牌照详情
| 名字： | 大和资本市场香港有限公司
Daiwa Capital Markets Hong Kong Limited |
| 证监会中央编号： | AAB639 |
| 发牌日期： | 2005年5月23日 |
| 受监管活动 | 生效日期 |
|---|
| 证券交易 | 2005年5月23日 |
| 期货合约交易 | 2007年10月5日 |
| 就证券提供意见 | 2005年5月23日 |
| 就机构融资提供意见 | 2005年5月23日 |
地址
| 营业地址 |
|---|
| 香港金钟道88号太古广场第1期26楼 |
| 香港金钟太古广场一期28楼 |
负责人员
| 负责人员名字 | 中央编号 |
|---|
| "CARTER Damon" | BEO225 |
| "CHEN Wen Ling""陈玟伶" | BGI467 |
| "DUAN Hong""段宏" | ADE819 |
| "FUJIKURA Takashi" | BFI204 |
| "HETHERINGTON John Charles""夏岭东" | ABN564 |
| "HORIAI Koji""堀合晃嗣" | AVC265 |
| "IOKIBE Jiro" | BIN286 |
| "JENN Marc Steven" | ANG294 |
| "MATSUMOTO Jeffrey Yuji" | BAE819 |
| "MIZUNO Kosuke" | ADP243 |
| "NG Michael Chiu Ho""伍超豪" | ADA727 |
| "OKA Hironori" | AAD076 |
| "SASAKI Shinichi""佐佐木伸一" | AHS992 |
| "SHEN Wei Ling, Janet""沈慧玲" | AMA937 |
| "SOULEYMAN Jan" | ANM874 |
| "WONG Ka Man""黄家文" | AEK749 |
| "XIAN Chuping""冼楚平" | ACG028 |
| "YABE Ryota""矢部亮太" | BMV303 |
代表
| 代表名字 | 中央编号 |
|---|
| "AU-YEUNG Wing Yee, Wendy""欧阳咏仪" | AFT616 |
| "BRADLEY Joseph" | BEB455 |
| "CHAN Hoi Kay, Cynthia""陈凯琪" | AUB274 |
| "CHAN Kin Chung, Adrian""陈建中" | BCP764 |
| "CHAN Pok Hei""陈博曦" | BNW897 |
| "CHAN Shun Ho""陈舜河" | AFZ169 |
| "CHAN Wai Kwan""陈慧筠" | AQQ789 |
| "CHAN Wing Chiu""陈颖钊" | AJO304 |
| "CHAN Yee""陈仪" | BMQ543 |
| "CHEN Chaoying""陈超颖" | AZO311 |
| "CHEN Wen Ling""陈玟伶" | BGI467 |
| "CHIANG Wei-Chih""江威志" | BGU545 |
| "CHOI Hyung Wook""崔亨旭" | AQO335 |
| "CHUNG Yan Yee, Andrew""锺欣余" | ACW577 |
| "CORK Craig William""黄光程" | BKF941 |
| "CUDIA Celso Silva""邱明杰" | AFE060 |
| "DIAO Enze""刁恩泽" | BPM674 |
| "DING Zixuan""丁紫璇" | BOP617 |
| "FAN Ning""范宁" | BNV011 |
| "FUJII Takashi" | BMV173 |
| "FUNG Cissy""冯婉诗" | AMW511 |
| "GROSE George Francis" | AWH234 |
| "HATTORI Shoichi" | BIR907 |
| "HIRASAKI Koji""平崎晃史" | AZI774 |
| "HIROSE Wataru" | BEI734 |
| "HO Cho Ming, Jonathan""何祖铭" | BJR596 |
| "HO Tsz Ho, Andy""何子浩" | AFV776 |
| "HO Tsz Lok""何子乐" | BPW940 |
| "HONG Xining""洪希柠" | BQU836 |
| "HU Sha""胡莎" | BMO300 |
| "HUANG Benchen""黄本晨" | BQJ771 |
| "IP Chit Yin""叶捷贤" | AUR651 |
| "JENN Marc Steven" | ANG294 |
| "KAN Kwok Yu""简国裕" | ACZ368 |
| "KIM Jason Sung" | AGF966 |
| "KOBAYASHI Yosuke""小林洋介" | BJM372 |
| "KOT Jack Hou Eric""葛积豪" | AJA361 |
| "KWOK Yik Man, Joyce""郭奕妏" | ATS268 |
| "LAI Chi Man""赖志文" | APQ351 |
| "LAI Chu Hang""黎曙衡" | ATB627 |
| "LAI Gar Ho Karl""黎家豪" | AUK295 |
| "LAI Ka Wai Gavin""黎家玮" | BHS916 |
| "LAI Kar Hei Carlton""黎家禧" | BDV574 |
| "LAU Hor Yan, Pauline""刘可恩" | APW586 |
| "LAU Ka Ho""刘嘉豪" | AXB862 |
| "LAU Pok Yui""刘博睿" | BQX159 |
| "LAU Wai Kin, Kelvin""刘伟健" | APQ275 |
| "LEE Kee Siong""李淦祥" | ACY060 |
| "LEI Ming""雷鸣" | BNR457 |
| "LEUNG Robin Chun Yin""梁俊谚" | BNG164 |
| "LI Jiadai""李佳黛" | BFG345 |
| "LIANG Fuyin""梁甫茵" | BHJ475 |
| "LIN Ruhan""林汝函" | BNX931 |
| "LIN Wei-Ting""林蔚婷" | BAC188 |
| "LIU Chung Hsun""刘宗勋" | AHC251 |
| "LIU Moshi""刘墨石" | BEL594 |
| "LO Chi Wa, Ricky""罗志华" | ACC653 |
| "LO Ching Man, Ilona""罗静敏" | AXL781 |
| "LUO Chen""罗琛" | BKT275 |
| "MA Kaiyi""马锴漪" | BQU833 |
| "MAKINO Akiko" | BCL785 |
| "MIZOBATA Mari" | ADQ102 |
| "MIZOGUCHI Hironori" | AHL612 |
| "NAKAGUCHI Michihiro""中口道博" | BNR971 |
| "NG Siu Hong""吴肇康" | BCK507 |
| "NG Terry""伍嘉朗" | BOJ797 |
| "NI Bintuo""倪滨拓" | BOM533 |
| "NIE Zhuofei""聂卓非" | BLR344 |
| "OSAWA Miyuki" | AML475 |
| "PAMPAPATHI Vinay Kumar" | BJG449 |
| "PAN Jiazhou""潘加州" | BLX081 |
| "PARKER Henry Roger Jacques" | AXZ431 |
| "QI Xiaoliang""齐晓亮" | AXZ553 |
| "SAKAMOTO Ryoh" | BMK020 |
| "SHUM Cheok I, Charles""沈卓尔" | AZQ896 |
| "TERASAWA Satoshi" | BAH716 |
| "TOMIYAMA Takuya""富山卓也" | AGU752 |
| "TSANG Andrew Chiu Yin""曾昭然" | AOV654 |
| "TSANG Chi Kin""曾智健" | AOR993 |
| "TSANG Yee Mai""曾绮薇" | ABN099 |
| "TSUTSUMI Atsushi" | BFI209 |
| "UEMURA Ryuta""上村隆太" | BOL603 |
| "WAN Maurine""温慕莲" | AGJ125 |
| "WANG Guohan""王国晗" | BQL057 |
| "WONG Ka Man""黄家文" | AEK749 |
| "WONG Man Kuen, Gary""黄文权" | AGO032 |
| "WONG Wai Chiu, Steven""王伟超" | ACQ784 |
| "WONG Wai Kin""王维健" | BOB036 |
| "WOO Lam Hay""胡林熙" | AAB005 |
| "WU Chenguang""邬辰光" | BQU494 |
| "WU Ronald Ching Ho""胡程皓" | BPY327 |
| "XIONG Li""熊力" | BAI988 |
| "XU Manrui""徐曼睿" | BPM678 |
| "XUE Fei""薛菲" | ASP680 |
| "YAMAGUCHI YUSUKE""山口悠介" | BPE258 |
| "YANAGI Akira""柳明" | BNC153 |
| "YANG Haodong""杨昊东" | BOM896 |
| "YEUNG Carlson Kar Tsun""杨家骏" | BBK543 |
| "YEUNG Pui Fung, Anna""杨佩凤" | AFM432 |
| "YIP Man Hon""叶文瀚" | BHZ902 |
| "YUAN Ke""袁可" | BIV268 |
| "ZENG Siyang""曾斯扬" | BPP117 |
| "ZHANG Yunfang""张云芳" | BHY180 |
| "ZHENG Yumeng""郑雨萌" | BQJ772 |
投诉主任
| 电话号码："27738761 / 28484074" |
| 传真号码："28484048" |
| 电邮地址："[email protected]" |
| 通讯地址："香港金钟道88号太古广场第1期28楼" |
牌照条件
处罚记录
更名记录
| 有效期至 | 名称 |
|---|
| 2010年1月4日 | "Daiwa Securities SMBC Hong Kong Limited (trading as Daiwa Securities SMBC Hong Kong)""大和证券盛民博昌(香港)有限公司 (以大和证券SMBC香港名义经营业务)" |
| 2001年4月1日 | "Daiwa Securities SB Capital Markets Hong Kong Limited (trading as Daiwa SBCM Hong Kong)" |
| 1999年11月2日 | "Daiwa Securities SB Capital Markets Hong Kong Limited" |
| 1999年9月28日 | "Daiwa Securities (H.K.) Limited" |
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