牌照详情

名字:辉立证券(香港)有限公司
Phillip Securities (Hong Kong) Limited
证监会中央编号:AAG460
发牌日期:2007年2月14日
受监管活动生效日期
证券交易2007年2月14日
就证券提供意见2007年2月14日
提供自动化交易服务2007年2月14日
提供资产管理2007年2月14日

地址

营业地址
香港金钟道95号统一中心11楼
12/F United Centre, 95 Queensway, Hong Kong
Room A 28/F Legend Tower, 7 Shing Yip Street, Kwun Tong Kowloon, Hong Kong
20/F Bright Way Tower, 33 Mong Kok Road, Mong Kok Kowloon, Hong Kong
14/F Man Hing Commercial Building, 79-83 Queen\u0027s Road Central, Hong Kong
Unit 806 Level 8 Landmark North, 39 Lung Sum Avenue, Sheung Shui New Territories, Hong Kong
香港新界荃湾众安街68号荃湾千色汇1期14楼1406B室
Unit 1406B, Kolour Tsuen Wan, 68 Chung On Street, Tsuen Wan N.T., Hong Kong
香港新界沙田乡事会路138号新城市中央广场一座17楼1702-1703室
香港铜锣湾轩尼诗道489号铜锣湾广场1期17楼1708室
电邮地址
[email protected]
网站地址
www.poems.com.hk

负责人员

负责人员名字中央编号
"HO Peck Yoke""何碧玉"ADL159
"LAM Ho Chu, Wilson""林灏柱"ABH598
"LIM Wah Sai"ABM528
"MA Hung Wah""马鸿华"AAD616
"WANG Chin Lung""王金龙"ACS495
"WONG Wai Kit, Louis""黄玮杰"AAG279

代表

代表名字中央编号
"AU Chi Yuen""区智远"AFT225
"AU Chor Kin, Ringo""区楚坚"ADS057
"AU Leung Kin""区良键"APA353
"AU Siu Wing""欧兆荣"AGH256
"AU Tze Chiu, Kenneth""区子超"AEL783
"AU Wing Kai, Aric""欧永佳"AEH253
"CAI Jiapan""蔡嘉攀"BOP942
"CHAK Shu Yan""翟树仁"AQU144
"CHAN Chiu Fu""陈招富"BDO342
"CHAN Cheuk Man""陈卓文"AFP804
"CHAN Chi Hing""陈志兴"AEK052
"CHAN Chi Ki""陈子祺"AUA440
"CHAN Chi Wah""陈志华"ANR482
"CHAN Chi Yin""陈志彦"BOP754
"CHAN Ching Man""陈政民"ARA501
"CHAN Chloe""陈翘昕"BPY111
"CHAN Choi King""陈赛琼"AAY554
"CHAN Chun Lung""陈俊隆"AQU198
"CHAN Heung Shan""陈香山"ALT955
"CHAN Hiu Pun""陈晓斌"AFM191
"CHAN Hiu Yee""陈晓义"AKX415
"CHAN Ho Yin""陈浩贤"AFZ637
"CHAN Hon Chau""陈汉洲"ANT386
"CHAN Kam Wah, Simon""陈锦华"AFN645
"CHAN King Bon""陈敬邦"ABA814
"CHAN Kum Shing""陈锦成"AFR764
"CHAN Kwok Kee""陈国基"ASS955
"CHAN Lai Yin""陈丽贤"ACC427
"CHAN Leong Hei, Christian""陈亮熙"AAZ155
"CHAN Lok Man""陈乐民"AKW951
"CHAN Man Chi""陈敏芝"AFF131
"CHAN Man Yee, Ivy""陈敏仪"ANU070
"CHAN Mei Yat, Heidi""陈美逸"AKI598
"CHAN Pui Hang Peri""陈沛铿"BNV088
"CHAN Shek""陈硕"ANJ137
"CHAN Shun Wah, Cesar""陈信华"AAH253
"CHAN Siu Chung""陈兆聪"BQB572
"CHAN Wai""陈玮"ADW197
"CHAN Wai Ming""陈伟明"AFK668
"CHAN Yat Fung""陈逸锋"AUS131
"CHAN Yee Man""陈绮文"AAB523
"CHAN Yin King""陈燕琼"ADQ114
"CHAN Yin, Johny""陈彦"ABD433
"CHAN Ying Kit""陈英杰"AVZ549
"CHAN Ying Lam""陈应林"APG716
"CHAN Yu Fung, Bada""陈宇锋"ALW346
"CHAN Yuk Keung""陈煜强"ADC945
"CHANG Kam Mei""郑金媚"AOH587
"CHAU Lee""周莉"AEX033
"CHAU Wai""周韡"AHT092
"CHEN Kein Wah, Gavin""陈建华"ARS555
"CHEN Long""陈珑"AFE046
"CHEN Wai Hung, William""陈伟鸿"ALS067
"CHENG Chun Hing""郑振兴"AFV873
"CHENG Connie""郑康妮"ARP196
"CHENG Ka Wai, Windy""郑嘉慧"AMP588
"CHENG Kam Wa""郑锦华"AWJ164
"CHENG Lok Hei""郑乐曦"BRC170
"CHENG Michael Godwin""郑高宏"AUX377
"CHENG Tsz Hin, Anthony""郑梓轩"AVF136
"CHENG Wing Chung""郑颖聪"BNU320
"CHEUNG Chun Yau""张俊猷"AEM263
"CHEUNG Ding Fong""张定方"AIU771
"CHEUNG Fu Lam""张富林"AAF266
"CHEUNG Hiu Fung""张晓峰"AKR016
"CHEUNG Hoi Man Michelle""张凯雯"BOS272
"CHEUNG Kwok Chiu""张国潮"AAD583
"CHEUNG Lai Ling""张俪龄"ADS120
"CHEUNG Man, Celia""张文"AOH947
"CHEUNG Ngai Man""张毅敏"ADT857
"CHEUNG Po On""张宝安"APB944
"CHEUNG Tat To""张达滔"ARI205
"CHEUNG Tsz Ying""张紫莹"ATO215
"CHEUNG Yau Wai Jonathan""张祐维"BPX411
"CHI Shao Peng""纪少鹏"AJK122
"CHI Yeung, Richard""戚扬"ASL914
"CHING Chi Kit Alice""程志洁"ASQ569
"CHIU Chi Cheung""招志祥"AZV943
"CHIU Chun Pong""赵俊邦"BBT546
"CHIU Chun Sang, Sederick""赵春生"AAV806
"CHIU Ming Chi""赵明志"BOW540
"CHIU Sin Tak Alex""赵善德"BQL761
"CHO Hiu Yeung""曹晓阳"AUX366
"CHO Wan Po""卓允宝"ABN821
"CHOI Ho Fai""蔡豪辉"AIC254
"CHOI Lai Ching""蔡丽清"ASW952
"CHOI Tung Wai""蔡栋炜"AMH885
"CHONG Chi Ling""庄芷玲"AQF258
"CHONG Ka Shing""庄嘉城"BLO845
"CHONG Laam""庄岚"ADY982
"CHONG Sai Kit""庄世杰"AET877
"CHOU Po Chu""周宝珠"APD233
"CHOW Ho Long""周浩朗"BQP267
"CHOW Johnathan Long Ching""周朗程"BQN725
"CHOW Yuen Yun""周圆润"BQC280
"CHOY Chak Wai""蔡泽伟"AFE593
"CHU Ka Keung, Johnny""朱家强"AEL450
"CHU Kwok Hung""朱国雄"ALK517
"CHU Kwok Wah""朱国华"ANW441
"CHU Man Fai""朱文辉"AFN360
"CHUA Seong Chee""蔡尚志"AGN660
"CHUI Ting On""徐定安"AVI585
"CHUNG Tak Chiu""锺德超"AYT725
"FOK Yuet Kong""霍悦江"BEY059
"FONG Ho Yeung Edward""方昊杨"AFC239
"FOO Kwok Chung""傅国颂"AEU800
"FUNG Man Wa""冯敏华"BQV999
"FUNG Sheung Yin""冯尚硏"BPR542
"FUNG Siu Shan, Michael""冯兆山"AXT425
"FUNG Tak On""冯德安"AAS800
"HO Chiu Keung""何朝强"AFV799
"HO Ka Lung""何家龙"AIO045
"HO Kwok Wing""何国颖"BME583
"HO Pak Yim""何栢焰"BQQ622
"HO Suk King""何淑琼"AEK837
"HO Yuet Lan""何月兰"AGK814
"HSIAO Kai Cheung""萧启翔"BNJ278
"HUI Kai Man""许继文"BIR911
"HUI Kam Shing""许锦城"AFX582
"HUI Lok Man""许乐民"ATS532
"HUI Siu King""许少琼"AMK362
"HUI Suen Mun""许孙满"AJA513
"HUI Tak Lam""许德霖"BKR387
"HUI Toby""许家东"APB179
"HUI Wai Lung""许伟龙"BLE911
"HUI Yuk Tak""许育德"BPK439
"HUNG Chi Ngai""洪自艺"AHD379
"HUNG Ka Keung""洪家强"AEC081
"HUNG Shiao Na""洪小娜"AFI653
"HUNG Wai Fan""洪维凡"BDN976
"HUNG Wai Man""洪慧敏"ALZ671
"HUNG William""洪国晋"AWA329
"IP Lai Kuen""叶丽娟"AFZ509
"IP Stanley Ho-yin""叶浩然"BNU401
"IP Yiu Lam""叶耀林"ADN260
"JIM Kam Shuen""詹锦旋"AKU322
"KAM Wai Ping, Maggie""甘慧萍"AJT954
"KEI Siu Hung""纪少雄"AEM709
"KI Yan Kwong""祁欣光"AGM785
"KO Chi Hung""高志雄"AHP764
"KONG Yau Sen""江佑晨"BQG260
"KOU Shaun""葛永骧"AAU441
"KWAI Kwan""季坤"ACO854
"KWAN Chi Sum""关智森"BPY114
"KWAN Hoi Ling""关凯玲"BMU825
"KWAN Kin Shing""关坚城"BNW890
"KWAN Kit Chi""关杰之"APQ703
"KWAN Kwok Wah""关国华"AAF937
"KWAN Po Tim""关宝甜"ARW214
"KWAN Wing Yin""关永贤"AOI912
"KWAN Yu Fai""关裕辉"AFX922
"KWOK Mei Fung""郭美凤"ADC279
"KWOK Siu Fung""郭绍峰"ATW960
"KWONG Lai Ming""邝丽明"AOR463
"KWONG Si Shun""邝仕信"AGD082
"KWONG Yan Chi, Godfrey""邝訢至"AGL374
"LAI Chun Wai""赖晋伟"BKB802
"LAI Hoi Fai Nelson""黎海辉"BLT914
"LAI Ka Chun""黎家俊"BFT920
"LAI Kam Hei""黎锦熹"BOG573
"LAI Kam Sun""黎锦新"AKJ118
"LAI Kan Tong""黎根堂"ACP215
"LAI Kim Leung, Louis""黎剑良"AEA218
"LAI Kin Chung""黎健聪"BEB796
"LAI Kin Lun""黎健伦"AOB306
"LAI Sze Nga""黎诗雅"ALQ190
"LAI Yin King""黎燕琼"AAC182
"LAI Yuen Heung""赖远香"AFQ641
"LAI Yuen Wai""赖宛蔚"BQM879
"LAM Chong Man""林忠文"ADZ507
"LAM Chun Po""林振宝"ANN300
"LAM Chung Ho""林颂豪"AFD502
"LAM Chung Kit""林宗杰"AFQ232
"LAM Ka Ho""林嘉豪"BPM672
"LAM Ka Kang""林加耿"ASO981
"LAM Kin""林坚"AQN217
"LAM Kit Ming, Ofelia""林洁明"ADE291
"LAM Mi Fun""林美芬"AJD598
"LAM Ngai Pang""林毅鹏"ANA016
"LAM Pui King""林培景"BPX472
"LAM Shui Ching""林瑞清"AOU054
"LAM Sze Tat""林仕达"AAV067
"LAM Tak Luk, David""林德禄"AFI903
"LAM Tin Wai""林天慧"AMJ823
"LAM Wai""林炜"AEM576
"LAM Wai Man""林伟文"AQZ728
"LAM Wai Shing, Henry""林伟成"AHX079
"LAM Yat Man""林日文"ANN299
"LAM Ying Kuen""林英权"AGJ551
"LAM Yuen Wah""林苑华"AFR091
"LAM Yuk Hang""林钰衡"BQH374
"LAU Chi Kin""刘智健"AUN078
"LAU Chi Wo""刘自和"AMI494
"LAU Hing Chung""刘庆松"AGC975
"LAU Hon Chin""刘汉展"AEX115
"LAU Ka Chun""刘家俊"AVM124
"LAU Kai Chung, Norman""刘启聪"AME364
"LAU Kai Kwong""刘启光"ANG941
"LAU Kam Hung""刘锦雄"AFA732
"LAU Keng Shing""刘镜成"ABR241
"LAU Man Chor""刘敏初"AVR361
"LAU Sau Mo""刘秀模"AFC329
"LAU Sin Yon""刘盛勇"ABQ796
"LAU Suk Tung""刘叔同"AFD150
"LAU Wai Chung""刘伟忠"AAG741
"LAU Yin Hei""刘彦僖"BBQ036
"LAU Yuk Hang Alberto""刘旭恒"BOM750
"LAW Angela""罗秀娴"AKW961
"LAW Ka Fun""罗家宽"AGJ537
"LAW Kin Wing, Eric""罗健荣"AAK441
"LAW Wan Ho, Andy""罗允豪"ALN289
"LAW Yeung Man""罗扬文"ACH624
"LEE Cheong Ping, Stephen""李昌平"ANQ401
"LEE Chi Yin""李智言"ABY845
"LEE Ching Fun""李静芬"AFX480
"LEE Chung Man""李仲文"ACE503
"LEE Ho Fung""李浩锋"AAP975
"LEE Ka Wa""李嘉华"BOZ271
"LEE Kwok Tung""李国栋"ALQ878
"LEE Man Chun""李文骏"AFD148
"LEE Man Kui""李文驹"AVC263
"LEE Man Wai""李文伟"AXE876
"LEE Ming Kai""李明锴"BQV282
"LEE Ngok Ming""李岳洺"AZS629
"LEE Wai Cheong""李伟倡"ASJ858
"LEE Wai Kin""李维健"AYA158
"LEE Wing, Wendy""李咏"ADV993
"LEE Yiu Fai""李耀辉"AOB842
"LEE Yuk Yan""李玉仁"ALB238
"LEUNG Chi Kong""梁志刚"AFN182
"LEUNG Hing Tak""梁庆德"BNI150
"LEUNG Jang Kock""梁增国"AGC705
"LEUNG Ka Hing""梁家兴"AGW040
"LEUNG Ka Man""梁嘉汶"AFS269
"LEUNG Kar Chow""梁家洲"AGC965
"LEUNG Man Hin""梁文轩"AVH938
"LEUNG Pik Ho""梁碧豪"ANR623
"LEUNG Shuk Ting""梁淑婷"AKI342
"LEUNG Shuk Yee, Silvia""梁淑仪"BIH231
"LEUNG Siu Fong""梁肇晃"BDP521
"LEUNG Wai Kan, Kathie""梁僡芹"ANR464
"LEUNG Yuen Wah""梁远华"AEN089
"LI Cheung Wing""李祥荣"AFW147
"LI Chung Yi""李忠仪"ADF251
"LI Kai Yien Arthur Albert""李继贤"AHR084
"LI Kin Keung""李建强"AHA933
"LI Kin Kwok""李建国"AFD427
"LI Kwok Hing""李国庆"ACK096
"LI Kwok Suen""李国璇"AFN349
"LI Lok Man""李乐雯"AQE947
"LI On Tung""李安东"ATF051
"LI Shuman""李舒曼"BPY115
"LI Wai On""李维安"AEJ473
"LI Yuk Ming, Tommy""李玉明"ANB799
"LIAO Xiao Huan Lucy""廖晓欢"AQH111
"LIN Yiu Kwan""连尧君"ADS315
"LING Man Fai""凌文辉"ADP611
"LIU Fung Hang""廖奉衡"BQF716
"LIU Kwok Sun""廖觉新"AAE444
"LIU Po Yu""刘博宇"BKY981
"LIU Qianyue""刘倩月"BLI683
"LIU Wan Yi""廖韵仪"AKY158
"LO Chak Ming""卢泽明"ADR150
"LO Kin""罗坚"ALU976
"LO Ping Fai""卢炳辉"AGJ455
"LO Sai Kit""罗世杰"AVY257
"LO Sam""罗三"ALV098
"LO Wai Hong""卢伟康"BQW067
"LO Yin Ching, Patrick""卢彦青"AFC491
"LO Yuet Mui""卢月梅"AEU640
"LOO Yat Fung, Brian""卢一峰"ACA940
"LUI Leslie""雷皓翔"BQG251
"LUK Sun Toi""陆新台"AYD010
"LUK Wing Yuen, Peter""陆永原"ANF169
"LUNG Tsan Yu""龙赞羽"BPO804
"MA Hung Wah""马鸿华"AAD616
"MA Kai Chi""马楷芝"ARV606
"MA Wing Hop, William""马荣洽"AFU606
"MAK Kai Mou, Norman""麦启谋"ABD512
"MAK Tsz Kin""麦梓健"BRE059
"MAK Wai Ki""麦伟基"AFA989
"MAK Wing Fung""麦荣丰"AFU716
"MAN Tat Pan""文达斌"ARH997
"MAN Wing Keung""文永强"AMB622
"MAN Yi Yan""文尔茵"AUX241
"MEI Weikai""梅维凯"BQN708
"MOK Chi Kin""莫炽坚"AEE733
"NG Cheung Wah""吴锵华"AGG783
"NG Ching Yeung, Sunny""吴呈阳"AEU124
"NG Kap Fung, Lewis""吴甲丰"APR626
"NG Kwok Wing""吴国荣"AAX844
"NG Lok Wun""伍洛桓"AWC637
"NG Moon Tong, Calvin""吴满堂"ACL387
"NG Sau King""吴秀琼"ANB800
"NG Sek Ki""吴锡祈"AXO646
"NG Tsun Ho""吴浚浩"BQL613
"NG Tsz Ching""吴子青"AVJ374
"NGAI Yuk Man""魏毓雯"ALU523
"NGAN Siu Hang""颜肇亨"BQV992
"NGAN Wai Wing""颜伟荣"AEJ476
"NI Kwok Kuen, Alex""倪国权"AOA109
"OKADA Toshiyuki""冈田敏行"AMR827
"PO Wan Sing""蒲允诚"ASZ557
"POON Chun Chuen""潘遵泉"AAZ659
"POON King Lai""潘景礼"ADQ337
"POON Man Kit""潘文杰"BDY012
"POON Yui Ming""潘锐明"AEY704
"SHAM Sing Yi""沈性义"AJR212
"SHEA Pui Kwan""佘佩君"AQA156
"SHEK Chun Wa""石晋华"ASD193
"SHIKITA Yoshikazu""敷田义和"ALS678
"SHUM Pak Nin""岑柏年"ACS114
"SHUM Pan Hong""沈斌康"AEK474
"SHUM Si Ki""沈士基"AAJ530
"SHUN Seng Loong, Erwin""沈昇龙"AXS682
"SIA Sze Wai""佘诗伟"AQI873
"SIU Chun Pong""萧镇邦"BQX158
"SIU Kin Man""萧建文"AEE259
"SO Ching Yu Calvin""苏靖宇"BNX953
"SO Chun Wing""苏振荣"BLL622
"SO Kan Kay""苏耿基"AEY836
"SO Ting Hin""苏廷轩"BOB733
"SUEN Hing Fai""孙庆辉"ARW746
"SUNG Chi Wai, Godfrey""宋志伟"AED427
"SUNG Hing Wah""宋兴华"AEW796
"SZE Ho Yin""史浩妍"ANT863
"SZE Hoi Cheung""施凯翔"BRC171
"SZE-TU Hung Ming""司徒杏明"AEN521
"TAM Kin Kei""谭健基"AZW907
"TAM Kin Yip""谭建业"ALZ845
"TAM Sze Chung""谭思聪"ANR622
"TAM Wai Lam""谭伟霖"AIJ850
"TAM Yui Fai""谭锐辉"BLB623
"TANG Hoi Kan""邓凯勤"BPK771
"TANG Siu Chuen""邓少全"AAB478
"TANG Yiu Ping, Daniel""邓耀平"ANR624
"TO Lai Yee""杜丽仪"AZW849
"TO Yuen Yi""杜婉儿"APF716
"TONG Eva""唐绮华"AEI985
"TSANG Hin Man""曾献文"ABL428
"TSANG Lik Him""曾力谦"BPH503
"TSANG Wai Keung""曾伟强"ACW822
"TSANG Wai Lun Felix""曾伟伦"BOT130
"TSANG Wai Sing, Stanley""曾慧星"AJE891
"TSE Pang Shun""谢鹏信"AOK043
"TSE Tsun Hei""谢浚希"BQU443
"TSE Yuen Yin""谢宛言"AFU162
"TSE Yuen Ying""谢婉莹"BBP570
"TSUI Ka Chun""徐家骏"BNE461
"TSUI Wing Cheung""徐永祥"AFC274
"WAN Chun Sing""温进昇"BOM747
"WANG Chang Yu Judy""王常燏"BIU715
"WANG Chin Lung""王金龙"ACS495
"WANG Wei""王玮"AKI926
"WONG Fu Wing""王富荣"BDR790
"WONG Allan""黄叔标"AEE882
"WONG Chi Kin""黄子建"AOT741
"WONG Chi Wai""王智韦"BRC167
"WONG Chi Yuen, Henry""黄志远"ADR890
"WONG Chor Kwan""黄楚崑"ABH986
"WONG Chung Hang, Warren""黄颂恒"APF009
"WONG Faat Chi""黄发枝"BID535
"WONG Fung Lung""黄丰龙"AMN581
"WONG Ho Yin""王浩贤"AQS653
"WONG Hok Sun""黄学新"AGO327
"WONG Jeffrey""黄柱祥"AFF237
"WONG Kar Wai""黄家伟"AMB358
"WONG Kin Chung""黄健聪"BOB735
"WONG Kin Shing""汪建成"APX205
"WONG Kit Ching""黄洁贞"AVY654
"WONG Kit Ying, Cecilria""黄洁英"AFH044
"WONG Kwok Cheung""王国章"ADS011
"WONG Lap Tak, Cliffort""黄立德"AEM267
"WONG Man Keung""黄文强"ALK086
"WONG Man Kit""黄文杰"BRC152
"WONG Man Lee""黄万里"BIA103
"WONG Ning Tsang""王宁铮"APK067
"WONG Pak Kei""黄柏基"AED018
"WONG Pan Pan""黄斌彬"ARU859
"WONG Poon Chuen""黄本全"AFT769
"WONG Sau Fan""黄秀芬"BNE466
"WONG Siu Chuen""黄兆泉"AAA522
"WONG Siu Kwan""王绍崑"ABE359
"WONG Sou Leung""黄寿良"AMO362
"WONG Sun Fai""黄晨晖"BQS223
"WONG Sze Ho""黄诗豪"BMW970
"WONG Tak Cheung""王德章"ADQ772
"WONG Tat Wing""黄达荣"APH712
"WONG Wa Pan, Vic""王华滨"BJR961
"WONG Wai Chung""黄伟聪"AHI825
"WONG Wai Fai""黄伟辉"AGK211
"WONG Wai Keung""黄伟强"APU876
"WONG Wai Lam""王伟霖"AEL134
"WONG Wai Lun""黄维伦"ASD145
"WONG Wei Chun""黄慧珍"AFN149
"WONG Yin Ming""黄彦铭"BNW887
"WONG Ying Kit, Young""黄英杰"ADY999
"WONG Yiu Keung""黄耀强"AAH944
"WONG Yuet Ping""黄悦平"ABI118
"WONG Yuk Tak, Michael""黄育德"AAR135
"WOO Tsz Yin""胡子彦"BQF069
"WOOD Zu Tong""吴祖同"AHN923
"WU Chi Keung""胡智强"AIT239
"YAM Kin Chor""任健初"AEM949
"YAM Shun Hung""任顺鸿"AAC152
"YANG Huizhi""杨会枝"AFT581
"YAU Choi Wan""丘彩云"AJF421
"YAU Chun Yu""邱俊瑜"ATM813
"YAU Man Kit Gordon""邱文杰"BQB564
"YAU Yiu Keung""丘耀强"AMH856
"YEUNG Cheung Ho Charles""杨长浩"BNX671
"YEUNG Hok Huen, Runter""杨学煊"ADL028
"YEUNG Kim Hang""杨剑航"ABN375
"YEUNG Kwok Fai""杨国辉"AVQ425
"YEUNG Siu Cheong""杨少昌"BKL978
"YIM Hon Chung""严汉忠"ACL364
"YIM Tang Yiu""严腾耀"BPU832
"YIP Chau Po""叶秋波"AZS694
"YIP Cho Lun""叶祖伦"ARA749
"YIP Chun Hin""叶振轩"BQC944
"YIP Kin Wing""叶建荣"ALW656
"YIP Lai Kuen""叶丽娟"AQO194
"YIP Lai Sang, Kelvin""叶励生"AHG862
"YIP Lung""叶龙"ALF646
"YIU Ping""饶冰"APC881
"YIU Sik Kei""姚锡基"AOA844
"YIU Wai Yin""饶伟贤"ADV751
"YU Chi Kwong""余志光"BBG507
"YU Ka Fan""余家训"AUR829
"YU Yat""于一"BLL624
"YUE Yik Yi""余奕怡"BDP864
"YUEN Chi Sing""阮志成"AEN536
"YUEN Ka Man""阮嘉文"BNO811
"YUEN Kit Hing""阮洁馨"ATX899
"YUEN Kui Man""袁鉅文"ANA239
"YUN Tsz Chun""甄子俊"BOH294
"ZHANG Jing""章晶"ARQ244
"ZHEN Yanqing""甄艳清"BNH342

投诉主任

电话号码:"22776555"
传真号码:"22776008"
电邮地址:"[email protected]"
通讯地址:"香港金钟道95号统一中心11-12楼"

牌照条件

生效日期牌照条件
2007年2月14日就第9类受规管活动而言,持牌人不得进行任何涉及全权管理集体投资计划的业务。“集体投资计划”的定义于《证券及期货条例》的释义条文内界\n定。
2007年2月14日就第9类受规管活动而言,持牌人不得为他人提供管理期货合约投资组合的服务。
2020年11月18日就第7类受规管活动而言,持牌人须: (1) 在PhillipMart的运作出现任何影响客户的重大服务故障或中断事件的情况下,在一个营业日内将有关事件通知证监会。 (2) 当有关PhillipMart的任何最新独立检讨报告拟备妥当后,向证监会提供有关报告。 (3) 在每月结束后两个星期内或应证监会的要求,向证监会提供以下报告: (a) 根据首次公开招股获分配及已就其执行交易的股份的统计摘要; (b) 交易量(以交易宗数表示);买卖股份数目;及上述(a)所汇报的每名发行人的股份的交收总值的统计摘要; (c) 交易量(以十大最活跃客户各自就上述(a)所汇报的每名发行人的股份的交收总值显示)的统计摘要; (d) 就上述(a)所汇报的每名发行人的股份的交易活动所产生的(i)应向十大最活跃客户各自收取的款项;及(ii)应向十大最活跃客户各自支付的款项的分析,包括每个客户的名称及帐户种类(现金或保证金帐户)及该交易日结束时应向每个客户收取或支付的相关款项; (e) 参与首次公开招股前交易的客户总数的统计摘要,以及上述(a)所汇报的每名发行人的股份的不同种类客户的分类明细;及 (f) 首次公开招股前交易所录得的交易总值的统计摘要,以及就上述(a)所汇报的每名发行人的股份为不同种类客户执行的交易的分类明细。 (4) 为免生疑问,设立安排以确保持牌人及其客户均能遵从证监会发出的《客户身分规则的政策》。 (5) 应证监会的要求向其提供: (a) 有权登入PhillipMart的所有客户名单;及 (b) 曾于任何特定交易日发出买卖指示或于PhillipMart进行交易的所有客户名单。
2020年11月18日就第7类受规管活动而言,持牌人须: (1) 设立适当的安排,以确保持牌人得以: (a) 监察在PhillipMart上发出的买卖指示和进行的交易,以识别涉嫌违反任何有关在PhillipMart上公平及有秩序地进行买卖的规则的情况,以及可能构成市场舞弊的行为; (b) 在切实可行的情况下,尽快向证监会报告任何涉嫌违反持牌人有关在PhillipMart上公平及有秩序地进行买卖的规则的情况,或涉嫌市场舞弊行为;及 (c) 在切实可行的情况下,尽快应证监会的要求向证监会提供有关任何涉嫌违规或涉嫌市场舞弊的相关资料,并就证监会对涉嫌违规或涉嫌市场舞弊进行的查讯或调查向证监会提供全力协助。 (2) 如对下列指明事宜有任何重大更改,须于更改生效前通知证监会: (a) 公司架构及管治安排; (b) 业务计划或运作; (c) PhillipMart(包括交易规则、运作时间、系统营运商、硬件、软件及其他技术的更改);及 (d) 持牌人在合约下对PhillipMart客户所负有的责任。 (3) 在PhillipMart出现影响客户的重大运作延误或故障的情况时,将有关事件的原因或可能原因在切实可行的情况下尽快通知证监会。 (4) 在切实可行的情况下,尽快任何涉嫌违反其有关在PhillipMart上公平及有秩序地进行买卖的规则的情况或涉嫌市场舞弊行为通知证监会。 (5) 为持牌人本身的运作及PhillipMart设立适当的业务延续计划及灾后恢复程序,并将该等计划或程序的任何重大改变通知证监会。
2020年11月18日就第7类受规管活动而言,持牌人或与持牌人属同一公司集团的公司不得参与任何在PhillipMart的自营买卖活动。
2020年11月18日就第7类受规管活动而言,持牌人须: (1)以买卖根据首次公开招股获分配的股份为目的,仅在紧接该等股份于香港联合交易所有限公司(“联交所”)正式上市前的一天,透过PhillipMart提供自动化交易服务。(2) 设立监控措施: (a) 藉此确保其交易方法的完整性;及 (b) 使交易得以在PhillipMart上公平及有秩序地进行。 (3) 向客户提供充足的交易前买卖指示的资料及交易后的交易资料。 (4) 设立适当的安排,确保就根据首次公开招股获分配的股份的已执行交易而须提供的资讯,按照联交所的规则在订明时限内以订明的方式向联交所提交报告。 (5) 设立适当的安排,以便尽量减低未能就已执行交易进行交收的情况。 (6) 制订适当的书面政策和程序,以便在紧急情况下处理未完成的买卖指示及已执行的交易,包括但不限于, (a) 押后、取消首次公开招股或更改首次公开招股的条款及细则; (b) PhillipMart暂停运作、发生故障或遭受干扰;及 (c) 恶劣天气如颱风或黑色暴雨。 这些政策和程序应该在客户使用PhillipMart前提供予客户。 (7) 就PhillipMart上进行的活动,保存下列纪录至少七年,而该等纪录应易于取览,及可随时转换成中文或英文的书面形式,并须应证监会的要求提供任何该等纪录: (a) 客户资料,包括其登记名称及地址、准入及终止准入日期、认可交易员及有关详情,以及客户协议; (b) 限制、暂停或终止任何客户登入的详情,包括有关原因; (c) 日常发给客户的所有通知及其他资料(不论为书面形式或透过电子形式传达); (d) 在PhillipMart上进行交易的每日及每月例行摘要,当中载列: (i) 客户根据首次公开招股获分配股份的详情;及 (ii) 交易量(以交易宗数表示);买卖股份数目;及交收总值。 (8) 就PhillipMart上处理的买卖指示及任何其他行动或活动的下述详情,保存至少两年按时序排列的纪录,而该等纪录应易于取览,及可随时转换成中文或英文的书面形式,并须应证监会的要求提供任何该等纪录: (a) 买卖指示的接收、执行、修改、取消及届满(视乎适用者而定)日期及时间; (b) 输入、修改、取消及执行买卖指示的客户及认可交易员的身分; (c) 买卖指示及买卖指示的任何继后修改及执行的详情(视乎适用者而定),包括但不限于所涉及的股份、买卖指示的股份数量及属于买方或卖方、买卖指示的种类、任何买卖指示编号、时间及价格限制,以及发出买卖指示的客户指定的任何其他条件;及 (d) 分配及重新分配(视乎适用者而定)指示执行的详情。

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