牌照详情

名字:贝莱德资产管理北亚有限公司
BlackRock Asset Management North Asia Limited
证监会中央编号:AFF275
发牌日期:2011年3月21日
受监管活动生效日期
证券交易2011年3月21日
期货合约交易2012年10月26日
就证券提供意见2003年12月16日
就机构融资提供意见2004年11月1日
提供资产管理2003年12月16日

地址

营业地址
香港中环花园道三号冠君大厦十六楼
电邮地址
[email protected]
网站地址
www.blackrock.com

负责人员

负责人员名字中央编号
"BOA Belinda Mary"BES358
"CHAN Susan Wai-lan""陈蕙兰"ADH562
"CHIU Pok Man, Alvin""赵博文"AHP775
"DEI Derek""戴凯豪"BJI872
"MACDONALD Stuart William"BFD452
"MOONEY Damien Martin"BCF620
"PUN Wing Nin, Winnie""潘咏年"AAK003
"REID Robert Stephen"AIC473
"SAUNDERS John Russell"AFG796
"WILLIAMS Simon Newton"BAZ733
"YANG Yan""杨彦"BAT860

代表

代表名字中央编号
"AGRAWAL Prasoon"AYE810
"AGRAWAL Vishal Surajratan"BNS689
"AMITABH Unnayan"BGB390
"ANDREWS Stephen John"ATC362
"AOYAMA Yoshihiko"AZT327
"ARTHUR Anthony James"BNM919
"ASHWORTH Henry Thomas"BMX509
"BATAILLARD Olivier Remy Camille"BEO553
"BEI Haochen""贝皞晨"AQH041
"BERDER Antoine Eric Francois Marie"BNN308
"BEVEVINO Zach Barton"BNC709
"BHATTEE Hashim"BLL816
"BIGOS Ecaterina"BEV753
"BIZID Abdelhamid Ameur"APL605
"BRAKENRIDGE Natassia Jaide"BCH543
"BURNS Benjamin Gordon"BEB587
"BYUN Jun Sik"BLI470
"CADERAS Daniel"BGB571
"CAO Lei""曹蕾"BGB371
"CHABANE Ilyas"BAP105
"CHAN Kenneth Tin Yan""陈天欣"AFN505
"CHAN Kin Yung, Alexander""陈健勇"AXD986
"CHAN Kristy""陈德蓉"BNK027
"CHAN Sin Ting, Monica""陈倩婷"BGD460
"CHAN Tsz Kwan""陈芷筠"APF801
"CHAN Wei See""陈玮思"ARU693
"CHAN Yuen Tat""陈源达"BHU993
"CHANG Alexander Paul""张明波"ALZ627
"CHAUDHURI Kaustav"BOE528
"CHEN Runmin""陈润旻"BPI887
"CHEN Yaoqiang"BIR928
"CHEN Ying""陈莹"BQO803
"CHENG Ka Yee""郑嘉仪"BDX497
"CHENG Ka Yi Kate""郑家怡"BIW227
"CHENG Sixuan"BMW177
"CHEUNG Siu Man""张小雯"AED162
"CHEUNG Tsung On Steven""张松安"BNN717
"CHIEN Jui-Lin""钱睿翎"BLG339
"CHO Harry Sang Hyun"AYG010
"CHOI Wing Yin""蔡咏然"ATM420
"CHOW Hoi Suen Angus""周凯旋"BEV735
"CHUA David Bean Han""蔡棉汉"BEO179
"CHUI Lick Ko, Nicholas""徐力高"AXB053
"COLVIN Matthew Hunter Richter"AXK259
"DAVIDSON Colin John"ADR666
"DAY Joseph William Philip"BLG354
"DENNIS Michael Richard"BBG661
"DONG Mei""董梅"AUX150
"DOWNING Christopher Thomas"BJC238
"ENGEL Josephine Elise Silvia""王清灵"BOL195
"ESPESKOG Geir Helge"BEV306
"FAN Chin Lin""范君绫"BLL332
"FAN Ka Ho""范家豪"BAX949
"FERREIRA DE AVILA Guilherme"BLV955
"FINN Stuart Anthony"BNV001
"FONG Ka Yan""方嘉甄"AWR868
"FONG Kit Yu""方洁瑜"BHX798
"GALVIN Myles Emmet"BQW786
"GAN Seem""颜心"BOS604
"GAO Muzi""高慕紫"AXC397
"GAUDRE Sebastien Patrice"AVR367
"HASSAN Tahmimm"BII044
"HE Bitao""和璧淘"BOF744
"HINTERHAEUSER Marina"ATM619
"HO Ka Wing""何嘉颖"BFG840
"HO Seen Sze, Cecilia""何善思"BLU752
"HONG Sung Jun"BHG933
"HORN Jason Christopher John"BMQ392
"HSIEH Tiffany""谢宛芝"ATT782
"HSIN Sze Wai""忻思慧"AJJ600
"HUH Samuel"BOD124
"JEON Jeffrey Jinwoong"BEM314
"JI Bing""纪冰"AFY976
"JI Weiqing""嵇伟卿"BGM937
"JIA Fan""贾凡"BFP341
"JIANG Tian""江天"BKI423
"JOLLY Rimmo"ATR852
"JU Chung Ha Stella""游仲霞"BDC504
"JUAN Hillary Ching""范鸿恩"BNM921
"KANG Yoonsung""姜润晟"BMP251
"KAO Cheng-hui""高正辉"ALB059
"KARHANI Omar"BPI642
"KHOURY Natalie Alexandra"BIB669
"KIM Jee Hyeon"BHA092
"KIM Jeong Yeon"BGK390
"KOH Wan Chin"BIC280
"KUANG Xiaofei""旷晓菲"BOP622
"KWAN Siu Hong""关兆康"BBM832
"KWOK Yin Ting, Rowena""郭燕婷"AOA972
"LAI Yik Man""赖亦敏"BLF867
"LAM Kam Yuen, Ronald""林锦源"BMQ757
"LAM Kwok Yiu""林国耀"BKQ400
"LAU Ka Yan""刘嘉恩"BNU707
"LAU Kok Hong""刘觉匡"BMN426
"LAU Pei Man Hidy""刘姵妏"AVZ457
"LAU Zoe Lavinia""刘安饶"BHH851
"LEE Fanny Yuk Lai""李玉丽"AFX602
"LEE Jaewhan""李在焕"BMW174
"LEE May-Lynn""李美仪"BCZ923
"LEE Siu Fung Brian""李肇峰"BBQ889
"LEE Wai Lun""李伟伦"APA626
"LEE Yin Kiu""李彦桥"BOU278
"LEE Yun Yun Vivien""李茵茵"AZW068
"LEUNG Boe Yu Bonnie""梁葆瑜"AZS024
"LEUNG Karen Ka Ying""梁家莹"AUX242
"LEUNG Kin Yip""梁建业"AWH336
"LEUNG Sharon""梁雪贤"BPB219
"LEUNG WAI HAN""梁慧娴"BQB949
"LEUNG Wing Kei, Kristi""梁咏琦"AQW093
"LI Meng""李萌"BOR408
"LI Simin""李思敏"AVL235
"LILLIBRIDGE Robert Maarten"BLY721
"LIM Min Lynette"BPA405
"LIM Wen Yao, Lester""林文耀"BEB082
"LIU Gladys""廖沛乔"BLA853
"LIU Kaiwen""刘楷文"BQB160
"LIU Tiebin""刘鉄彬"AYI977
"LIU Yajun""刘雅俊"AMF512
"LIU Yunqi""刘芸琪"BEA463
"LOK Ka Ying""骆嘉楹"BOU167
"LUI Chun Hei, Barton""吕俊羲"BHH505
"LUK Chee Wing Vanessa""陆之颖"APA902
"MAGINNIS Christopher John"BCV658
"MAHAPATRA Sidharth"AEQ545
"MALEY Daniel Frank"BOJ067
"MARGITAN Steven John"BMQ590
"MARTISEK Peter"AXR832
"MARZOUQ H Ahamed"BOM546
"MELLORS James Edward"BAE534
"MEPANI Pravin"ALW554
"MILLER Jason Evans Billings"BOB307
"MITCHELL Georgina Lucy"BLN455
"MOELLER Steven Edward"AVR015
"MON Esmond"BHS915
"MONG Steven""蒙奕熹"BPK358
"NG Sheung Yiu""伍襄尧"BDR313
"NG Wing Sang""吴咏珊"BCF610
"NG Yu Hei""吴宇熙"BEC094
"NIELSEN Andrew Stephen"BNR019
"PAI Anna Hsin Ping""白欣平"BLA849
"PANG Pui Wah Janice""彭珮华"BGY813
"PANG Tsz Wai""彭梓维"BOS807
"PARK Christina Jin Shim""朴真心"BGB455
"PARK Myung Je""朴明济"AHG574
"PAUW James Michael"BMV845
"REID Robert Stephen"AIC473
"REOCH Jonathan Ian"BAD649
"RILEY Adam Martin"BBB159
"RONNEBERGER Robert"BNB263
"RYAN Nicholas Charles"BGI288
"SENG Wen Hui Janelle""辛文慧"BPI324
"SHAM Ho Lun, Hans""沈浩崘"AUX151
"SHERIDAN Tiana Maria"BNA730
"SHI Mingda"BDK856
"SHIN Yeeun"BOU812
"SIERADZKI Alexandre Roger"BMH510
"SO Vincent Hon Pong""苏汉邦"ADB610
"SONG Frank"AXK328
"SONG Zhengying""宋峥颖"BDQ750
"SUBRAMONIAM Sunita"BDZ962
"SUN Xiaolin""孙小琳"BNW056
"SUN Yee Lok""孙伊乐"BFX170
"SUNG Min Su"ARO771
"SUSKI Dominik John"BHO573
"TAKEMURA Chizuru"BOT854
"TANG Xiaodong""汤晓东"BMY838
"TAW Thomas James"AQJ868
"TAY Hui Yi""郑惠忆"BQH099
"TENG Hoi Yee Carol""邓恺怡"AXO836
"TJON Hui Ya Janice""张慧雅"BIY425
"TSANG Tsz Wun""曾芷媛"ALT749
"TSUI Sai On""徐世安"BQG426
"VERSACE Haryati Megumi"BNU704
"WALTERS Evan Ambrose"BFU969
"WAN Bruce""温尚志"BOG327
"WANG Fanyue""王梵粤"BEA590
"WANG Huiling""王惠玲"BIC463
"WANG Yiwei""王轶维"BLB121
"WANG Yuliang""王玉亮"BKT468
"WELLS Steven Peter"AWS034
"WILLIS Vernon Russell"AXE224
"WILLS Darren Edward"BLH178
"WONG Graham Alex""黄煦瑜"BPX063
"WONG Ka Yiu Steve""黄家耀"BAH949
"WONG Olivier""黄继业"BQR904
"WONG Sze Ki""黄诗琪"BHE046
"WONG Wai Man, Angel""黄蔚敏"BJO200
"WONG Yong Wen"BOR400
"WRIGHT Lindsay Margaret"BLR874
"WU Shuning""吴书凝"BQT148
"XIONG Li""熊莉"AQE822
"XU LAI""许来"BJH152
"XU Michael Jia""许嘉"BHH373
"YAN Celia Chenshan"BEF685
"YAN Ran""闫然"BMW330
"YANG Fei""杨騑"BEJ497
"YANG Liu""杨柳"BNP290
"YEUNG Nga Yan""杨雅欣"BNL126
"ZHANG Colin"BDN956
"ZHANG Mengcheng""张梦澄"BFX166
"ZHANG Yuqing""张宇青"BAB872
"ZHAO Michael"BPI889
"ZHAO Wei Peng""赵伟鹏"AXD832
"ZHOU Yajun""周雅君"BNE951
"ZHU Huian""朱慧安"BOT855
"ZHU Yanlin""朱彦霖"BBT505
"ZHUANG Shenghao Eugene"BOP949
"ZHUANG Siyu""庄思玉"BQC115

投诉主任

电话号码:"39032688"
传真号码:"39032900"
电邮地址:"[email protected]"
通讯地址:"16/F Champion Tower

牌照条件

生效日期牌照条件
2004年11月1日就第6类受规管活动而言,持牌人只可以根据《香港联合交易所有限公司证券上市规则》第20章的规定,担任作为它所管理的跟蹤指数交易所买卖基金的上市代理人。持牌人在担任作为该代理人时,不得就任何涉及《企业融资顾问操守準则》所述明的首次公开招股的上市计划提供意见。
2004年11月1日在它所管理的跟蹤指数交易所买卖基金上市之前,持牌人如就该等基金履行任何分销职能,须严格遵守就i股新华富时A50中国指数基金而採纳的分销程序。
2006年11月24日就第6类受规管活动而言,由2007年1月1日开始,持牌人不得就要求将任何证券在认可证券市场上市的申请以保荐人身分行事。
2012年10月26日就第2类受规管活动而言,持牌人不得经营下列以外的业务-\n(a)从其他人士接收为达成期货合约交易而提出的要约,并以该等人士的名义将该等要约传达予其他期货经纪﹔及\n(b) 向其他期货经纪介绍其他人士,使该等人士可-\n (i) 达成期货合约交易;或\n (ii) 为进行期货合约交易而提出要约。\n
2012年10月26日就第1类受规管活动而言,持牌人不得经营下列以外的股票经纪活动 -\n(a) 从其他人士接收为达成证券交易而提出的要约,并以该等人士的名义将该等要约传达予其他股票经纪﹔及\n(b) 向其他股票经纪介绍其他人士,使该等人士可-\n (i) 达成证券交易;或\n (ii) 为进行证券交易而提出要约。\n
2012年10月26日就第6类受规管活动而言,持牌人不得就证监会发出的《公司收购、合併及股份购回守则》範围内的事宜/交易向客户提供意见。

处罚记录

日期处罚行为证监会新闻稿

更名记录

有效期至名称
2009年12月17日"Barclays Global Investors North Asia Limited""巴克莱国际投资管理北亚有限公司"
1998年11月8日"Power Gate Limited"

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