牌照详情
| 名字： | 盛博香港有限公司
Sanford C. Bernstein (Hong Kong) Limited |
| 证监会中央编号： | AXC846 |
| 发牌日期： | 2011年9月28日 |
| 受监管活动 | 生效日期 |
|---|
| 证券交易 | 2011年9月28日 |
| 就证券提供意见 | 2011年9月28日 |
地址
| 营业地址 |
|---|
| 香港鲗鱼涌华兰路18号太古坊港岛东中心39楼 |
| 网站地址 |
|---|
| www.bernsteinresearch.com |
负责人员
| 负责人员名字 | 中央编号 |
|---|
| "ASHWORTH William David" | BBN729 |
| "BEVERIDGE Neil Alexander Stewart" | ATM595 |
| "CHING Yi Edmund" | AKU003 |
| "COX Mark Henry""郭马克" | ADP699 |
| "GORDON Daniel" | AHE138 |
| "HOWARTH CHEUNG Natalie Jane Yuet Seen" | BPY499 |
| "HULKUNTE NAGARAJ Ayush" | AVV794 |
| "MARCHESSEAU Eric Jacques" | AUZ419 |
| "PARKER Michael Wade" | AUR866 |
| "VAN BRUGGE Robert Pieter" | AUA340 |
代表
| 代表名字 | 中央编号 |
|---|
| "CHAN Benjamin Yu-ki""曾裕基" | ALW648 |
| "CHAR Yee Lam""车以琳" | BPQ421 |
| "CHU Charlene Marie" | AMM435 |
| "CHU Chi Yan, Brian""朱智仁" | ACX715 |
| "CHUNG Ka Po""锺家宝" | ANN404 |
| "EBELING Alexander James" | BMO929 |
| "GARCIA Cristobal Antonio" | ANM682 |
| "HO Ho Wang""何浩泓" | BNF373 |
| "HOU Jiaqi""侯家祺" | BOF906 |
| "HU Melinda""胡周影" | BMW783 |
| "HUANG Jie""黄颉" | BBF165 |
| "HUANG Zhongran""黄锺然" | BIH250 |
| "JI Xuan""冀璇" | BON850 |
| "KU Chak Ying, Jenny""顾泽盈" | BNY351 |
| "LAU Johnny Ka Ki""刘家棋" | AOS269 |
| "LEE Yuet, Eunice""李悦" | BNJ674 |
| "LEUNG Choi Ming""梁彩明" | BKW018 |
| "LI Hsinlin""李欣霖" | AVK469 |
| "LI Li""李立" | BPW976 |
| "LIANG Rebecca Yue""梁玥" | BQI176 |
| "LIM Joanne Yue Shan""林悦珊" | BDF560 |
| "MARESCHAL DE CHARENTENAY Ghislain, Baptiste, Marie" | AXW260 |
| "MCLEISH Euan Grant" | BFR706 |
| "PATEL Divyesh Dineshchandra" | AQW179 |
| "RABIER Adrien Guy" | BNR825 |
| "SHI Guangyuan""史光远" | BPW979 |
| "TAN Chang""谭唱" | BPY787 |
| "TAN Tian""谈天" | BNJ761 |
| "UMANSKY Vitaly" | BDF561 |
| "UY Sharyn Marissa""黄小铃" | BEN689 |
| "WANG Dien""王迪恩" | BOE236 |
| "WANG Hanxu""王含蓄" | BMA114 |
| "WANG Hao""王昊" | BPO904 |
| "WANG Jiekun""王杰坤" | BOZ603 |
| "WANG Lu""王璐" | AXX186 |
| "WARR Alastair Charles" | AGD632 |
| "XIAO Qian""肖倩" | BGO844 |
| "YANG Hank H W" | BPJ234 |
| "YEUNG Kam Yan, Matthew""杨锦恩" | AXL875 |
| "YU Paul Bo""于博" | AXT654 |
| "YU Tianjiao""虞天娇" | BND781 |
| "ZHANG Fan""张帆" | AUT824 |
| "ZHANG Xiaonan""张晓楠" | BPY496 |
| "ZHANG Xuelai""张雪来" | BOM870 |
| "ZHANG Yundi""张云迪" | BHO980 |
| "ZHU Binbin""朱璸镔" | AYQ808 |
投诉主任
牌照条件
| 生效日期 | 牌照条件 |
|---|
| 2011年9月28日 | 持牌人只可向专业投资者提供服务。\ |
处罚记录
更名记录
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