牌照详情
| 名字： | 英皇证券(香港)有限公司
Emperor Securities Limited |
| 证监会中央编号： | AAP057 |
| 发牌日期： | 2005年3月2日 |
| 受监管活动 | 生效日期 |
|---|
| 证券交易 | 2005年3月2日 |
| 就证券提供意见 | 2005年3月2日 |
地址
| 营业地址 |
|---|
| G/F-2/F, 525 Shanghai Street \u0026 32D Shantung Street, Mongkok, Kowloon, Hong Kong |
| Shop 2, G/F, Kam Wo Building \u0026 Kam Hing Building, 3-15 Shun Lung Street, Sha Tau Kok, New Territories, Hong Kong |
| 17/F Emperor Group Centre, 288 Hennessy Road, Wanchai, Hong Kong |
| Room 801 Emperor Group Centre, 288 Hennessy Road, Wanchai, Hong Kong |
| 香港湾仔轩尼诗道288号英皇集团中心23楼及24楼 |
| Unit B 13th Floor, 289 Sha Tsui Road, Tsuen Wan, New Territories, Hong Kong |
| 网站地址 |
|---|
| www.emperorcapital.com |
负责人员
| 负责人员名字 | 中央编号 |
|---|
| "CHAN Kam Hing""陈锦兴" | ACA649 |
| "HO Chi Ho, Aaron""何志豪" | ADS214 |
| "TAM Tak Wing""谭德荣" | AFR780 |
| "WONG Chi Hung""黄梓雄" | ACF058 |
| "WONG Hok Kam""汪学金" | AAK734 |
| "YEUNG Daisy""杨玳诗" | ABB905 |
| "YEUNG Kun Lee, Sunny""杨官利" | AAC099 |
代表
| 代表名字 | 中央编号 |
|---|
| "CHAN Ca Chun, Calvin""陈嘉骏" | AQK166 |
| "CHAN Chi Hung""陈志雄" | ADR165 |
| "CHAN Chi Wai""陈志伟" | AQF590 |
| "CHAN Ho Ming, Allen""陈浩明" | ADT855 |
| "CHAN Hoi Yeung""陈凯洋" | AGD968 |
| "CHAN Jo Yan, Joanne""陈易遥" | AFF173 |
| "CHAN Keng Fai""陈景辉" | AMF902 |
| "CHAN Man Cham""陈文湛" | AFN053 |
| "CHAN Man Kai""陈文佳" | AKP606 |
| "CHAN Pearl""陈佩斯" | AGM796 |
| "CHAN Po Lam""陈宝琳" | BNY394 |
| "CHAN Tsz Ming""陈梓铭" | BEM069 |
| "CHAN Wai Kei""陈伟基" | AHY475 |
| "CHAN Yuen San""陈宛姗" | ANI830 |
| "CHAU Tsang Wu""周铮瑚" | ARK069 |
| "CHAU Yin""周研" | APH045 |
| "CHENG Hon Fai""郑汉辉" | ADL038 |
| "CHEUNG Ching Fung""张青枫" | AME141 |
| "CHEUNG Chui Chi""张翠芝" | APU645 |
| "CHEUNG Ka Ching""张嘉青" | APV044 |
| "CHEUNG Ka Man, Wesley""张家文" | AJK584 |
| "CHEUNG Mei Lam""张美林" | ACK167 |
| "CHEUNG Shui Bing""张瑞冰" | ACR622 |
| "CHEUNG Sun Sing""张伸城" | AXX956 |
| "CHEUNG Yuen Wai""张源伟" | AAJ922 |
| "CHIU Cheuk Wai, Eva""赵卓慧" | ACL606 |
| "CHOI Suk Hing, Louisa""蔡淑卿" | AHJ599 |
| "CHONG Chi Yan""庄至仁" | AVH086 |
| "CHU Ka Man""朱嘉文" | AGH438 |
| "DONG Liping""董丽萍" | BAO733 |
| "FENG Yang""冯洋" | BIO492 |
| "FU Mei Lam, Christine""傅美霖" | APV503 |
| "FU Shek Ming""傅石明" | ADW729 |
| "HO Ching Yee, Jenny""何静仪" | ACK122 |
| "HO Siu Keung Ohms""何兆强" | BLX115 |
| "HO Siu Man""何小敏" | BHW617 |
| "HUI Kwok Wai""许国伟" | BCD550 |
| "HUNG Dick On""熊迪安" | AQF125 |
| "IP Pui Lan""叶佩兰" | ACJ206 |
| "KEE Ka Lam""纪嘉霖" | ARO617 |
| "KO Cho Ting""高初定" | ACD411 |
| "KO Hua Tsu""柯花子" | AAI159 |
| "KONG Ying Chi""江盈芝" | AOE385 |
| "LAI Wai Lam Angel""赖炜琳" | BID347 |
| "LAI Ka Wing ""黎家荣" | BBJ821 |
| "LAI Man Hon""赖文翰" | BDC308 |
| "LAM Kin Wa""林建华" | AEV481 |
| "LAU Siu Kau""刘绍裘" | ATN414 |
| "LAU Tak Fai""刘德辉" | AOH320 |
| "LAW Sung Fai, Poly""罗松辉" | AMX363 |
| "LEE Yan Chee""李恩赐" | ALY468 |
| "LEUNG Mei Yi""梁美怡" | ATT546 |
| "LEUNG Shiu Keung""梁肇强" | AQG975 |
| "LEUNG Yuk Yip""梁玉叶" | AXS815 |
| "LI Ho Tung""李灏东" | ACD091 |
| "LI Ka Tsun""李嘉浚" | BNR840 |
| "LI Qiqing""李绮晴" | BPY020 |
| "LI Wei Qi, Jacky""李维棋" | ADI184 |
| "LI Xiaochong""李晓翀" | BIC137 |
| "LIU Shing Hoi""廖胜开" | ABZ906 |
| "LIU Tsz Ho""廖子豪" | AMB080 |
| "LIU Yick Ting""廖亿婷" | BNF145 |
| "LO Chi Yat""卢智逸" | BDY282 |
| "LO Fai Keung""罗辉强" | ASS971 |
| "LO Hang Wai, Henry""卢行伟" | AQJ821 |
| "LOU Fong Han""卢凤娴" | ACC699 |
| "LUI Chi Kim, Bennet""雷智兼" | AEV861 |
| "MA Man Lam""马文林" | ACK506 |
| "MA Yik Shun""马焱洵" | BQE929 |
| "MOU Chi Luen""缪志联" | AAE063 |
| "MOU Chung Him""缪颂谦" | BNV585 |
| "NG Hon Keung, Jeremy""吴汉强" | ACO692 |
| "NG Siu Fai""吴绍徽" | AWS462 |
| "NG Suet Yeung""吴雪扬" | AFP578 |
| "NGAI Ming Lai""魏明丽" | ATH227 |
| "ONG Guan Ten""王沅展" | AGA441 |
| "QIU Wenya""邱文雅" | BBE995 |
| "SU Shishi""苏诗诗" | AXQ890 |
| "TANG Wing To""邓荣滔" | ALZ917 |
| "TONG Yu On""唐宇安" | ANT603 |
| "TSE Ka Mun Yvonne""谢嘉敏" | AHF901 |
| "TSE Ping Ching""谢冰清" | AEB309 |
| "TSO Lan Fong""曹兰芳" | ACO239 |
| "WONG Chi Ming, Michael""王志明" | ACR127 |
| "WONG Chor Kei""黄楚淇" | ACK116 |
| "WONG Chow Wah""黄秋华" | ABP448 |
| "WONG Hoi Ling""黄凯铃" | ANC141 |
| "WONG Ka Hoi""黄家凯" | ARD521 |
| "WONG Ka Kit""黄家杰" | ADS238 |
| "WONG Ka Ming""黄嘉明" | BHP754 |
| "WONG Nga Lun""王雅伦" | ANQ199 |
| "WONG Siu Man""王绍文" | ACK320 |
| "WONG Tik Kee""黄迪琪" | ANR761 |
| "XU Yuanjie""徐元杰" | BCX231 |
| "YAM Mei Ling, May""任美玲" | ADH475 |
| "YAM Wai Gwan""任唯钧" | AOK736 |
| "YAM Yim Ling, Camilla""任艳龄" | ATH214 |
| "YAN Yuk Hing, Liza""甄玉卿" | ACT285 |
| "YAU Ka Kit""丘嘉杰" | ADA377 |
| "YAU Ka Wing""邱家荣" | ASL909 |
| "YEUNG Chiu Wah""杨钊华" | AZK366 |
| "YOUNG Chun Fung""杨俊峰" | AII623 |
| "YUAN Jingna""袁菁娜" | AVR360 |
| "YUEN Kai Fung""阮啓峰" | BPL168 |
| "YUM Yuk Man""任旭文" | BAY081 |
| "ZHOU Jian""周建" | AVR889 |
投诉主任
牌照条件
| 生效日期 | 牌照条件 |
|---|
| 2008年8月14日 | 持牌人必须将其沙头角分行于某一日製备的纪录，在当天以电子方式转移到《证券及期货条例》第130条订明的获批准处所之一，即香港湾仔轩尼诗道288号英皇集团中心24楼（该处所），而该等纪录的打印本须在自该等纪录製备当日起计的两个星期内，从其沙头角分行转移到该处所。“纪录”指持牌人在《证券及期货条例》及其附属法例下必须备存的纪录。 |
处罚记录
更名记录
| 有效期至 | 名称 |
|---|
| 1993年12月8日 | "Fundway Securities Limited" |
| 1990年11月7日 | "Fundway Finance Limited" |
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