牌照详情
| 名字： | 加皇投资理财有限公司
RBC Investment Services (Asia) Limited |
| 证监会中央编号： | AAG176 |
| 发牌日期： | 2004年10月14日 |
| 受监管活动 | 生效日期 |
|---|
| 证券交易 | 2004年10月14日 |
| 期货合约交易 | 2004年10月14日 |
| 就证券提供意见 | 2004年10月14日 |
| 就期货合约提供意见 | 2004年10月14日 |
地址
| 营业地址 |
|---|
| 香港鲗鱼涌英皇道979号太古坊一座41,42楼 |
| 香港中环皇后大道中二号长江集团中心十五楼 |
负责人员
| 负责人员名字 | 中央编号 |
|---|
| "CHARK Chi Wing, Alexis""翟志荣" | AFU893 |
| "GOH Kian Liem, Joel""吴键林" | ADI940 |
| "WILLIS Benjamin Adam" | BEV552 |
代表
| 代表名字 | 中央编号 |
|---|
| "AU Wing Ting""欧永定" | ADN974 |
| "BIN MAHAT Muhammad Suffian" | BPC656 |
| "CHAN Pak Ming, Nicholas""陈百铭" | ACL084 |
| "CHAN Sau Ying, Doris""陈秀瑛" | AAE759 |
| "CHAU Yee Man""周绮文" | ABR279 |
| "CHEN Chieh-kuo""陈介国" | AMQ815 |
| "CHEN Ping""陈平" | AIB835 |
| "CHEN Yu Hsin""陈昱欣" | BQV643 |
| "CHENG Yin Wah, Irene""郑燕华" | AAJ978 |
| "CHEUNG Chi Ming""张志明" | AAE805 |
| "CHEUNG Wing Kwan""张颖君" | BQD373 |
| "CHIM Yat Kan""詹逸瑾" | APU603 |
| "CHOR Chun Ming""左峻铭" | ANL068 |
| "CHU Po Chuen""朱宝全" | ACU275 |
| "DUAN Nairong""段乃榕" | BGH023 |
| "HO Ting Hong""何鼎康" | ADV928 |
| "HUANG Chih Yu""黄芝毓" | BPK563 |
| "HUI Ka Man, Floria""许家敏" | APL691 |
| "HUNG Yi-chu""洪翊筑" | AMQ853 |
| "IRWIN Samuel Mark" | AIT495 |
| "JUNG Il Suk""郑日锡" | BOE260 |
| "KA Shui Pung, Francis""贾树彬" | AAG156 |
| "KA Yue See, Eugene""贾雨时" | AGQ590 |
| "KWAN Cheuk Shing""关卓诚" | AUE415 |
| "LAI Wai Yi""赖慧仪" | AAZ070 |
| "LAM Wai Shing""林韦成" | AYJ113 |
| "LAU Chi Man""刘智敏" | ANL056 |
| "LEE Kin Lok""李健乐" | BLY488 |
| "LEE Tsz Kwun, Rosanna""李旨坤" | AAQ009 |
| "LEE Yu Sang""李裕生" | ACU386 |
| "LEE Yu-Chun""李育峻" | BPI288 |
| "LEUNG Andy""梁健仪" | BEP257 |
| "LEUNG Yuen Ping, Dara""梁婉萍" | AEA861 |
| "LUK Kin Long, Canon""陆健朗" | BPJ494 |
| "NG Calvin Cheuk Sing""吴卓乘" | ARH478 |
| "NG Ngai Wai""吴毅慧" | AFF107 |
| "NOCHE Leo Cyril D." | AFR176 |
| "QUINT Pascal Michael" | BNP735 |
| "SIU Lok Lun Lawrence""萧乐伦" | BGG837 |
| "TAI Te-Chun""戴德群" | AIB824 |
| "TAM Wey Lung""谭维龙" | AGP095 |
| "TSANG Wai Yin, Wendy""曾惠贤" | AAJ444 |
| "TSE Si Man""谢蕬蔓" | BOK252 |
| "WEI Ming-De""魏明得" | AHX270 |
| "WONG Sai Fuk, Victor""王世福" | AAE460 |
| "WONG Suet Man""王雪曼" | ACU385 |
| "WONG Wing Ki Winky""王泳棋" | BID605 |
| "WONG Yik Shing""黄奕成" | AWO225 |
| "WU Chi Leung""胡智良" | BBT175 |
| "YAU CHAK MING""丘泽铭" | BQO630 |
| "YEE Mei Yuk, Rebecca""余美玉" | AAE455 |
| "YEUNG Leung Yu, Murray""杨亮瑜" | AAE448 |
| "ZHANG Kuo""张扩" | BNY965 |
| "ZHAO Jingjing""赵晶晶" | BHS153 |
投诉主任
牌照条件
处罚记录
更名记录
| 有效期至 | 名称 |
|---|
| 1999年12月24日 | "RBC Dominion Securities (HK) Limited" |
| 1997年1月29日 | "Richardson Greenshields of Canada (Pacific) Limited" |
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