牌照详情
| 名字： | 麦格理资本股份有限公司
Macquarie Capital Limited |
| 证监会中央编号： | AAC534 |
| 发牌日期： | 2004年3月22日 |
| 受监管活动 | 生效日期 |
|---|
| 证券交易 | 2004年3月22日 |
| 就证券提供意见 | 2004年3月22日 |
| 就机构融资提供意见 | 2004年3月22日 |
| 提供自动化交易服务 | 2013年7月9日 |
地址
| 营业地址 |
|---|
| 香港中环港景街1号国际金融中心1期18楼2001-02 室 2016室 22-23楼 |
负责人员
| 负责人员名字 | 中央编号 |
|---|
| "AU Tin Wai""区天伟" | AJF371 |
| "BEHARIE Sacha Alexander" | BAH589 |
| "CHAI Tak Loon""蔡达龙" | AWH859 |
| "CHEN Alan Bing" | AEH768 |
| "KEY John Richard" | AOZ142 |
| "LEE Wai Chong, Mary""李潓庄" | ABN350 |
| "LI Ling""李凌" | AOQ539 |
| "LYNCH John M" | ADA514 |
| "MILES Ashley James" | ARD708 |
| "NG Ka Chun""吴嘉俊" | AKL702 |
| "POWELL Stuart Baden" | BDO331 |
| "PU Jimmy""浦仲凯" | AUX546 |
| "SUN Qimeng""孙启蒙" | AHS593 |
| "WEEKES Mark Alan Wentworth" | AVQ693 |
| "YANG Suo""杨梭" | BCQ590 |
| "YEE Jack Sam" | AOH882 |
| "ZAKI Adam Anwar" | AJK665 |
| "ZHAI Wenjing""翟文婧" | ARP180 |
代表
| 代表名字 | 中央编号 |
|---|
| "ABOUD Tara Adelaide" | BGH918 |
| "BAILEY David Lloyd" | BNC016 |
| "BAIRSTOW Hayden Peter" | AUZ522 |
| "BARATTE Nicolas Guy Gabriel" | AWN751 |
| "BELLUCHE David Connor" | BPL876 |
| "BEYNON Chad Charles" | BNZ830 |
| "BHANDARI Abhishek" | BDT713 |
| "BIN MOHAMAD Aiman" | BPI615 |
| "BUNCOMBE Andrew Kent" | BOU549 |
| "BURMAN Nilisha" | BOG729 |
| "CARRIG Brendan Stephen" | BPD474 |
| "CHAN Wing Yan""陈颖欣" | BOT660 |
| "CHANG Tsun Wah, Terence""张俊华" | AWP241 |
| "CHAO Zi Hoe Alvin""曹志浩" | BIZ755 |
| "CHEN Chin-Yi""陈勤意" | BAT983 |
| "CHEN Jan" | BPB344 |
| "CHEN Zhenyu""陈臻宇" | BGN072 |
| "CHENG Suet Kwan Shirley""郑雪君" | BCK468 |
| "CHENG Xiaohan""程潇涵" | BNO501 |
| "CHEONG Billy" | BIH715 |
| "CHEUNG Andrew Tsz On""张子安" | AOL529 |
| "CHING Tze Lok""程子乐" | AZS855 |
| "CHOW Sunny""周佳明" | BEL613 |
| "CHUNG Kwok Kwong""锺国光" | AAD849 |
| "CONOMOS John Theodore" | AZH720 |
| "DENG Yuekai""邓跃凯" | BGE282 |
| "DIXIT Tanvi" | BGE019 |
| "DOAK Warren Peter" | AMQ368 |
| "DONG Yixiao""董逸晓" | BOA872 |
| "ELIASSON Carl Rickard" | BMB929 |
| "FABRIS David Alexander James" | BMR379 |
| "FU Siu Lan""符小兰" | AWH344 |
| "GANAPATHY Suresh" | AVJ433 |
| "GARUDE Alankar" | BIY256 |
| "GERMAN Victor" | AWU684 |
| "GORDON Andrea Wai Ming""陈慧明" | ALB904 |
| "GREEN Antony Rowan" | AMB131 |
| "GUO Zhijian""郭智健" | BNM903 |
| "HENG Chi Hao Derrick" | BOH556 |
| "HONG Kwang Pyo" | ATL729 |
| "HSIAO Chih Ching""萧芷晴" | BIH705 |
| "HSU Shih-Te""许世德" | AXK964 |
| "HU Weijun""胡伟俊" | AWS043 |
| "HUANG Shiau-Ling""黄晓龄" | AWM151 |
| "HUDSON Stephen Richard" | AMQ367 |
| "HWANG Chan Young" | AMY257 |
| "JAIN Ashish" | AQT168 |
| "JEARAJASINGAM Premanand" | ANP073 |
| "JI Xinyu""季心宇" | BPN159 |
| "JIANG Xueyao""江雪瑶" | BMU871 |
| "KASHIMPURIA Nikhilkumar Subhash" | BPS820 |
| "KIM Dong Wan" | AMU451 |
| "KIM Han Joon" | BPA029 |
| "KIM Mi Hyun" | BOC366 |
| "KIM Sung Gi" | BBN655 |
| "KIM Sungeun" | BIE125 |
| "KIM Youngeun""金伶恩" | BOI603 |
| "KOTECHA Anuj Ashok" | AXS269 |
| "KUNG Yiu Shing""龚耀诚" | BLH249 |
| "LACZNY Piotr" | BPA001 |
| "LAM Alexander Hoi Chi""林海志" | APO125 |
| "LAM Royan""林泓昕" | AFX839 |
| "LAMPLOUGH Jeremy David" | BFT883 |
| "LAU Chun Ho""刘隽颢" | BPL312 |
| "LAU Nam Lung, Humphrey""刘南龙" | ALK811 |
| "LAWSON Timothy Wightman" | AKJ264 |
| "LEE Jeok" | ANH621 |
| "LEUNG Darren Tat-Lun" | BOJ934 |
| "LEUNG Ryan Wan Yan""梁宏恩" | BGT777 |
| "LEUNG Yiu Tung""梁耀东" | BMW834 |
| "LI Ling""李凌" | AOQ539 |
| "LIM Ben Shane" | BPH547 |
| "LIU Jiaming" | BKV292 |
| "LIU Xinzhu""刘馨竹" | BNR338 |
| "LOPEZ Gilbert Yanson" | AMO289 |
| "LUNG Chi Chiu" | BMD883 |
| "LUNG Man Han Alice""龙敏娴" | AAV895 |
| "MA Cherry""马卓蓝" | AYC317 |
| "MAGPAYO Karisa Garcia" | ANH010 |
| "MAR Nicholas Ryan" | BDM986 |
| "MYLES Ian Philip" | ANH237 |
| "MYOUNG Cholong" | BCF603 |
| "NAKADA Yasuhiro" | BMK883 |
| "NOLLEN Timothy Wilson" | BOJ839 |
| "OHLWEILER Jeffrey Lyon" | AQN994 |
| "PARK Jung Ah" | BAE816 |
| "PATHARAVANAKUL Vilailuck" | BNX269 |
| "PENG Yu-Chia""彭裕嘉" | BOF450 |
| "PURTELL John Pierre" | BEQ937 |
| "RAPP Leon Derek" | BNT767 |
| "REUTERSWAERD Carl Adrian" | BIX053 |
| "RUDRARAJU Bhanuprasad Chakrapani" | BGT058 |
| "RUSLI Felix Stephen" | AUW898 |
| "RUSSELL Scott Gerald" | APU452 |
| "SANNE Herman Michael" | BQG532 |
| "SHAH Nishant Krishnakumar" | BOS833 |
| "SHEN Fei""沈斐" | AVS849 |
| "SHVETS Viktor" | ACQ231 |
| "SIT David Zhe Ming" | ASF399 |
| "SONOGAN Mitchell Hugh" | BNS222 |
| "STEYN Peter Copeland" | BFT880 |
| "SURESH Aditya" | AYC055 |
| "TAGUCHI Hiroshi" | BEJ873 |
| "TANG Shentao""唐申涛" | BPA128 |
| "TAO Xinyi""陶炘翊" | BQD326 |
| "TAPLEY Alana Maree" | BQQ368 |
| "THONG Wai Meng Damian" | ANC081 |
| "TOH Alfred Kay Boon" | BPX067 |
| "TSAI Bin-Ju""蔡秉儒" | BOA617 |
| "VANTARAKIS Jayden Cain" | AXX772 |
| "WANG Jingzhi""王竞之" | BNK282 |
| "WANG Liyao""王坜尧" | BOQ035 |
| "WANG Yihua""王奕华" | AVK616 |
| "WILLIAMS Alexander Boyd" | BPY300 |
| "WISEMAN Mark Andrew" | BJE311 |
| "WU Colin Po-chang""吴柏锠" | BBD318 |
| "WU Weijiang""吴韦江" | BQC919 |
| "XIANG Zhen""项臻" | BNL498 |
| "XU Han""许焓" | BPS327 |
| "YANG Xinyi""杨馨怡" | BQG763 |
| "YONTS Charles Anthony" | AJM207 |
| "ZHANG Xiaoxuan""章晓璇" | BQG262 |
| "ZHENG Yawen""郑亚文" | BBZ909 |
投诉主任
| 电话号码："3922 3554" |
| 传真号码："3922 3748" |
| 电邮地址："[email protected]" |
| 通讯地址："L22 One International Finance Centre |
牌照条件
| 生效日期 | 牌照条件 |
|---|
| 2018年3月23日 | 就第6类受规管活动而言持牌人不得就证监会发出的《公司收购、合併及股份回购守则》範围内的事宜/交易向客户提供意见。 |
处罚记录
更名记录
| 有效期至 | 名称 |
|---|
| 2015年12月29日 | "Macquarie Capital Securities Limited""麦格理资本证券股份有限公司" |
| 2008年2月29日 | "Macquarie Securities Limited""麦格理证券股份有限公司" |
| 2004年7月30日 | "ING Securities Limited""安银证券有限公司" |
| 2002年3月22日 | "ING Baring Securities (Hong Kong) Limited""霸菱证券(香港)有限公司" |
| 1996年4月11日 | "Baring Securities (Hong Kong) Limited" |
| 1986年8月1日 | "Baring Far East Securities (Hong Kong) Limited" |
| 1984年10月12日 | "Hallville Limited" |
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