮" | ABQ618 |
| "CHEN Jiachun""陈佳春" | AWE776 |
| "CHEN Shih Hao""陈世濠" | BLR289 |
| "CHEN Shujin""陈树锦" | BDZ961 |
| "CHEN Sisi""陈丝丝" | BFK206 |
| "CHEN Xiaodan""陈晓诞" | BNN434 |
| "CHENG Jazreel Yeun Yee""郑婉仪" | AHT093 |
| "CHEUNG Chun Kit""张骏杰" | APO195 |
| "CHEUNG Fung Cheung""张凤翔" | ACP534 |
| "CHEUNG Ho Yin""张浩贤" | ARW189 |
| "CHEUNG Kei""张旂" | AKX863 |
| "CHEUNG Wai Sze""张慧施" | ACC672 |
| "CHEUNG Yiu Hong""张耀康" | ABK864 |
| "CHEUNG Yiu Lam""张耀林" | AAN559 |
| "CHEUNG Yu Siu""张遇笑" | ACB207 |
| "CHIU Chun Yin""赵镇贤" | AOY509 |
| "CHOI Hon Chiu""蔡汉超" | ACE404 |
| "CHOW Ho Yin""周浩然" | AUM863 |
| "CHOW Ka Lai""周嘉丽" | AAQ308 |
| "CHOW Kwok Chuen""周国全" | AFV958 |
| "CHUI Lap Pan""徐立斌" | BCK283 |
| "CHUNG Ka Chun""锺嘉俊" | BQR871 |
| "CHUNG Wei Chiu, Dennis""锺滙超" | APO129 |
| "CHUNG Yat Wa""锺日华" | AFV872 |
| "DONG Lok""党烁" | AYV698 |
| "FENG Xing""冯星" | BMX106 |
| "FOK King Fai""霍景晖" | BLT371 |
| "FONG Kam Yiu""方锦耀" | AYK944 |
| "FUNG Hoi Tung""冯海东" | AVA500 |
| "GUO Qian""郭茜" | BCD214 |
| "HA To Sun""夏道新" | AIB174 |
| "HAN Carey""韩开瑞" | BIS571 |
| "HO Chi Tak""何智德" | APC802 |
| "HO Man Ho""何文豪" | AXI383 |
| "HO Tsz Yan""何子欣" | BBG542 |
| "HO Wing Wo""何永和" | AOS213 |
| "HO Yik Kwan""何奕坤" | AEZ469 |
| "HUA Xueyang""华雪阳" | BEF077 |
| "HUANG Lui""黄磊" | ARI731 |
| "HUANG Min""黄敏" | ATN837 |
| "HUANG Xinyi""黄欣奕" | BNV279 |
| "HUANG Zixuan""黄子璇" | BQT197 |
| "HUI Chun Chi""许振志" | ACL612 |
| "HUI Hung To""许鸿图" | AQV694 |
| "HUI Hung Wa""许鸿华" | AXD246 |
| "HUI Wai Yip""许伟业" | AVI426 |
| "IP Siu Man""叶兆文" | AFZ394 |
| "KO Siu Yin""高少贤" | AFU985 |
| "KOK Cho Yan""谷祖欣" | AQY190 |
| "KWOK Hoi Yan""郭凯欣" | ANB388 |
| "LAI Lap Yan""赖立人" | AUR101 |
| "LAI Siu Cheung, Philip""黎兆章" | APW811 |
| "LAI Yeuk Kam, Lawrence""黎若锦" | ABL675 |
| "LAM Chiu Chun""林昭缙" | BQT139 |
| "LAM Ka Yee""林嘉仪" | ACL981 |
| "LAM Kong Wai""林港怀" | BJA028 |
| "LAM Man Wai""林文伟" | AZF840 |
| "LAM Tun Lan""林敦兰" | AVY031 |
| "LAM Wan Yuk""林韵钰" | BCN958 |
| "LAM Yuk Ming""林毓铭" | AAD892 |
| "LAU Chiu Mei""刘肖媚" | ANG614 |
| "LAU Ka Shun""刘嘉淳" | BMV683 |
| "LAU Koon Ha""刘观霞" | ABD527 |
| "LAU Tung Hing""刘东鑫" | ANP167 |
| "LEE Chun Pong""李振邦" | AFS703 |
| "LEE Ho Him""李昊谦" | BCJ103 |
| "LEE Ho Kit""李浩杰" | BBP201 |
| "LEE Kar Ying""李嘉盈" | AKP099 |
| "LEE Yuen Man""李远文" | BGG858 |
| "LEI Pou San""李宝珊" | AFE818 |
| "LEUNG Ching""梁晶" | APS302 |
| "LEUNG Fung Man""梁凤敏" | ASP987 |
| "LEUNG Ka Kin""梁嘉建" | AGN065 |
| "LEUNG Kee Fung, Vincent""梁麒丰" | AVF705 |
| "LEUNG Kin Wah Kelvin""梁健华" | AOQ573 |
| "LEUNG Ping Nam""梁炳南" | AML607 |
| "LEUNG Shuk Kwan""梁淑群" | AMV305 |
| "LI Chun Yu, Benson""李振宇" | AJE235 |
| "LI Huikai""李惠铠" | BPK500 |
| "LI Lok Yin""李洛贤" | AXL864 |
| "LI Runtao""李润涛" | BRD676 |
| "LI Stephanie""李培芬" | ABW267 |
| "LI Tsz Lung, Samson""李子龙" | AFA429 |
| "LI Wun Lun""李焕伦" | AMP206 |
| "LI Yiting""李毅婷" | BOG043 |
| "LI Yuk Kwai""李玉逵" | AGM860 |
| "LIN Ka Wang""林嘉宏" | AXO806 |
| "LIU Dan""刘丹" | BEW361 |
| "LIU Haibo""刘海博" | BFN769 |
| "LIU Jin""刘瑾" | AEU168 |
| "LIU Xiangting""刘向婷" | BDL783 |
| "LIU Ying""刘盈" | BMY078 |
| "LO Chi Shing""卢志成" | AWE923 |
| "LO Hon Yan""罗汉恩" | AFV919 |
| "LOK Hong Ping, Norman""乐航平" | AAE833 |
| "LUI Po Shum""吕宝森" | AFF846 |
| "LUK Hoi Yuk""陆凯育" | AAY386 |
| "LUK Mun Tak""陆民德" | BNS686 |
| "LUK Yim Ling""陆艳玲" | AGD556 |
| "LUK Yin Ling""陆燕玲" | AAA412 |
| "MA Kwong Wing""马光荣" | AHC469 |
| "MA Liwei""马丽薇" | BCD198 |
| "MOK Chung Man""莫仲文" | AAB172 |
| "MOK Kam Leung""莫锦良" | AAJ840 |
| "MOK Shiu Wing, Ernest""莫肇荣" | AOT376 |
| "NG Lai Ping, Joey""吴丽萍" | ALF350 |
| "NG Siu Wai, Phyllis""吴小慧" | ABT328 |
| "NG Tsui Yee""吴翠仪" | AFD444 |
| "NGAN Chiu Wai""颜招伟" | BFY423 |
| "NGAN Chong Seng""颜章星" | AAY404 |
| "PAN Luyi""潘蕗屹" | BBH993 |
| "PAN Wei, Crystal""潘蔚" | APC866 |
| "PANG Shi Choi""彭士财" | BEX059 |
| "POON Hau Yiu""潘厚瑶" | ACR991 |
| "QIN Qian""秦黔" | ANR972 |
| "SHIN Chok Ming, Joyce""单竹明" | ABN473 |
| "SHOW Pui Shan""仇珮珊" | AAD246 |
| "SHUM Yuk Yee""岑玉如" | AEJ175 |
| "SUEN Wing Hen""孙荣轩" | ADV176 |
| "SUEN Yiu Cho""孙耀祖" | BGB443 |
| "SUN Haoru""孙浩如" | BCN936 |
| "SUN Jianwen""孙建文" | BJP791 |
| "SUNG Hon Kit, Jacky""宋汉杰" | APZ636 |
| "SUNG Tak Man""宋德民" | AAA891 |
| "SUNG Wai Man""宋伟民" | AAA971 |
| "SZE Ching Lau""施清流" | AFU529 |
| "TANG Kwan Nin""邓君年" | AZK757 |
| "TANG Yi""唐毅" | BCT445 |
| "THONG Chung Mao""唐松茂" | AVB803 |
| "TSANG Heung Hung""曾香红" | BPF331 |
| "TSANG Kwun Kit""曾冠杰" | AQC647 |
| "TSANG Yuk Kan""曾玉勤" | ABD528 |
| "TSUI Tung Hang""徐冬恒" | BIY626 |
| "WAI Shuk Chun""衞淑真" | AGJ187 |
| "WAN Tan Nga""尹丹雅" | AVK738 |
| "WANG Hongbo""王洪博" | BDJ609 |
| "WONG Hau Yee""王巧仪" | BPM733 |
| "WONG Hiu Yin""王晓燕" | AMV028 |
| "WONG Kin Ho""黄健豪" | AUZ704 |
| "WONG Kit""王颉" | BOI075 |
| "WONG Lai Wan""王丽云" | BJP486 |
| "WONG Li Ching""黄李静" | ANI898 |
| "WONG Ming Wai""黄铭威" | ANX951 |
| "WONG Ming Yeung""王明阳" | AVY052 |
| "WONG Sze Long""黄偲朗" | AEL451 |
| "WU Ching Hon""胡正翰" | AUG330 |
| "WU Kar Bung""胡家邦" | ADC365 |
| "WU Yanwan""吴艳婉" | BNY904 |
| "XU Lingyi""许零依" | BQC494 |
| "XUE Yifei""薛一飞" | BNR812 |
| "YAO Chunguan""姚春观" | BOB129 |
| "YAO Yuan""姚远" | BAP750 |
| "YEUNG Fung Ching""杨凤侦" | BNY969 |
| "YEUNG Kwong Hing""杨广兴" | BNF966 |
| "YEUNG Wing Chau""杨荣洲" | AGK082 |
| "YUNG Chun Woon, Louis""翁进焕" | AON896 |
| "ZENG Liyi""曾礼仪" | AWC178 |
| "ZHANG Jingyao""张静瑶" | BIL584 |
| "ZHAO Yashi""赵雅诗" | BOW440 |
| "ZHAO Yue""赵悦" | BMI303 |
| "ZHENG Xiaolin""郑晓琳" | BPK283 |
| "ZHOU Weiwei""周微微" | BLR542 |
| "ZHOU Yunlong""周云龙" | BAE838 |
投诉主任
牌照条件
处罚记录
| 日期 | 处罚行为 | 证监会新闻稿 |
|---|
| 2019年12月30日 | 其他 – 参阅新闻稿 | 链接 |
更名记录
| 有效期至 | 名称 |
|---|
| 2006年5月10日 | "CITIC Capital Securities Limited""中信资本证券有限公司" |
| 2002年9月8日 | "Cargary Securities Limited""嘉佳证券有限公司" |
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