牌照详情
| 名字： | 中国通海证券有限公司
China Tonghai Securities Limited |
| 证监会中央编号： | AAC577 |
| 发牌日期： | 2004年10月15日 |
| 受监管活动 | 生效日期 |
|---|
| 证券交易 | 2004年10月15日 |
| 期货合约交易 | 2004年10月15日 |
| 就证券提供意见 | 2004年10月15日 |
| 就机构融资提供意见 | 2012年5月25日 |
| 提供资产管理 | 2007年5月14日 |
地址
| 营业地址 |
|---|
| 香港中环皇后大道中29号华人行18-19楼 |
| Room 601, 604 \u0026 605 China Building, 29 Queen\u0027s Road Central, Central, Hong Kong |
| Room 602 China Building, 29 Queen\u0027s Road Central, Central, Hong Kong |
| Room 602, China Building, 29 Queen\u0027s Road Central, Hong Kong |
| Office Unit No. 312A, 3/F, New East Ocean Centre, No. 9 Science Museum Road, Kowloon, Hong Kong |
| 15/F, China Building, 29 Queen\u0027s Road Central, Hong Kong |
负责人员
| 负责人员名字 | 中央编号 |
|---|
| "CHAN Shing Ming, Louis""陈成名" | AEF393 |
| "CHAN Yui Pang, Oscar""陈锐鹏" | AVI901 |
| "CHAU Mei Yu""周美如" | ADB668 |
| "CHEUNG Pui Yee, Denise""张佩仪" | ADU152 |
| "CHIU Chun Kit, Calvin""赵进杰" | AFY374 |
| "CHIU Hin Fung, Sherman""赵衍锋" | ALL685 |
| "HUI John""许侨声" | AFU688 |
| "LAM Kin Hing, Kenneth""林建兴" | ABV605 |
| "NG Cardon Hsi Tsun""吴书隽" | AVE378 |
| "NG Wing Cheong""伍荣昌" | AVE043 |
| "PAU Tien Sum, Esme""鲍天琛" | ATP176 |
| "TANG Kwok Chuen""邓国全" | ACA602 |
| "WONG Horg Wang, Howard""王学宏" | ADV962 |
| "WONG Stacey Martin""黄伟诚" | ABM370 |
| "WONG Wei Man""王慧敏" | ANR767 |
| "YAN Chi Kwan""颜志军" | AGL147 |
| "YEUNG Pui Yee""杨佩仪" | AZK340 |
| "YEUNG Shu Fan""杨树勋" | AAI312 |
代表
| 代表名字 | 中央编号 |
|---|
| "CHAN Hoi Pong""陈凯邦" | ATW931 |
| "CHAN Ka Wai""陈嘉慧" | APP683 |
| "CHAN Shing Ming, Louis""陈成名" | AEF393 |
| "CHAN Siu Kei, Ken""陈兆基" | BKH467 |
| "CHAN Tsz Chun""陈子俊" | AZK755 |
| "CHAN Tsz Long""陈梓朗" | BKG153 |
| "CHAN Wai Lun""陈伟仑" | AQS021 |
| "CHAN Wai Tong, Tony""陈伟堂" | AFA134 |
| "CHAN Yat Cheong""陈逸昌" | BMW526 |
| "CHAN Yau Ling, Connie""陈幼玲" | AZH738 |
| "CHAN Yiu Kong""陈耀港" | BMY707 |
| "CHAN Yui Pang, Oscar""陈锐鹏" | AVI901 |
| "CHAN Yuk""陈煜" | AZL980 |
| "CHAN Yung Ho""陈用豪" | ABM253 |
| "CHENG Chak Yan""郑泽恩" | BJA024 |
| "CHENG Chung Lim""郑仲廉" | ALO504 |
| "CHENG Tung Lung""郑东龙" | AVT078 |
| "CHEUNG Hay Nam, Bruce""张曦岚" | ABY336 |
| "CHEUNG Sing Po""张成浦" | AMU052 |
| "CHIA Shau Hiung""谢韶雄" | AHC468 |
| "CHIANG Lu Wa""蒋路桦" | BAZ962 |
| "CHIU Wai Yin""赵蔚贤" | APH411 |
| "CHOI Wai Chiu""蔡伟超" | AWP269 |
| "CHOW King Ho""周景豪" | AAD577 |
| "CHOY Sze Wai""蔡思慧" | BDM840 |
| "CHOY Wing Fai""蔡荣辉" | AVS172 |
| "CHU Chia Hsien""朱家轩" | ADC440 |
| "CHU Ka Ki""朱嘉琪" | BGA832 |
| "CHU Pui Yan""朱佩欣" | BPI540 |
| "CHU Siu Chung""朱兆聪" | BOK735 |
| "CHU Wai Lun""朱伟伦" | ATR167 |
| "CHU Wai Ming""朱伟明" | AEC814 |
| "CHU Wing Lok, Edward""朱永乐" | ALN576 |
| "CHUN Siu Lung, William""秦绍龙" | AXK422 |
| "CHUNG Cham Yik""锺杉奕" | BPH798 |
| "DASWANI Karan Jaikishin" | BQQ612 |
| "FAN Wenya""范文雅" | BQQ607 |
| "FONG Tak Jim""方德霑" | AQE454 |
| "FUNG Kam Fong, Kammy""冯锦芳" | AAW660 |
| "GAO Shan" | AXR020 |
| "HO Kwan Hung""何钧雄" | AMC556 |
| "HO Wai Ka""何伟嘉" | BMZ597 |
| "HO Yiu Chung, Ivan""何耀宗" | AOI948 |
| "HON Sze Long""韩思朗" | AEU142 |
| "HU Yihai""胡奕海" | BDW403 |
| "HUI Hiu To""许晓涛" | ADV234 |
| "HUI Pak Kin""许柏坚" | BNG010 |
| "IP Chun Lung""叶镇龙" | BEO407 |
| "IP Ping Kwong""叶炳光" | BRB681 |
| "JIANG Quan""姜泉" | ASI305 |
| "JIANG Zhengxi""姜郑熙" | ASL211 |
| "KING Betty""金佩莉" | ADJ204 |
| "KONG Kwun Lau""江观留" | BAN204 |
| "KWAN Kwong Tung""关广同" | ABS999 |
| "KWOK Min Wai, Eva""郭敏慧" | AMJ217 |
| "KWONG Chin Cheung""邝展翔" | APK227 |
| "KWONG Chun Kin""邝镇健" | AQR945 |
| "KWONG Wai Ngok""邝维岳" | ABZ069 |
| "LAI Iu Wah""黎耀华" | AAY480 |
| "LAI Wing Nga""黎咏雅" | BNV512 |
| "LAM Cheuk Yin, Raymond""林卓彦" | BGL264 |
| "LAM Fung""林枫" | BPV203 |
| "LAM Fung Chun""林凤珍" | ADI024 |
| "LAM Jing Wei Kyle""林靖纬" | BGL488 |
| "LAM Yee Fai, Edward""林宜辉" | BBG973 |
| "LAU Ka Chung""刘家聪" | BAM357 |
| "LAU Mei Na""刘美娜" | BOF143 |
| "LAU Siu Ming""刘绍铭" | APH264 |
| "LEAN Chun Chung""林俊聪" | AVT075 |
| "LEE Ju-hyun""李柱显" | BNU373 |
| "LEE Shun Hang""李信衡" | BGD494 |
| "LEE Wai Kwan""李慧群" | APG477 |
| "LEE Yuen Ting""李婉婷" | AZE975 |
| "LEUNG Chu Hei""梁主曦" | AME890 |
| "LEUNG Chun Pong""梁振邦" | ACJ216 |
| "LEUNG Hung Ying""梁虹英" | AUG900 |
| "LEUNG Kai Hin""梁启轩" | BIT839 |
| "LEUNG Shing Wai""梁成伟" | ABK258 |
| "LEUNG Wai Yuen""梁伟源" | AJN354 |
| "LI Ke""李珂" | BGM281 |
| "LI Mingliang""黎明亮" | ATL696 |
| "LI Rui""李蕊" | BPF572 |
| "LI Shiyan""李世艳" | BKK506 |
| "LI Shuang""李爽" | ASM260 |
| "LI Tak Lun""李德麟" | AEV017 |
| "LI Tim Yan Lilian""李甜甄" | BPN243 |
| "LI Zhonghai""李忠海" | AMS111 |
| "LIO Wai Ki""廖慧棋" | AVP390 |
| "LIU Tian Chun""刘天淳" | AXR141 |
| "LIU Tiejun""刘铁军" | ATC943 |
| "LIU Wai Ho""廖伟豪" | AWA607 |
| "LIU Yao""刘尧" | BHG130 |
| "LUK Chin Man""陆展文" | BIE369 |
| "MOK Chi Keung, Andy""莫志强" | AAG211 |
| "MOK Chung Hin""莫从显" | AQD350 |
| "NG Tsan Yin""吴灿然" | AJI653 |
| "NG Wing Cheong""伍荣昌" | AVE043 |
| "NG Wing Fung""吴永峰" | BGL974 |
| "NG Yu Chun David""吴裕进" | BOO984 |
| "NGAI Ching""倪晶" | AXV091 |
| "PAN Xing""潘兴" | ASI306 |
| "PANG Ting Ting""彭婷婷" | APH428 |
| "PANJABI Amrit Ravi" | BQP724 |
| "POON Chun Sun, Eric""潘浚燊" | AEQ238 |
| "POON Tsz Wang""潘子弘" | BIB419 |
| "POON Yin Ming""潘彦铭" | BFM764 |
| "QIN Yuanya""秦苑雅" | BJI010 |
| "SHAM Wing Yan, Vivian""岑颖欣" | AYB233 |
| "SHEN Weixin""沈慰新" | AYX426 |
| "SHUM Bun Chuen Banny""沈斌全" | AVJ022 |
| "SHUM Fuk Min""沈福绵" | BID161 |
| "SHUM Michelle""沈霏瑶" | AXL714 |
| "SIT Yu Hei""薛宇曦" | BIH496 |
| "TAI Ngar Lun, Alan""戴雅麟" | ACB354 |
| "TAM Wai Ming""谭伟明" | ACV324 |
| "TANG Kwok Chuen""邓国全" | ACA602 |
| "TANG Wai Ho""邓伟豪" | BOA484 |
| "TANG Wong Shing""邓煌胜" | AJE090 |
| "TING Shu Fai""丁树辉" | AAH923 |
| "TO Chi Chung""杜子聪" | AFU839 |
| "TO Kit Lam""杜洁琳" | BOL231 |
| "TONG Ka Man""唐嘉敏" | AYJ116 |
| "TSANG Cheuk Man""曾卓旼" | BJU606 |
| "TSANG Chi Hung""曾志雄" | ADI154 |
| "TSOI Pak Pan""蔡百滨" | BHB618 |
| "WANG Xiao""王晓" | AVK625 |
| "WONG Chi Shing""黄志成" | BKP658 |
| "WONG Ching""王静" | AXN060 |
| "WONG Chun Sing""王晋声" | AQR069 |
| "WONG Heung Wing""黄向荣" | ARH867 |
| "WONG Ho Fei""王浩騑" | AEZ397 |
| "WONG Horg Wang, Howard""王学宏" | ADV962 |
| "WONG Kan Fai""黄勤辉" | ADI688 |
| "WONG Man Kit""黄文杰" | AEI547 |
| "WONG Tat Kwan, Vincent""王达群" | AEX433 |
| "WONG Wei Man""王慧敏" | ANR767 |
| "WONG Yung""黄勇" | AHX592 |
| "WU Ho Yin""胡浩然" | AOQ868 |
| "YAN Ching Man""甄静敏" | ASK571 |
| "YAN Chun Ming""甄俊明" | ANM128 |
| "YANG Yang""杨洋" | BLB385 |
| "YAU Ka Wai, Terry""邱家威" | AJA295 |
| "YE Fei Yue""叶飞越" | API132 |
| "YEUNG Chi Ming""杨智鸣" | AFD246 |
| "YEUNG Suet Mui""杨雪梅" | AFC193 |
| "YEUNG Ying Ki""杨英奇" | AAH522 |
| "YIP Kwok Wing""叶国荣" | BHA260 |
| "YU Ka Leung""余家樑" | BHW631 |
| "YU So Man""余素文" | AFG723 |
| "YUEN Che Hay""阮子曦" | AWA517 |
| "YUEN Siu Kei, Ivan""阮肇基" | BEN355 |
| "ZHANG Jinyao""张津尧" | BQW387 |
| "ZHANG Xueman""张雪曼" | ATY807 |
| "ZHANG Xuemeng""张雪萌" | AXH109 |
| "ZHENG Jun""郑君" | AXA158 |
| "ZHONG Lan""锺岚" | ATJ434 |
| "ZHONG Qi""锺琪" | ATY808 |
| "ZHU Ling""朱玲" | BCY724 |
投诉主任
牌照条件
| 生效日期 | 牌照条件 |
|---|
| 2007年5月14日 | 就第9类受规管活动而言，持牌人不得进行任何涉及全权管理集体投资计划的业务。“集体投资计划”的定义于《证券及期货条例》的释义条文内界\n定。 |
| 2012年5月25日 | 就第6类受规管活动而言，持牌人不得就要求将任何证券在认可证券市场上市的申请以保荐人身分行事。 |
| 2012年5月25日 | 就第6类受规管活动而言，持牌人不得就证监会发出的《公司收购、合併及股份购回守则》範围内的事宜/交易向客户提供意见。 |
处罚记录
更名记录
| 有效期至 | 名称 |
|---|
| 2018年11月29日 | "Oceanwide Securities Company Limited""中国泛海证券有限公司" |
| 2017年9月14日 | "Quam Securities Company Limited""华富嘉洛证券有限公司" |
| 2002年9月16日 | "Quam Securities Company Limited""嘉洛证券有限公司" |
| 2001年10月12日 | "APC Securities Company Limited" |
| 1999年5月25日 | "Dharmala Securities Company Limited" |
| 1994年4月12日 | "DMT Securities Company Limited" |
| 1986年8月19日 | "Marwitz Company Limited" |
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