牌照详情
| 名字： | 华泰金融控股(香港)有限公司
Huatai Financial Holdings (Hong Kong) Limited |
| 证监会中央编号： | AOK809 |
| 发牌日期： | 2007年4月4日 |
| 受监管活动 | 生效日期 |
|---|
| 证券交易 | 2007年4月4日 |
| 期货合约交易 | 2009年6月22日 |
| 就证券提供意见 | 2010年2月11日 |
| 就机构融资提供意见 | 2014年8月5日 |
| 提供资产管理 | 2009年5月25日 |
地址
| 营业地址 |
|---|
| Room 4201 42/F The Center, 99 Queen\u0027s Road Central, Hong Kong |
| 香港皇后大道中99号中环中心62楼 |
| 香港中环皇后大道中99号中环中心5807-12室 |
负责人员
| 负责人员名字 | 中央编号 |
|---|
| "CHEN Cheng""陈诚" | BFY640 |
| "CHEN Jing""陈静" | ARM218 |
| "CHEN Li""陈莉" | BMV473 |
| "CHEN Xiaoyu""陈肖宇" | AUX564 |
| "CHEUNG Hoi Shan""张海珊" | ALT754 |
| "CHEUNG Wai Lik""张伟力" | AEK034 |
| "DU Dan""杜丹" | AOT340 |
| "FAN Wenchao""范文超" | AUQ956 |
| "FAN Yunfeng""范云凤" | AQA838 |
| "FU Wing Yan, Rebecca""傅颖欣" | AFE899 |
| "GUO Jiawei""郭佳伟" | BNK699 |
| "HO May Sam""何美心" | AEL035 |
| "HU Xisha""胡锡莎" | ARA304 |
| "KOK Tung Wa, Cathy""郝冬桦" | ANM194 |
| "LAI Yan""赖焉" | BEE229 |
| "LAU Yik Ting""刘奕霆" | BBW340 |
| "LI Jian""李健" | AWF297 |
| "LI Shuo""李硕" | BOS628 |
| "LIN Shanshan""林姗姗" | ASJ891 |
| "LIU Taojiang""刘涛江" | AZV756 |
| "NG Ting Chi""吴廷智" | AUP953 |
| "QIAO Wei""乔炜" | BIJ682 |
| "REN Jia""任佳" | BFD049 |
| "SU Yang""宿阳" | AXP791 |
| "TONG Tao""童韬" | AYA343 |
| "WANG Bei""王蓓" | BLK413 |
| "WANG Jiawei""王佳玮" | APF036 |
| "WANG Lei""王磊" | ATV187 |
| "WANG Shuai""王帅" | AOH868 |
| "WONG Chi Ming""黄志明" | AMK406 |
| "WONG Shui""王帅" | BOU818 |
| "WU Hao""邬浩" | AYZ032 |
| "WU Junya""武俊雅" | ARO390 |
| "XU Zhan""徐湛" | AQQ125 |
| "ZENG Luhai""曾鹿海" | AQQ661 |
| "ZHANG Dan""张丹" | BEJ876 |
| "ZHANG Fan""张帆" | ALA702 |
| "ZHANG Guangyao""张光耀" | BQB403 |
| "ZHANG Jinsong""张劲松" | BDF218 |
| "ZHU Shirong""朱世融" | AVI743 |
| "ZHU Yali""朱亚莉" | BKY115 |
代表
| 代表名字 | 中央编号 |
|---|
| "BAI Jintao""白金涛" | BNW959 |
| "BAI Xiaopu""白效溥" | AYJ561 |
| "CAI Yi""蔡乙" | BGR301 |
| "CHAN Cham Pong, Cedric""陈湛邦" | ANF221 |
| "CHAN Hoi Yan""陈凯欣" | BJL078 |
| "CHAN Hon Kiu""陈侃翘" | BQQ816 |
| "CHAN Kai Tung, Clayton""陈启东" | BCH584 |
| "CHANG Huili""常慧丽" | BJC906 |
| "CHAU Kong San""周港新" | AYR628 |
| "CHEN Dong""陈栋" | BQO797 |
| "CHEN Enshi""陈恩石" | BJK920 |
| "CHEN Jiaqi""陈嘉琦" | BGZ289 |
| "CHEN Liang""陈靓" | BLY021 |
| "CHEN Lingshan""陈凌珊" | BQL091 |
| "CHEN Shanshan""陈姗姗" | AWW252 |
| "CHEN Shen""陈慎" | BIO834 |
| "CHEN Wanqi""陈婉琪" | BQO436 |
| "CHEN Yufeng""陈羽锋" | BPX276 |
| "CHENG Chen""程晨" | BPT388 |
| "CHENG Liu""成柳" | BNN573 |
| "CHENG Patricia Pan""郑彬" | BEW967 |
| "CHENG Sze Man""郑诗敏" | BMX684 |
| "CHI Cheng""迟骋" | BNY458 |
| "CHIANG Pei-Ju""蒋佩儒" | AZY034 |
| "CHUNG Chi Chuen Ryan""锺志铨" | BDV071 |
| "DAI Wen""代雯" | BFI915 |
| "DAI Yihang""戴一航" | BLH885 |
| "DENG Songjun""邓松君" | BNC084 |
| "DING Ding""丁丁" | BQS276 |
| "DING Er""丁尔" | AWS221 |
| "DONG Chunchun""董淳淳" | BBZ411 |
| "DONG Jizhou""董季舟" | BEW779 |
| "FAN Wenchao""范文超" | AUQ956 |
| "FAN Zhongzhe""樊仲哲" | BNW951 |
| "FANG Yanhe""方晏荷" | BPW811 |
| "FENG He""冯鹤" | BQL100 |
| "FU Wing Yan, Rebecca""傅颖欣" | AFE899 |
| "GONG Jie""龚劼" | BHG354 |
| "GONG Runhua""龚润华" | BQQ813 |
| "GONG Yihan""宫宜含" | AZT484 |
| "GONG Yuanyue""龚源月" | BQL737 |
| "GU Hanyu""顾寒宇" | BIR327 |
| "GUAN Dongqilai""关东奇来" | BQI170 |
| "GUAN Haiyan""关海燕" | BBG274 |
| "GUO Jiawei""郭佳伟" | BNK699 |
| "GUO Yali""郭雅丽" | BQB164 |
| "GUO Ziqi""郭子绮" | BLP131 |
| "HAN Mingfei""韩鸣飞" | BQL558 |
| "HAN Xiao""韩笑" | BQA941 |
| "HE Kang""何康" | BRB318 |
| "HE Rui""何睿" | BQF487 |
| "HE Saiyi""贺赛一" | AWS747 |
| "HE Yanwei""何彦玮" | BNG389 |
| "HOU Siqi""侯思琪" | BPQ103 |
| "HU Jian""胡剑" | BPX762 |
| "HU Jiazhi""胡嘉志" | BMX452 |
| "HU Xiaobei""胡晓贝" | BQQ289 |
| "HU Yuzhou""胡宇舟" | BOB674 |
| "HUANG Bin""黄斌" | BPY554 |
| "HUANG Bo""黄波" | BQR122 |
| "HUANG Fanyang""黄凡洋" | BQK283 |
| "HUANG Jiamin""黄嘉敏" | BJG182 |
| "HUANG Leping""黄乐平" | AUZ066 |
| "HUANG Xiaobin""黄晓彬" | BQW518 |
| "HUANG Xiaoyi""黄晓以" | BQE176 |
| "HUANG Yue""黄玥" | BMG581 |
| "HUANG Yuqiang""黄裕强" | BQE386 |
| "HUI Ka Hei Kenneth""许家晞" | BQQ815 |
| "HUI Shan""许珊" | BHK840 |
| "HUNG Tsun Hay""洪浚曦" | BGU300 |
| "ISKANDAR Boris""廖万荣" | BOG068 |
| "JIANG Haiyuan""江海源" | BNK729 |
| "JIANG Xin""蒋欣" | BMO304 |
| "JIANG Xiongxiao""蒋熊孝" | AVI890 |
| "KOK Tung Wa, Cathy""郝冬桦" | ANM194 |
| "KWOK Ka Shing""郭家诚" | BOP314 |
| "KWOK Marcus Chun Kue" | BIS743 |
| "LAI Yiu Kuen""黎耀权" | BEK732 |
| "LAM Ching Lok Gary""林清乐" | AOH038 |
| "LAN Tianyu""蓝天宇" | BMV918 |
| "LAO Peiwen""劳沛雯" | BNV650 |
| "LAU Yik Ting""刘奕霆" | BBW340 |
| "LEUNG Hei Man""梁义珉" | BPX142 |
| "LEUNG Tat Pui""梁达培" | ADR699 |
| "LI Bin""李斌" | BPN269 |
| "LI Dan""李丹" | BQX076 |
| "LI Hua""李骅" | BPZ910 |
| "LI Jiaqi""李佳琪" | BPI185 |
| "LI Jing""李晶" | BQV764 |
| "LI Jingshu""李京书" | BDX191 |
| "LI Ka Yiu""李家耀" | AUC295 |
| "LI Ran""李然" | BMR086 |
| "LI Shiqiang""李仕强" | BQE276 |
| "LI Shuo""李硕" | BOS628 |
| "LI Xian""李晛" | BQQ699 |
| "LI Xiaomin""李笑旻" | BIE107 |
| "LI Yanping""李艳萍" | BQI173 |
| "LI Yao""李尧" | BPQ459 |
| "LI Yi Sum""李懿沁" | AXF706 |
| "LIANG Heye""梁鹤也" | BIB869 |
| "LIANG Yu""梁瑜" | BQF629 |
| "LIAO Shunrui""廖顺睿" | BJQ665 |
| "LIAO Yixing""廖逸星" | BNN849 |
| "LIAO Zezhou""廖泽州" | BMO987 |
| "LIN Huanyu""林寰宇" | BQO796 |
| "LIN Shan""林珊" | BIR018 |
| "LIN Xiaoming""林晓明" | BPY421 |
| "LIN Xiaying""林霞颖" | BIX840 |
| "LIN Zhengheng""林正衡" | BRC046 |
| "LIN Zhixuan""林志轩" | AVU633 |
| "LIU Bohua""柳柏桦" | BQU721 |
| "LIU Jiayi""刘嘉怡" | BQV190 |
| "LIU Joseph" | AXD120 |
| "LIU Jun""刘骏" | BQX072 |
| "LIU Liujun""刘柳君" | BPA409 |
| "LIU Lu""刘鹭" | BQX073 |
| "LIU Qianlin""刘千琳" | BQB847 |
| "LIU Tianjiao""刘天姣" | BEJ349 |
| "LIU Wenqi""刘雯琪" | BIU684 |
| "LIU Xiaoyan""刘晓燕" | BRA645 |
| "LIU Ye""刘叶" | BKS183 |
| "LIU Ying""刘颖" | BJS927 |
| "LIU Ying""刘莹" | ATE914 |
| "LIU Yitong""刘奕彤" | BQT162 |
| "LIU Zhanpeng""刘展鹏" | BOR927 |
| "LIU Zhao""刘昭" | BPL852 |
| "LIU Zhenghao""刘征昊" | BMQ804 |
| "LIU Zixiao""刘子潇" | BPH864 |
| "LOK Chun Kit""骆俊杰" | BBH787 |
| "LU Cheng""吕程" | BKE555 |
| "LU Kebin""卢可彬" | BQH117 |
| "LU Wentao""陆文韬" | BQL549 |
| "LU Wenyu""卢文煜" | BQO594 |
| "LUO Yixin""罗艺鑫" | AWJ276 |
| "MA Yuanjing""马源璟" | BFE452 |
| "MA Zhiying""马稚颖" | BMR252 |
| "MEI Xin""梅昕" | BQE385 |
| "MENG Zhanchen""蒙占辰" | BGK792 |
| "NG Chee Khoon" | AXV873 |
| "NG Yu Chung""吴汝忠" | BBE398 |
| "PAN Qiaochu""潘翘楚" | BQV939 |
| "PANG Ka Yin""彭嘉贤" | AEF574 |
| "PENG Bo""彭波" | BPU240 |
| "PENG Kuijian""彭魁建" | BNN386 |
| "POON Joseph Chi Ho""潘之豪" | AXG997 |
| "QI Sihan""齐思涵" | BPW397 |
| "QIAN Fangzheng""钱方正" | BQJ978 |
| "QIU Hanxuan""邱瀚萱" | BPN270 |
| "QIU Tong""邱彤" | BMY618 |
| "RAN Ziyue""冉紫玥" | BPM453 |
| "RU Tao""茹涛" | AZP245 |
| "SHAN Yibo""单弋波" | BPG728 |
| "SHANG Xiao""尚笑" | BIG870 |
| "SHAO Yi""邵熠" | BNN841 |
| "SHAO Yunxiao""邵云霄" | BQF158 |
| "SHEN Ao""沈奥" | BOR931 |
| "SHEN Juan""沈娟" | BPN843 |
| "SHEN Luqing""沈卢庆" | BNL372 |
| "SHEN Xiaofeng""沈晓峰" | BCG366 |
| "SHI Xiaofeng""史晓峰" | BJJ358 |
| "SU Shiyu""苏施羽" | BQE169 |
| "SUN Boqian""孙博谦" | BMP491 |
| "SUN Danyang""孙丹阳" | BQQ696 |
| "SUN Lida""孙力达" | BBS690 |
| "SUN Shangyun""孙上云" | BJW317 |
| "SUN Xiangxiao""孙祥霄" | ALY131 |
| "SUN Yining""孙伊宁" | BRA930 |
| "TAN Wei""谈威" | BPQ633 |
| "TANG Chun Chung""邓骏聪" | BQI178 |
| "TAO Shengyu""陶圣禹" | BQK280 |
| "TAO Ye""陶冶" | BMW836 |
| "TIAN Lei""田蕾" | BPK390 |
| "TONG Joseph Che""唐智仁" | BPC283 |
| "TONG Tao""童韬" | AYA343 |
| "TU Kehan""涂可涵" | BQP408 |
| "WAI To Chung, Andy""韦道聪" | AKP396 |
| "WANG Edwin Meng Bai""王孟柏" | BMX625 |
| "WANG Jie""王捷" | BPY134 |
| "WANG Juan""王娟" | BQU719 |
| "WANG Ke""王可" | BRC044 |
| "WANG Lin""王林" | BQM410 |
| "WANG Qian""王茜" | BAU350 |
| "WANG Senquan""王森泉" | BPX070 |
| "WANG Shasha""王莎莎" | BOR137 |
| "WANG Tian""王田" | BOF904 |
| "WANG Weijia""王玮嘉" | BEB090 |
| "WANG Yi""王以" | BMQ373 |
| "WANG Yiqi""王一棋" | BOR929 |
| "WANG Zhengrui""王正睿" | BQR338 |
| "WANG Zhi Yu" | BMW825 |
| "WANG Zhuo""王卓" | BRA425 |
| "WONG Isaac James" | BFE502 |
| "WONG Yick""王奕" | BDP475 |
| "WU Hao""邬浩" | AYZ032 |
| "WU Junya""武俊雅" | ARO390 |
| "WU Lin Sheng""吴林声" | BNJ555 |
| "WU Yaguang""吴亚光" | BOH365 |
| "XIA Danning""夏丹宁" | BHY439 |
| "XIANG Peipei""向沛沛" | BNR398 |
| "XIAO Jie""肖杰" | BOJ277 |
| "XIE Chunsheng""谢春生" | BQZ938 |
| "XIE Hongbin""谢洪彬" | BOU172 |
| "XIE Mali""谢玛丽" | BJM104 |
| "XIE Shengsi""谢圣思" | BNR161 |
| "XIE Yuhong""谢雨泓" | BLR085 |
| "XING Chongyang""邢重阳" | BNN388 |
| "XIONG Shiping""熊士平" | BQC407 |
| "XU Houze""徐厚泽" | BEQ492 |
| "XU Peizhi""徐培智" | BDO249 |
| "XU Wen""徐雯" | BPF516 |
| "XU Zhan""徐湛" | AQQ125 |
| "XU Zijian""徐子健" | BNB209 |
| "YAN Wenjun""阎雯君" | BQR915 |
| "YANG Bojun""杨博俊" | BNO404 |
| "YANG Liang""杨亮" | BOT039 |
| "YANG Xu""杨旭" | BIN075 |
| "YANG Xuan" | BHS899 |
| "YANG Yang""杨阳" | BQS437 |
| "YANG Ye""杨烨" | BJW349 |
| "YANG Yingqiu""杨影秋" | AKI594 |
| "YANG Zhou""杨洲" | BQF153 |
| "YAO Jack Hsin-Chou""姚信州" | APQ725 |
| "YAO Peirong""要佩蓉" | AXB357 |
| "YAO Xiangchen""姚翔晨" | BPN852 |
| "YE Xiao""叶晓" | BQF882 |
| "YEUNG Tsui Yan""杨翠茵" | ANU390 |
| "YI Chen""易琛" | BOC216 |
| "YI Huan""易峘" | AMH263 |
| "YIN Fangfei""尹芳菲" | BMY612 |
| "YIN Li""尹力" | BQU720 |
| "YIN Ziwei""尹梓维" | BPG351 |
| "YIP Lee Na""叶莉娜" | BBJ191 |
| "YU Botao""于博韬" | BPT391 |
| "YU Ge""余歌" | BIG516 |
| "YU Yi""余熠" | BNC535 |
| "YUAN Ding""袁钉" | BPL233 |
| "YUAN Xi""袁茜" | BOJ575 |
| "YUAN Xinyi""袁新熠" | BOS179 |
| "YUAN Zhongping""袁中平" | BPK414 |
| "YUE Meimei""岳梅梅" | BPF023 |
| "YUN Jing""云晶" | BPN086 |
| "ZENG Luhai""曾鹿海" | AQQ661 |
| "ZHAN Ni""詹妮" | BOF583 |
| "ZHANG Bingran""张冰然" | BQA911 |
| "ZHANG Dan""张丹" | BEJ876 |
| "ZHANG Hua""张华" | BAV650 |
| "ZHANG Jinsong""张劲松" | BDF218 |
| "ZHANG Jiqiang""张继强" | AMB145 |
| "ZHANG Mo""张墨" | BQM965 |
| "ZHANG Pengtao""张澎涛" | BNH904 |
| "ZHANG Qianqian""张茜倩" | AXK077 |
| "ZHANG Shaoqing""张少卿" | BHR967 |
| "ZHANG Wei""张韦" | BET636 |
| "ZHANG Xiaofeng""张晓峰" | BPJ638 |
| "ZHANG Xinyi""章心怡" | BKK367 |
| "ZHANG Xinyuan""张馨元" | BPW712 |
| "ZHANG Xuan""张璇" | BQT632 |
| "ZHANG Xuanci""张轩慈" | BQC406 |
| "ZHANG Yanchuan""张岩川" | BQF287 |
| "ZHANG Ze""张泽" | BRB322 |
| "ZHAO Bowen""赵博闻" | BQQ533 |
| "ZHAO Lu""赵璐" | BQN189 |
| "ZHAO Luming""赵路明" | AMN775 |
| "ZHOU Jialiang""周嘉梁" | BQG463 |
| "ZHOU Jingdong""周敬东" | BNY670 |
| "ZHOU Xin""周鑫" | BQQ697 |
| "ZHOU Yang""周漾" | BPI188 |
| "ZHOU Zhao""周钊" | BQA910 |
| "ZHU Jun""朱珺" | BPX711 |
| "ZHU Ping""祝萍" | AYW845 |
| "ZHU Xun""朱洵" | BQK711 |
| "ZHU Yali""朱亚莉" | BKY115 |
| "ZHUANG Dong""庄东" | BNN869 |
| "ZHUANG Tingzhou""庄汀洲" | BQZ933 |
| "ZOU Mengtao""邹梦涛" | BFK492 |
投诉主任
牌照条件
处罚记录
| 日期 | 处罚行为 | 证监会新闻稿 |
|---|
| 2018年9月17日 | 公开谴责 | 链接 |
| 2018年9月17日 | 罚款 | 链接 |
更名记录
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