牌照详情

名字:
Merrill Lynch Far East Limited
证监会中央编号:AAC352
发牌日期:2005年5月27日
受监管活动生效日期
证券交易2005年5月27日
期货合约交易2010年8月20日
就证券提供意见2005年5月27日
就机构融资提供意见2005年5月27日

地址

营业地址
Level 18-21 and Units 1-3, 5-9 Level 22, Tower B of Kowloon Commerce Centre, No.51 Kwai Cheong Road Kwai Chung New Territories, Hong Kong
香港中环皇后大道中2号长江集团中心55楼
Level 37-40, 52, 53, 55, Cheung Kong Center, 2 Queen\u0027s Road Central, Hong Kong
电邮地址
[email protected]
网站地址
www.bofaml.com

负责人员

负责人员名字中央编号
"BANSAL Navneet Kumar"ANU797
"BARSHA Thomas"APS977
"BASLER Matthew Howard"BPY590
"BATRA Nitin"BBU298
"BEATTIE Russell William"ALI346
"BROADFIELD David John"BBT521
"CHANG Wen- I Phoebe"BAX300
"CHENG Kin Lung, David""郑建龙"ABR710
"CHU Peter Pa-en"ALW236
"COBEN Craig Bradley"BPV438
"DAVID Gregory, Ralph"ATF071
"DONDE Mandar Suresh"BIC773
"FESCHET Xavier, Boris"AMK015
"FU Xin""付鑫"ALZ731
"GAO Meng""高甍"AQN969
"GUENTHARDT Peter Konrad"BEG331
"HIGHFIELD Tucker Montana"AIQ970
"HSUEH Yan-Wen""薛焱文"ATN371
"HU Xiao""胡晓"AXQ422
"KIM Yong Chan""金容賛"AIH348
"KWONG Alan Chi Hang"AJK662
"LEE Joseph B"ACJ181
"LEE Martin Kin Mann""李健文"AFE596
"LEUNG Kin, Kenneth""梁坚"AEW050
"LIEN Vincent Wai Sun""连维新"AMM448
"LO Yin""卢彦"ALR886
"MANO Stefan"BGB559
"MC LELLAN Daniel Robert"AOU637
"MERAJ Syed Adnan"AML803
"MILLER Elizabeth Kathleen"BGH558
"NI Chao""倪超"ARH768
"PRATT Michael Charles Harding Kayas"AEK878
"PURI Narinder"ATN363
"SAIGAL Gaurav"APQ799
"SAWHNEY Akshay"BCJ994
"SCHWILLE Mark Andrew"AGN694
"SEATON Graham Trevor"ARI681
"STEINEMANN Patrick Paul"ARN033
"SU Chi""苏驰"AJE750
"TAM Yui Hong, Conan""谭悦康"AHC108
"THIRIET Olivier Louis Lucien"ASS294
"TO Fung""杜峰"AFJ428
"TSUI Ka Lun""徐家麟"AWP641
"TSUI Siu Fung, Shelton""徐兆峰"APB436
"WANG Xuelu""王雪璐"AZX263
"WILLIAMS Benjamin Robert"APD124
"WONG Chung Chit""王纵哲"AXI490
"YIN Yifeng""殷逸峰"ANQ758
"ZHOU Xiaoming""周晓明"ARJ056

代表

代表名字中央编号
"ADACHI Chiho"BHT722
"AI Xihong""艾锡宏"AVW302
"ALBUQUERQUE Dinesh Jeremy"BOU437
"AMOYAL Alexandra Keren"BOC074
"ARORA Anvita"BMY515
"AU Cherie Tsui Yee""区翠儿"BFJ728
"AU Ho Chung""区皓综"BBW370
"BAHUGUNA Himanshu"BGT178
"BANA Aashvi"BPK829
"BAO Xitong""包希曈"BFW991
"BEUREL Damien Jacky"ATY074
"BOTHRA Gunjan"BGA581
"BOUSQUET Emmanuel, Franz, Roger"BHP249
"BRAGINSKIY Dmitriy"ASE444
"CABAL Bill Kristoffer"BJS895
"CABANNES Robin Claude Louis"BOP236
"CAO Yuanyuan""曹媛媛"BOG925
"CHAI Yingshan""柴樱珊"BKD933
"CHAN Kan Yin""陈耿彦"BPW428
"CHAN Ruo Jun, Angela""陈若君"AXX714
"CHAN Woon Yew, William""曾焕耀"ALJ813
"CHAN Yet Wun Joyce""陈日韵"BEA760
"CHANNA Vishal"ASE667
"CHAU Wai Yan""周慧欣"BLI739
"CHEE Kok Siong""徐国祥"BEA825
"CHEE Wei Feng, Alan"BJU728
"CHEN Chen""陈晨"BJU568
"CHEN Feiyang""陈飞扬"BQC220
"CHEN Hongda"BQY997
"CHEN Hsiang-Ju""陈湘如"AQY429
"CHEN Hung""陈虹"BKJ755
"CHEN Keni""陈柯霓"BPX694
"CHEN Liang""陈亮"AWM930
"CHEN Meng""陈萌"BBY836
"CHEN Runhui""陈润挥"BHD522
"CHEN Xi""陈曦"AXY946
"CHEN Yansong""陈燕嵩"BQY912
"CHEN Yiqiao""陈奕桥"BPW911
"CHEN Yumei""陈毓梅"BFW973
"CHEN Ziyao""陈子尧"BPJ838
"CHENG Yan Ting""郑恩婷"AUC961
"CHEUNG Ho Loon Alan""张浩麟"BOL668
"CHEUNG Hok Yan Jennifer""张学欣"BQN650
"CHEUNG Ka Po""张家宝"BPK582
"CHEUNG Lok Yan""张洛铟"BMM029
"CHO Wen Jie, Jack""曹文杰"ANW202
"CHOI Geoffrey Cheuk Lun""蔡卓燐"BEQ918
"CHOI Jin Woo"BOU649
"CHOI Pui Yue, Jessica""蔡佩儒"AWA139
"CHOO Sung Min"BOJ583
"CHOUDHARY Keshav Pawankumar"BHX770
"CHOW Wing Yiu""周永曜"BDR786
"CHU Pei Yu Julian""朱沛裕"BQQ769
"CHU Yiwei""褚怡玮"BPW311
"CHUI Raybourne Wai Bong""徐伟邦"BOM707
"CHUNG Chi Kit"BOE388
"CHUNG Wen Xuan Vincent""锺文轩"BMD867
"COHEN Benjamin Joseph"BGG518
"CONNOR Gavin David"ARJ485
"COOPER Sarah Louise"AVR887
"CUMBY Jonathan James"BHH754
"DAVOUST Arnaud Yves Roger"BPA032
"DONG An Qi"BMK447
"DORVAL Julien Thierry Henri "BNX685
"DUNHAM Christopher Mark"ANU648
"FANG Chen""方宸"BPW297
"FENG Xuan""冯玄"BQA790
"FONG Ka Ho""方家浩"AND841
"FU Xin""付鑫"ALZ731
"FUCHS Alexander"BPR489
"FUNG Natalie""冯思敏"BJW964
"GALLAGHER Casey Haran"AQE600
"GE Ziqi""葛子琪"BPS976
"GOEL Maneesh"BIQ203
"GOURMELEN Arnaud"AKX538
"GUO Tong""郭桐"BPS965
"GUO Yue""郭悦"BHX273
"GUO Zikang""郭梓康"BPW020
"GUPPY Ramin Brian"BEK731
"HA Sangwook""河尚旭"AQA451
"HAAS Harold, Gregory"ARW500
"HAHM Sun Oh"BIG850
"HANLEY Cathal Timothy"BLD572
"HARASHIMA Kenji"APB637
"HASSAN Shamus"ACX995
"HE Kaihong""何凯红"BRA427
"HE Wenyi""和文怡"BID174
"HE Yitian""何依恬"BPX008
"HELBIG Christian Bennett"AZH658
"HENELY Lee Paul"BHH489
"HO Pui Fung, Dominic""何沛峰"ARF686
"HOCK Wai Hou""何维豪"AZH640
"HONDA Kazuma"BIY261
"HONG Keith Chun-yiu""康振耀"AXR368
"HONG Tianze""洪天泽"BOM092
"HSU Ren Pei""许荏沛"BQV664
"HU Jiguang""胡霁光"AUC306
"HU Yi""胡逸"BQS128
"HUANG Guanyu""黄冠宇"BOF489
"HUANG Sihan""黄思瀚"BQN223
"HUANG Wenyi""黄文怡"BBP548
"HUEY Te-An""惠德安"BJT111
"IGARI KAYO"BOH011
"IMAZU Nanako"AVU642
"IWAMI Eugene Satoshi"BEG521
"JANG Jinah"BQR908
"JANG Suh Won"BIB440
"JAWAL Anshul"ATN368
"JI Wenjing""吉文菁"BHN687
"JIA Shuzhen""贾书臻"BNG459
"JIN Feng""金锋"BPJ751
"JING Shu""荆舒"BIC415
"JOO Jihyun Katherine""朱祉泫"AZJ437
"KAMIZURU-BOWMAN Geoffrey Thomas"BDM884
"KANG Ran""康然"BMX610
"KEFFORD Daniel Luke"BCY114
"KERRAND Gregory Laurent Christian"ATY269
"KHADERIA Nirmal Kumar"BLD569
"KIM Josephine Jisoo"ASL685
"KIM Kangwhee"BAC072
"KIM Kyung Duk"AEI617
"KLAVINS Roberts"AZS942
"KODER Matthew Michael"AFF167
"KUAN Sai In""关世妍"BOE912
"KUDO Yoko"BHT721
"KUGAN Aaron Mark"BEY035
"KULKARNI Amit Chandramohan"BIW790
"LAI Kwok Yin, Kevin Godfrey""黎国贤"AOS676
"LAM Fong Chun""林方进"AYR790
"LAM Wing Yee, Florence""林颖怡"ALR884
"LANDAIS Francois Michel Florent"BIN527
"LAU Tsz Ching Julia"BFW808
"LAU Wai Ying""刘炜盈"BDW188
"LEE Angela Mei Lan""李美兰"ADB609
"LEE Chi Ho""李志豪"ALB118
"LEE Chung-Han""李忠翰"BET671
"LEE Daeun"BOF404
"LEE Ji Su""李知修"BDE438
"LEE Joseph B"ACJ181
"LEE Yeon Jae"BOB421
"LEE Young Suk Julianne""李英淑"AQS657
"LEI Jiawei""雷嘉巍"BDR797
"LEONG Chi Fong""梁梓峰"BJV151
"LEUNG Ambrose Yin Pok"ATO811
"LEUNG Sze Wan""梁思韵"BOD304
"LEWIN Matthew Craig"BEM162
"LI Hanting""李涵汀"ATI121
"LI Jessica Y""李颖"AWV098
"LI Jing""李晶"BHX783
"LI Xiang Betty"AYR059
"LI Xiyin""李夕吟"BHN672
"LI Zhiyu""李智瑜"BRB022
"LIANG QianQian"BKQ750
"LIAO Gehan""廖舸涵"BOP001
"LILLEY Jonathan Gareth"AVI570
"LIM Nicola"ANZ788
"LIN Haohua""林皓华"BOI926
"LIN John Jun""林俊"ARM925
"LIN Regan Nan-hong""林南宏"AXV016
"LIU Ji""刘霁"BMR643
"LIU Mengchen""刘梦晨"BAF175
"LIU Shijing""刘时菁"BAC148
"LIU Yin""刘寅"AXR266
"LO Wai Ming Patrick""卢伟明"BEN016
"LOVE Christopher James"BHS722
"LU David"BQP402
"LUK Kai Man Victor""陆启文"BOO790
"LUN Nga See""伦雅诗"BNL195
"LUO Ping""罗萍"AYJ730
"MA Hsuan Chi""马宣琪"BPJ420
"MACEY Maxwell Nathan"BQN330
"MAHESWARI Arbind"BGK257
"MAK Tin Chak""麦天泽"BHP830
"MATHUR Rajat"AVQ939
"MEHROTRA Vipul"AWE469
"MEHTA Hashween Antonio"AOC907
"MENG Haoting""孟浩庭"BFW977
"MENG Jun""孟钧"BFY877
"MHATRE Vinata Shailesh"AXU892
"MOHIDEEN Khaleelur Rahman"ABM107
"MOLANDER Eric William"BBZ043
"MONNET Arthur Benoit"BNV078
"MUKHERJI Ranobir"AUS447
"NAGATA Shunosuke"AQP759
"NAH Yu Siang Kenneth""蓝宇翔"BBQ205
"NG Chor Sum Sam""吴楚琛"AYT391
"NG Lai Ying""吴丽莹"BOM227
"NG Li Huei""黄立蕙"AZJ948
"NG Yeuk Hon""吴约翰"BPN514
"NG Ying Yuk, Loretta""吴滢玉"AMT915
"NGUYEN The-Xuan-Dieu"BBM580
"NIHALANI Manoj Ghansham"AMZ918
"NORDBERG Brian Victor Edward"APZ205
"OH Sun Kyung"BPU791
"PAIDIPATHI Apurva"AXH948
"PAN Weijian""潘伟剑"AVK683
"PASCOE Simon James"BJP618
"PEFANIS Anastasios Tassos"BGB532
"PENG Shuo""彭硕"AQX906
"PEPPING Joseph"BFY463
"POON Yiu Ming David""潘燿明"BBH082
"PRATT Michael Charles Harding Kayas"AEK878
"PROFFITT Lee James"BQL639
"PUNO Clemente Anthonio IV Castro"BIJ482
"PURI Tarun"BIZ293
"QIU Xu""邱旭"BPH455
"RATHI Sourabh"BNN322
"READ Ben Edward"AXX095
"REN Cheng""任琤"AXC895
"REN Margaret Keying""任克英"ABT659
"REN Siyuan""任思远"BND163
"ROBERSON Keri Anna"BPM469
"SAITO Takayuki"ATG731
"SCHWARTZ Zachary Irwin"AXD565
"SEOW Chi Yip"BJS157
"SERJEANT Daniel Luke"BCV361
"SHAH Mihir Bharat"BGV038
"SHAHAM Ido"BPA292
"SHAN Ling""单灵"BGB366
"SHAO Lei""邵磊"ASK857
"SHI Qi""施琪"BOS808
"SIAH Geok Wah""谢育华"BGD659
"SINGLA Manoj"BGK406
"SKURR Paul Thomas"AQS669
"SO Yu Wa""苏裕华"BCV119
"SON Benjamin Yong"BOR491
"SONI Neeraj Narendra"BQJ777
"STRINGER Lydia Teagan Elizabeth"AXR352
"SUN Haoting""孙昊廷"BHX571
"SUN Siwei""孙思伟"BJU563
"SUNDARESAN Balasubramanian"BDO592
"SZE Wai Pang, Rick""施维鹏"AGK899
"TAM Ka Yun""谭家润"ATI412
"TAM Nelson Kai Him""谭棨谦"BMI052
"TAN Dominic Zhi Ping""陈志平"AXF453
"TANG Ho Fung""邓浩枫"BEI531
"TANG Aaron Jian Ye""汤建烨"BNS476
"TANG Tsun Kit George""邓俊杰"ASW346
"TAO Xiaoying""陶晓影"BJU821
"TENG Xuan""滕晅"BHX276
"TIAN Jingyu""田婧宇"BPX058
"TONG Xin""佟欣"BFV215
"TSANG Kai Yin""曾启贤"AED925
"TSE Benedict""谢家晋"BMQ610
"VAN MEERENDONK Martin John"AUX285
"VERMA Divya Prem Kumar"BHX709
"WALKER Andrew Robert"BOR879
"WAN Lap Kei""尹立基"AML156
"WANG Aiyi""王艾仪"BOM643
"WANG Gonghua""王功华"BOQ991
"WANG Haobo""王昊博"BMQ797
"WANG Mengting""王梦婷"AXS404
"WANG Qing""王青"BJZ437
"WANG Wenqi"AYT129
"WANG Xin""王欣"BHX274
"WANG Yiran""王怡然"AZM036
"WANG Yiyi""王懿懿"ATH922
"WANG Ziyao""王子瑶"BJU722
"WATANABE Shino"BDR566
"WEEGENAAR Justinus Simon"BFW338
"WEI Jie""魏洁"BNE719
"WEI Yuanqi""魏园琪"BON666
"WILLIAMS Benjamin Robert"APD124
"WONG Kar Fai Alan""黄嘉辉"BEA777
"WONG Timothy Mun Tim"BNB054
"WONG Timothy Tin Wai""黄天维"AFS526
"WONG Tsz Hin Chris""王梓轩"AYH771
"WOO Chong Kin, Frankie""胡创健"AOQ882
"WOO Michael T""吴忠"AGP791
"WU Xueni""吴雪妮"BJI146
"XI Ye""奚晔"BEI736
"XIA Luying""夏璐莹"BEE582
"XIANG Yanzhou""向彦舟"BIW345
"XU Mengmeng""徐萌萌"BPQ333
"XU Nan""徐楠"BNC136
"XU Nuo""许诺"BOA935
"XU Yining""徐易宁"BNO527
"XU Yunzhi""许蕴之"BPK668
"YAMAGUCHI Ryunosuke"BOF594
"YAN Wing Tak""甄颖德"APQ792
"YANG Shuying""杨书莹"BPW872
"YANG Yueqi""杨玥琦"BQV557
"YAO Yao""姚瑶"ARI756
"YEUNG Kei Yuen""杨纪元"AFC433
"YEUNG King Fai""杨景辉"ASX278
"YONEOKA Hideaki"BDX787
"YU Xingyi""虞醒怡"BND641
"YUAN Dan""袁旦"AXY484
"YUAN Yichen""袁怡晨"BGT596
"YUNG Steven""翁立行"BQP401
"ZENG Hongxuan""曾鸿轩"BMK901
"ZENG Zhongqing""曾忠清"AVP034
"ZENG Zhuo""曾琢"BPW929
"ZHANG David Jinho""张展豪"AZV151
"ZHANG Qin""张琴"AYA188
"ZHANG Qirui""张启锐"BJV452
"ZHANG Yan""张演"BPW873
"ZHAO Chenchen""赵晨晨"BPW861
"ZHAO Chenfan""赵晨帆"AOS450
"ZHAO Min""赵敏"ANW366
"ZHAO Qing""赵晴"BNC883
"ZHAO Yang"BHM855
"ZHAO Yuanyuan""赵媛媛"BPL711
"ZHAO Yuhao""赵宇豪"BNO617
"ZHENG Shihao""郑世豪"BKL166
"ZHENG Xiaotian""郑啸天"BAE169
"ZHENG Zhi""郑植"BKE403
"ZHOU Cong""周淙"AZS682
"ZHOU Zilin""周子麟"BPW921
"ZHU Xinyi""朱心怡"BQN657
"ZUO Huiying""左慧颖"BQP772
"ZUO Mingzhi""左明治"BNN320

投诉主任

电话号码:"35082397"
传真号码:"0"
电邮地址:"[email protected]"
通讯地址:"香港中环皇后大道中2号长江集团中心37楼"

牌照条件

生效日期牌照条件
2020年10月8日就第6类受规管活动而言,持牌人不得就要求将任何证券在认可证券市场上市的申请以保荐人身分行事,但其因在2020年10月8日前接纳的合约而必须履行的保荐人或合规顾问的工作则不在此限。

处罚记录

日期处罚行为证监会新闻稿
2017年3月24日罚款链接
2017年3月24日公开谴责链接
2019年3月14日公开谴责链接
2019年3月14日罚款链接

更名记录

有效期至名称
2014年7月4日"Merrill Lynch Far East Limited ""美林远东有限公司"
2003年1月29日"Merrill Lynch Far East Limited"
1996年1月2日"Merrill Lynch Hong Kong Securities Limited"
1992年4月13日"Merrill Lynch Hong Kong Securities Limited trading as MLCM"
1982年8月21日"Merrill Lynch - Sun Hung kai (Overseas Securities) Co. Ltd"
1973年4月27日"Merrill Lynch, Pierce, Fenner & Smith Hong Kong Limited"
1972年12月19日"Merrill Lynch Pierce Fenner & Smith Hong Kong Limited"

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