牌照详情

名字:巴克莱亚洲有限公司
Barclays Capital Asia Limited
证监会中央编号:AAC257
发牌日期:2005年1月12日
受监管活动生效日期
证券交易2005年1月12日
期货合约交易2005年1月12日
就证券提供意见2005年1月12日
就机构融资提供意见2005年1月12日

地址

营业地址
41/F Cheung Kong Center, 2 Queen\u0027s Road Central, Central, Hong Kong
42/F, 43/F, Cheung Kong Center, 2 Queen\u0027s Road Central, Central, Hong Kong
Level 37, Chifley Tower, 2 Chifley Square, Sydney NSW 2000, Australia
电邮地址
[email protected]
网站地址
www.barclays.com

负责人员

负责人员名字中央编号
"AAGAARD Lars Erik"BDQ224
"CHANG Jian""常健"AVT125
"CHEN Kuan-ting""陈冠婷"AFQ371
"DAVIES Anthony Miles"AAV788
"FRASER Bradley James"BHZ827
"KOO Vanessa Lee Ying""顾琍滢"AFX588
"LEE Sang Kyo"AKJ143
"MARSH-JR Alan Reid"BEL251
"PECOT III Charles Matthew"AHA548
"TAN Jit Ming""陈日明"BOZ939
"THAKUR Avinash"AKX543
"TOMS Matthew Howard"BOA278
"YEUNG Pan Na""杨彬娜"APD582

代表

代表名字中央编号
"AU Siu Fai""区肇辉"AFS999
"BAKER Matthew Thomas"BBB057
"BLACK JOYCE SUK HAN""龚淑娴"ARF360
"BROWN Ashley James"BEE969
"BYUN Jung Mo""卞廷谟"BAS384
"CAI Xiao""蔡潇"BFC347
"CARTHY Robin Ian"ANQ134
"CHAK Kwai Ting John""翟篑霆"BQH314
"CHAN Kwan Lee""陈昀利"BRB434
"CHAN Man Yin Tiffany""陈敏妍"BQU487
"CHAN TAI YUI""陈泰叡"BNH561
"CHAN Yi""陈怡"BKH673
"CHAN Yik Pang""陈奕鹏"BOC128
"CHAN Yin Ling Elaine""陈彦翎"AXZ258
"CHAN Ying Tung Eugenia""陈影彤"AYD772
"CHAN Zhen Wei""陈振维"BGH259
"CHEN Cecile""陈云溪"BHY105
"CHEN Chengchieh""陈正杰"BNC712
"CHEN Sihan""陈思涵"BQH910
"CHEN Xuehua""陈雪花"AMZ173
"CHEN Yixin""陈奕昕"BAB577
"CHEN Zilin""陈梓林"BOS492
"CHENG Ho Yin""郑浩贤"BNF767
"CHIU Chi Hoi""赵之海"ALV072
"CHIU Kwan Wai William""招君炜"BAT270
"CHOI Sanghyun""崔相炫"BNV870
"CHONG Siu Wing Christopher""庄绍荣"AYU408
"CHU Peter"AIR824
"CHUNG Sung-min"AVS891
"CROSS Ian Cameron"AQB165
"EARLY Paul David"AYW039
"EVANS Rhodri Lloyd"BQH313
"FARRELL Stephen Robert"APW070
"HAYANO Hiroyuki""早野裕之"AXS622
"HO Joann Chung Yan""何颂茵"BQX012
"HO Wai Fu""何伟富"ATO202
"HO Wai Yan Joanne""何慧欣"AXV385
"HOI Zhi Lin Marvyn"BPM097
"HONG Eugene Cheeryeh"ASW556
"HONG Wenxi""洪文茜"BHH491
"HU Lili""胡黎立"BLL279
"HU Quzhao""胡曲曌"BCS710
"HU Saiya""胡赛亚"BON680
"HU Tianzong Angela""胡天纵"ANH100
"HU Zhe""胡哲"BQI147
"HUANG Anqi""黄安琪"BNF768
"HUANG Jialin""黄佳琳"BOR942
"JHAVERI Anuj Kamlesh"AZG858
"JI Yong Kyu"AMW599
"JIN Fengyi""金奉一"BPN524
"JIN Yi""金翼"BQC994
"KAEOMANI Chariya"BRA609
"KHAN Masood Ahmed"BPK858
"KHOR Chee Yong Eric"BAB167
"KIM Bum Soo"AHZ633
"KIM Kyung Ryun""金经伦"BHY115
"KOH Kai Loon""许楷仑"BOC391
"KULSHRESTHA Tuhin"BMW210
"KWOK Chun""郭晋"BNC956
"LAI Yu Kwan""赖宇鋆"BRB433
"LAM Ho Yin""林浩贤"BRB438
"LAU Kwok Wai""刘国威"AQJ443
"LAU Vincent Har Yin"BKD095
"LAW Chung Ho Colin""罗琮皓"BOR943
"LAW Yuk Shan""罗玉珊"BOG423
"LEE Chi-Ming""李啓铭"BEY887
"LEE Han Bit"BJM388
"LEE Jae Young""李在英"AKP354
"LEE Jiwon""李知原"BLH266
"LEE Ka Wo""李家和"AUX259
"LEE Kai Him""李启谦"BON467
"LEE Kai Ho""李启豪"AXK724
"LEE Kar Ming Chris""李家铭"BNW053
"LEE Kin Chung, Alex""李建中"AIU431
"LEE Wai Kin, Dennis""李炜坚"ARB726
"LEI Ming""雷鸣"AUV623
"LEUNG Chun Yin""梁津然"BMB720
"LEUNG Kar Lak""梁加力"BBF229
"LI Hoi Ying Stefanie""李凯盈"BLF088
"LI Seymour"BNO608
"LI Shaobo""李少博"BNI705
"LIN Wai Leong""练伟亮"BQW260
"LIT Ching Nam""列正南"BQW258
"LO Kathleen Oikay""卢蔼琪"AJN777
"LO Ping Yue""卢秉宇"BHJ266
"LO Sze Man""劳诗敏"ANH319
"LU Yi""路易"BOR941
"LUI Man To Lorraine""吕敏淘"BAK522
"LYU Yiming""吕一鸣"BQI138
"MA Yin Yee""马燕仪"BFW819
"MOOGIMANE Tejas Ramakrishna"AVI748
"MOON Jae Wook""文裁煜"AOU410
"NANNEH Amir"BIC188
"NG Arthur Yuk Yin""伍旭彦"AXV402
"PADGETT Samuel Duncan"BEF993
"PAN Lixia""潘黎霞"BPS883
"PAREKH Tejas"BNX028
"PEI Dandi""裴丹迪"BQL401
"PIOT Selim"AZF829
"POON Chung Yeung""潘诵扬"BGW429
"QIN Yi""秦伊"BOS493
"REILLE Nicolas Jean Xavier"AFS561
"RODIER Florent Edouard Marie"APQ444
"RYOU Soo Han"BQU276
"SAIGAL Dhruv Kumar"BHP335
"SATCHWELL Richard James"BMW344
"SHEN Si""申思"AVP155
"SIMA Leien""司马雷恩"BNF397
"SMITH Robert Guy Frederick"APU248
"SONG Yaning"BHP342
"SU Simin""苏思敏"AYD305
"SUN Ka Ning, Karen""孙家宁"BHV461
"SUN Yixuan""孙伊璇"BKK358
"TAM Chung Fai, Josiah""谭仲晖"AIH357
"TEO Soo Meng, Kelvin""张书明"AMN714
"THAKUR Akhil Braj Raj"AXU659
"THORNDIKE Richard Daniel"BOH727
"TIEN Weiming, Thaddeus"AXK269
"TSAI Ming-Chieh""蔡明洁"BEZ609
"TSANG Kwok Wai, Gordon""曾国威"BLI479
"TSANG Wa Chin""曾华展"BQX011
"TSOI Chi Ming""蔡智明"AVX934
"VAES Christophe"AZX119
"VASKO Michael Joseph"BOX084
"VUILLEMIN Pierre Michel Cesar"BLF081
"WAN Ka Kuen""温嘉权"BPX295
"WANG Chuan Ying""王传英"BMG147
"WANG Hao""王澔"BNW052
"WANG He-Shiuan""王鹤璇"AYO875
"WANG Sai""王赛"BCJ594
"WEI Daren""韦达人"BOI623
"WENG Chenqi""翁晨琪"BNJ123
"WONG Ken Wei""黄建伟"AIR851
"WONG Tse Kay Michael""黄子基"AXT031
"WU Changxuan""吴昌烜"BOC390
"WU Chaoyu""邬超宇"BQI145
"XU Tianqing""许天晴"BNG783
"XU Wenjin""许文晋"BHD376
"XU Xiaopeng""徐霄鹏"AWT597
"YANG Chi Hung"BEM329
"YANG Nan""杨楠"BKP395
"YANG Qin""杨琴"BRB808
"YEH Samuel"BNQ778
"YEUNG Jennie Po Mei""杨宝美"AYN495
"YEUNG Wing Yan""杨泳欣"BNH098
"YONG Qianyi""雍千艺"BOT381
"YU Lok Yee Joanna""余乐怡"BQX008
"YU Lu""虞璐"BOR940
"YU Raymond Waikit""余玮杰"APL241
"YUN Zhaokun""云照坤"BQI141
"ZHANG Chi""张迟"BOT379
"ZHANG Hongqi""张宏其"ARN453
"ZHANG Kaiyi""张凯奕"BOC395
"ZHANG Lei""张蕾"AYM793
"ZHANG Yifan""张一帆"BGN399
"ZHANG Yumeng""张雨蒙"BKK535
"ZHOU Sijia""周偲嘉"BOS500
"ZHOU Yingke"BER533
"ZOU Da""邹达"BBU879

投诉主任

电话号码:"2903 4215"
传真号码:"2903 2296"
电邮地址:"[email protected]"
通讯地址:"41/F

牌照条件

生效日期牌照条件
2020年8月10日就第6类受规管活动而言,持牌人不得就要求将任何证券在认可证券市场上市的申请以保荐人身分行事,但其因在2020年6月30日前接纳的合约而必须履行的保荐人或合规顾问的工作则不在此限。

处罚记录

日期处罚行为证监会新闻稿

更名记录

有效期至名称
2000年12月16日"Betimes Limited"
1998年1月23日"BZW Asia Limited"
1995年4月25日"Barclays de Zoete Wedd (Asia) Limited"

Was this helpful?

0 / 0

给这家券商/公司评分
[评分人数: 0 平均分数: 0]

本文链接: https://www.hksecwiki.com/new/714/
HKSecWiki香港券商百科整理发布,香港证券开户请访问hksecwiki.com

发表回复 0

Your email address will not be published. Required fields are marked *