牌照详情
| 名字： | 德意志证券亚洲有限公司
Deutsche Securities Asia Limited |
| 证监会中央编号： | AAJ984 |
| 发牌日期： | 2004年1月8日 |
| 受监管活动 | 生效日期 |
|---|
| 证券交易 | 2004年1月8日 |
| 期货合约交易 | 2004年1月8日 |
| 就机构融资提供意见 | 2012年3月2日 |
地址
| 营业地址 |
|---|
| 8/F, Tower 2, Ever Gain Plaza, 88 Container Port Road, Kwai Chung, New Territories, Hong Kong |
| 香港九龙柯士甸道西1号环球贸易广场56-61楼 |
| #17-10 South Tower, 1 Raffles Quay, 048583, Singapore |
| 17-00 South Tower, One Raffles Quay, Singapore, 048583, Singapore |
负责人员
| 负责人员名字 | 中央编号 |
|---|
| "BLENKIRON Philip Edward" | ARG533 |
| "CHAKRAVORTY Ananda" | AGP868 |
| "CREEDON Katherine Claire" | AQI626 |
| "LUO Haiyan" | AOS352 |
| "POON Tsz Yuen""潘子远" | AUM378 |
| "SANCHEZ Marlon Mikhail" | ADJ822 |
| "THYGESEN Brent George" | BGG400 |
| "WANG Rowena""王允慧" | AEM242 |
| "YANG Angus Sheau Yu""杨晓瑜" | ADI662 |
代表
| 代表名字 | 中央编号 |
|---|
| "- Keshav Ratan" | BIL656 |
| "BARNES Tate James" | BGV467 |
| "CAI Yixuan""蔡易轩" | BQM274 |
| "CHAN Siu Kwong""陈兆光" | BHV687 |
| "CHAU Andy Kane Man""周敬民" | BCO482 |
| "CHENG Hiu Kwong""郑晓光" | BRD409 |
| "CIANI BASSETTI Pietro" | ARR167 |
| "ELALINGAM Mayooran" | BIH692 |
| "FAN Shaoli""范少立" | ALB271 |
| "FANG Tim""方廷" | BMR942 |
| "FENG Nancy Yu Qian""冯雨茜" | BDM550 |
| "FISCHER Nathan David" | ATX270 |
| "FOONG Leon Chiew""冯良昭" | APL599 |
| "GAO Xuyang""高序扬" | BOZ651 |
| "GHATTAS Haitham Alexander" | BMX679 |
| "GIARRATANO James Robert" | BOL534 |
| "GU Dechun""顾德纯" | AQQ831 |
| "GUO Yingyu""郭颖瑜" | BNT124 |
| "GUO Yuanjing""郭媛婧" | BQV972 |
| "HAGENDYK Chris Andrew" | BDR789 |
| "HUANG Jingying""黄晶莹" | BAI752 |
| "HUANG Ruohai""黄若海" | AUM544 |
| "HUANG Yuan""黄源" | BQM946 |
| "IWAO Kentaro" | BLC869 |
| "KAIM-CAUDLE Nicholas" | BBZ057 |
| "KWOK Shing Him Bryan""郭承谦" | BQM118 |
| "LAM Derek Matthew""林嘉诚" | AXV404 |
| "LAU Cheung Kei""刘掌畿" | BEJ195 |
| "LAU Ying Tung, Stephen""刘颖东" | ANM143 |
| "LEONG Tzi Ying""梁智瀛" | BIZ922 |
| "LI Shu""李姝" | AWH337 |
| "LI Yingshu""李颖舒" | BJH261 |
| "LIANG Minfeng""梁敏锋" | BCE457 |
| "LIEN Cheng-Yang""廉正扬" | BPT214 |
| "LIN Han""林翰" | BFA306 |
| "LIU Quanquan""刘泉泉" | BAA709 |
| "LUO Bote""罗博特" | BID801 |
| "LUU James Chi Cuong" | AYW717 |
| "NAJI Ramin" | APH952 |
| "NEO Charles Hiang Kiat" | BHR336 |
| "NG Cheuk Fan""吴卓勋" | BGJ130 |
| "NG Li Yen""吴莉燕 " | BGT393 |
| "NGAN Tsung Wen, Melody""颜瑽韵" | AJL556 |
| "NOH James Hyon" | BKG328 |
| "PANG Ka Yin""彭嘉妍" | APP351 |
| "POH Wee Leng Alan""傅伟麟" | BJW574 |
| "PREBOLA Scott Thomas" | AXS797 |
| "SHIMOMURA Yoshio""下村吉男" | BBD960 |
| "TAM Kevin""谭浠泓" | AUX305 |
| "TAN Wei Chong Fabian""陈伟仲" | BNO712 |
| "TANG Kuan Mo""邓君武" | AVM303 |
| "TIAN Ke""田克" | BLV468 |
| "TSAI Song-Yi""蔡松宜" | BNP094 |
| "TSANG Hing Lun""曾庆伦" | AXM992 |
| "WANG Kai""王凯" | AYR791 |
| "WONG Nathan" | BNZ944 |
| "WONG Yuen Ching""黄元正" | AFU718 |
| "WU Huihuang""吴辉煌" | BKU224 |
| "WU Qiong""吴穷" | AYY899 |
| "WU Xinting""吴欣婷" | BQM271 |
| "XU Stanford Shaozheng" | BQD598 |
| "YANG Jianying""杨健颖" | AYO960 |
| "YANG Yumeng""杨雨萌" | BQM672 |
| "YANG Zilin""杨梓琳" | BQM669 |
| "YOON Jerry Chan""尹灿" | AHA576 |
| "YOUNG Charles Maximilian" | BKL907 |
| "YUE Zhihao""岳志昊" | BGG949 |
| "YUEN Ka Yan""袁嘉欣" | BFT016 |
| "ZENG Yushun""曾昱顺" | BOZ299 |
| "ZHANG Yi""张祎" | BLH577 |
| "ZHENG Dongying""郑冬颖" | BOP959 |
| "ZHOU Han""周晗" | BNZ885 |
| "ZHOU Qiuyuan""周秋媛" | BPA218 |
| "ZHU DAN""朱丹" | BRC141 |
投诉主任
| 电话号码："2203 6452" |
| 传真号码："2203 6959" |
| 电邮地址："[email protected]" |
| 通讯地址："60/F International Commerce Centre |
牌照条件
| 生效日期 | 牌照条件 |
|---|
| 2012年3月2日 | 就第6类受规管活动而言，持牌人不得就证监会发出的《公司收购、合併及股份购回守则》範围内的事宜/交易向客户提供意见。 |
处罚记录
| 日期 | 处罚行为 | 证监会新闻稿 |
|---|
| 2018年3月13日 | 罚款 | 链接 |
| 2018年3月13日 | 公开谴责 | 链接 |
更名记录
| 有效期至 | 名称 |
|---|
| 1998年5月31日 | "Deutsche Morgan Grenfell Securities Hong Kong Limited" |
| 1996年3月19日 | "Morgan Grenfell Asia Securities (HK) Limited" |
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