牌照详情
| 名字： | 工银国际融资有限公司
ICBC International Capital Limited |
| 证监会中央编号： | AQW615 |
| 发牌日期： | 2008年5月27日 |
| 受监管活动 | 生效日期 |
|---|
| 证券交易 | 2008年5月27日 |
| 就证券提供意见 | 2018年5月11日 |
| 就机构融资提供意见 | 2008年5月27日 |
地址
| 营业地址 |
|---|
| 香港中环花园道3号冠君大厦37楼 |
| 香港中环花园道3号中国工商银行大厦37楼 |
| 香港中环花园道3号冠君大厦33楼 |
负责人员
| 负责人员名字 | 中央编号 |
|---|
| "AN Liyan""安丽艳" | AHS161 |
| "AU-YEUNG Wai Kai, Angus""欧阳为锴" | AJH211 |
| "HUA Wen""华文" | APK749 |
| "LEE Danny Yiu Fai""李耀辉" | AGO243 |
| "LIU Jun""刘君" | BOD394 |
| "LONG Tien Ian""龙田渊" | ADV780 |
| "NG Chi Fai""吴梓辉" | ACR411 |
| "QIN Xujia""秦旭嘉" | BGQ055 |
| "WANG Jiliang""王纪亮" | AYR798 |
| "WANG Wei""王巍" | BGK772 |
| "WANG Yaowu""汪要武" | BGK551 |
| "WONG Wing Hoo, Vincent""黄永浩" | AHE256 |
| "WOO Lai Ming, Raymond""符礼明" | AUS410 |
| "WU Lap Yee, Letty""胡立怡" | ANO984 |
| "WU Yunming""吴云明" | BKB813 |
| "ZHU Jiming""朱继明" | AZR141 |
代表
| 代表名字 | 中央编号 |
|---|
| "AU-YEUNG Wai Kai, Angus""欧阳为锴" | AJH211 |
| "CAI Xuezhen""蔡雪珍" | BJT934 |
| "CHEN Cuiping""陈翠屏" | APB778 |
| "CHEN Dan""陈丹" | BNC681 |
| "CHEN Jing""陈菁" | ANU777 |
| "CHEN Lingxin""陈灵欣" | BMT656 |
| "CHENG Manli""程曼丽" | ANH106 |
| "DENG Wing Cheong""邓永昌" | BGG498 |
| "DENG Yatian""邓雅天" | BPR498 |
| "DONG Jingjing""董晶晶" | BNN569 |
| "FAN Xinyue""范芯悦" | BNV693 |
| "FUNG Kin Hang""冯键恒" | BKQ949 |
| "GAO Yiyuan""高以远" | BNU187 |
| "HUA Wen""华文" | APK749 |
| "KE Minning""柯敏宁" | BEB940 |
| "KE Yuqiao""柯雨乔" | BOR751 |
| "LI Gen""李根" | BOP352 |
| "LI Xiaohan""李笑菡" | BMI921 |
| "LI Yixun""李以迅" | BGC436 |
| "LIANG Xiao""梁潇" | BHX801 |
| "LIU Jun""刘君" | BOD394 |
| "LIU Kaishun" | BPJ391 |
| "LIU Mengdi""刘梦迪" | BCG180 |
| "LU Yang""路洋" | BKP940 |
| "LUO Cheng""罗诚" | BNO774 |
| "NG Tai Hung""吴大雄" | AVM441 |
| "QU Lanfeng""曲兰峰" | BGX277 |
| "RAY Hung Ching""黎孔程" | BIG235 |
| "SHANG Yu""尚钰" | BPD643 |
| "WANG Anqi""王安琪" | BHO181 |
| "WANG Jiliang""王纪亮" | AYR798 |
| "WANG Lei""王磊" | BPW175 |
| "WANG Lidong""王立东" | BNJ936 |
| "WANG Yongyan""王永妍" | BLI752 |
| "WANG Zhi""汪智" | BNY758 |
| "WONG Tung Chie""王东杰" | AEN615 |
| "WONG Wing Hoo, Vincent""黄永浩" | AHE256 |
| "WU Di""吴頔" | AWT094 |
| "WU Lap Yee, Letty""胡立怡" | ANO984 |
| "XIAO Feifei""肖飞飞" | BKE569 |
| "XIE Fan""谢凡" | BBJ699 |
| "XIE Ke""谢可" | BQG670 |
| "XU Lu""徐璐" | BJC558 |
| "YANG Jingxi""杨景熙" | BNN299 |
| "YING Lianziheng""应炼子恒" | BIM793 |
| "YU Ying""虞颖" | BMR095 |
| "YUAN Hong""袁虹" | BHU231 |
| "ZENG Tao""曾涛" | BGK757 |
| "ZHAI Xiang""翟翔" | BOZ988 |
| "ZHANG Lu""张璐" | BNY936 |
| "ZHANG Xiaowen""张晓雯" | BPS936 |
| "ZHAO Nanxi""赵南茜" | BKO984 |
| "ZHAO Yiqing""赵怡清" | ARR939 |
| "ZHAO Yunhan""赵云汉" | BNX276 |
投诉主任
牌照条件
| 生效日期 | 牌照条件 |
|---|
| 2008年5月27日 | 就第1类受规管活动而言，持牌人不得从事涉及企业融资以外的交易活动。 |
| 2018年5月11日 | 就第4类受规管活动而言持牌人只可向专业投资者提供服务。\ |
处罚记录
更名记录
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