牌照详情
| 名字： | 瑞穗证券亚洲有限公司
Mizuho Securities Asia Limited |
| 证监会中央编号： | AEZ953 |
| 发牌日期： | 2005年4月27日 |
| 受监管活动 | 生效日期 |
|---|
| 证券交易 | 2005年4月27日 |
| 就证券提供意见 | 2005年4月27日 |
| 就机构融资提供意见 | 2005年4月27日 |
| 提供资产管理 | 2005年4月27日 |
地址
| 营业地址 |
|---|
| 香港九龙尖沙咀梳士巴利道18号K11 Atelier, 14-15楼 |
负责人员
| 负责人员名字 | 中央编号 |
|---|
| "ANZAI Takehiro" | AZJ383 |
| "CHU John Paul Yeong Keng""徐永铿" | ABP357 |
| "FUKUMOTO Rikiya" | BPF372 |
| "ISHII Hirona" | BPK880 |
| "KAVANAGH Ruvann John" | ARW149 |
| "LEE Kar Ming, Kenneth""李嘉明" | AED932 |
| "MATSUO Hidetaku""松尾秀拓" | AZL647 |
| "MUI Malcolm Hin-Ling""梅轩宁" | APB926 |
| "NOGUCHI Suguru" | BPF378 |
| "ROWE Damian Marcus" | ASH901 |
| "SALAM Salim" | BEM182 |
| "TAKAHASHI Atsutoshi" | BNB284 |
代表
| 代表名字 | 中央编号 |
|---|
| "AGARWAL Sambhav" | BPX096 |
| "AGUSTIN Scott-Jarryd" | BNS030 |
| "ALLEN Benjamin Lang" | BOB487 |
| "AMMANN Christopher Emil" | BNS037 |
| "ASAEDA HIDEYA" | BLV794 |
| "ASKHAM Craig Gerrard" | BNY632 |
| "BADIGAR Devanjan" | BHQ459 |
| "BIDASARIA Shrey" | BNX253 |
| "BOW Dominic Kwok Wai""鲍国维" | AXR265 |
| "CAPONE Angela" | BIZ300 |
| "CARTER Edward Jack Onslow" | BGD665 |
| "CARTER Harriet Ellen Jane" | BNE453 |
| "CHA Gyeongmin" | AUG884 |
| "CHAN Hoi Ting""陈凯婷" | BGD849 |
| "CHAN Kin Cheung""陈键漳" | BMG075 |
| "CHAN Ming Yan""陈明恩" | BOL140 |
| "CHANDRASEKHARAN Jayachandran" | BCK946 |
| "CHEN Junyi""陈俊屹" | BPU740 |
| "CHEN Long""陈隆" | BNN107 |
| "CHEN Szu Yu""陈思宇" | BFO350 |
| "CHU Tianli""楚天骊" | AVY302 |
| "COOK Geoffrey John" | APB534 |
| "FANG Wei" | BKA235 |
| "FUKASE Yoshiya" | BOM120 |
| "GALTIER Pierre" | AYD605 |
| "GLUECK Franz Ismael" | AZH650 |
| "GOTO Fumihide" | AOR367 |
| "GU Hao""顾昊" | BHD367 |
| "GUAN Bo""关博" | AZE518 |
| "GULRAJANI dev" | BND519 |
| "HAH CHANGWOO" | BKD619 |
| "HAMAMOTO Yoshiro" | BMR068 |
| "HAMERSMA Sander Bastiaan" | ADW037 |
| "HASHIMOTO Yoshihiro" | BCH676 |
| "HAYASHIBARA Yuka" | BOZ289 |
| "HIRATA Tomohiro" | BQO764 |
| "HORI Yusuke" | BAE890 |
| "HORTON Shaun Yi-Ming" | BDI334 |
| "HOWARD Matthew John" | BNU526 |
| "HUANG Hiu Pan""黄晓斌" | AVS717 |
| "HUNTER Paul Chicano" | BDR269 |
| "ITO Hiroaki""伊藤宏昭" | BFY639 |
| "ITO Hitoshi" | BQO820 |
| "ITO Tatsuhiko" | BNG744 |
| "IWASA Shinsuke" | AMP190 |
| "JAMES Richard Alan" | BNR278 |
| "JANG Minhyeok""张玟赫" | BIQ771 |
| "JIANG HONGYU" | BPX099 |
| "JURENKO Louisa Alice" | BKW654 |
| "KAMATA Marina" | BQZ851 |
| "KAMIKI Toru" | BQF032 |
| "KANESHIGE Hirou""金重博宇" | ARD681 |
| "KARLO Krzysztof" | BOU802 |
| "KATO Katsuhito""加藤胜仁" | AMF766 |
| "KAWAKITA Yasuhiko" | AZV123 |
| "KAWAMOTO Yuta""川本裕太" | BOS813 |
| "KEEBLE Paul Royce" | BJW027 |
| "KIKUCHI Masatoshi" | BAG217 |
| "KIM Haena" | BPY202 |
| "KIM Ji Young""金志映" | AUE802 |
| "KO Tak Yan Anson""高德欣" | BJW368 |
| "KOYAMA Takeshi" | BAL421 |
| "KURODA Kentaro" | BOJ811 |
| "KWON Heerak" | BOJ289 |
| "LAM Ka Yiu""林嘉耀" | BQG360 |
| "LAM Yi Nok Cameron""林尔诺" | BPW772 |
| "LAU Cheuk Hang, Samuel""刘卓铿" | AJB217 |
| "LAU Homan""刘浩文" | AWU132 |
| "LEADSOM David James" | BNU517 |
| "LEE James" | BNI691 |
| "LEE Seunghwan""李承桓" | AYA209 |
| "LEE Yea Sul" | BOT696 |
| "LEE Yick Chung""李易聪" | AEE525 |
| "LEONG Daniel Yun-Foo" | BHL041 |
| "LEUNG Chak Hay, Jason""梁泽熹" | AQJ874 |
| "LEUNG Wai Man""梁伟民" | AGO399 |
| "LEUNG Yu Tang""梁誉腾" | BPC725 |
| "LI Yichen""李宜宸" | BGG188 |
| "LIANG Xiao" | BLL623 |
| "LIU Feihua""刘飞华" | BOS055 |
| "LIU Shanshan""刘杉杉" | BEC391 |
| "MATSUDA Hiroshi" | BAX539 |
| "MATSUNAGA Martin Hideyuki" | BNT940 |
| "MATSUNO Maoki" | BHY513 |
| "MATSUSHITA Akifumi""松下 哲史" | BPT817 |
| "MIURA Yutaka" | BBI890 |
| "MIYAGI HIROKAZU" | BJE607 |
| "MORI Takahiro" | BAX548 |
| "MORITA Keisuke""森田 佳佑" | BNP212 |
| "NAGAYOSHI Hayato" | BCW504 |
| "NAKAGAWA Yoshihiro" | BMT316 |
| "NAKANE Yasuo" | BHM502 |
| "NAKATA Shusuke" | ARR934 |
| "NAKATSUKASA Seiji""中务 征尔" | BOL278 |
| "NG Eric, Zheng Han""黄政涵" | BJR929 |
| "NISHI Yoshiyuki" | BJV585 |
| "NISHIHARA Ayumi" | BQC967 |
| "OBERG Daniel Geoffrey" | BOF792 |
| "OHASHI Hidetoshi" | BHL322 |
| "OHATA Tomonori" | BNK090 |
| "OHATA Yosuke" | ARE532 |
| "OHNUKI Duknam" | BPA338 |
| "OKUBO Takao" | BBK700 |
| "OSADE Yohei" | BBH613 |
| "PARK Charles Chansik" | AME470 |
| "PARSONS Stephen James" | BNS038 |
| "RAKESH Vijay Raghavan" | BNF853 |
| "READE Mark Donald" | BCC920 |
| "REILLY Robert Joseph" | AXF221 |
| "RHEW Byong Wi" | BJM113 |
| "ROWE Damian Marcus" | ASH901 |
| "RYBAK Gregory" | BNR279 |
| "SAITA Kenichi" | BNU514 |
| "SAJI Hiroshi" | BBL400 |
| "SAKAGUCHI Tairiku" | BAG216 |
| "SATO KOKI" | BJC095 |
| "SATO Kazuoki""佐藤和兴" | BGQ857 |
| "SCHWARZ Florian" | BKY307 |
| "SHAMLOO Rooin" | BJP603 |
| "SHAW Benjamin John" | BGN402 |
| "SHIN Jung Hoon" | BLJ194 |
| "SHIN Myungsoo" | BOT695 |
| "SHINYA Norimasa" | BAV889 |
| "SMITH Robert Adam" | BCB694 |
| "SONG Xiukui""宋秀魁" | BBE458 |
| "SUZUKI Hiroyuki" | BBV019 |
| "SUZUKI Katsuhiko" | BDD174 |
| "SYED Salim Qader" | BMM225 |
| "SZETO Yuen Yee""司徒婉仪" | ANJ402 |
| "TAKAHASHI Toshio" | BAC022 |
| "TAKAKU Masanori" | AXM564 |
| "TANAKA Hiroshi" | BAF821 |
| "TANAKA Takeshi" | BAQ387 |
| "TEH Timothy Wen Ming""戴文明" | BJV363 |
| "TEO Ying Zhuang" | BCS552 |
| "TOMIMATSU Yosuke" | BBB708 |
| "TONG Chun Ho""唐振皓" | BGI616 |
| "UENO Yasunari" | BHL325 |
| "WAKAE Masanori" | BBB065 |
| "WAN Cheuk Yin""尹卓贤" | ARR928 |
| "WANG Jiaqi""王家琦" | AOH836 |
| "WANG Min-Li""王敏力" | BHM503 |
| "WANG Shenshen""王 申申" | BPK490 |
| "WANG YUAN""王渊" | BOL438 |
| "WANG Yang""汪 洋" | BPW781 |
| "WANG Yufei""王宇飞" | BNO772 |
| "WARD Simon Anthony" | BBQ753 |
| "WATANABE Hidekatsu" | BAP098 |
| "WEI Wenguan" | BQL012 |
| "WONG Wai Lung""黄伟龙" | BAB062 |
| "WONG Yuk-bon""黄旭邦" | BEZ913 |
| "WOO Ka Man Sara""胡嘉文" | BHD691 |
| "YAJIMA Tomoki" | BNP002 |
| "YAMADA Mikiya" | BHV121 |
| "YAMAGUCHI Tomohiro""山口 智裕" | BQV717 |
| "YAMAMOTO Yoshitsugu" | AOQ600 |
| "YAMASHITA Ryosuke" | BQE468 |
| "YAMAUCHI Ayumu""山内步" | AXL777 |
| "YANADA Shuji" | BEV132 |
| "YATSU Naoki" | BOH697 |
| "YEH Hao-Ting""叶皓婷" | BAC177 |
| "YOOK Haekong" | BKM766 |
| "YOSHIDA Aki-Joe" | BNI677 |
| "YOSHIDA Atsushi" | BAE887 |
| "YUNG Yi Tak""翁懿德" | BPL011 |
| "ZHANG Wen""张雯" | BFZ206 |
| "ZHANG Yi""张毅" | BGX406 |
| "ZHANG Yixin" | BOM527 |
| "ZHONG Xiaoyu""仲晓宇" | BOP317 |
| "ZHOU Xiaoli""周晓丽" | BND518 |
| "ZHOU Xue""周雪" | BCC731 |
| "ZOU Jianke""邹建科" | BIZ748 |
投诉主任
牌照条件
| 生效日期 | 牌照条件 |
|---|
| 2005年4月27日 | 就第9类受规管活动而言，除为对沖目的而进行有关交易外，持牌人不得为他人提供管理期货合约投资组合的服务。 |
| 2021年1月8日 | 就第6类受规管活动而言，持牌人就证监会发出的《公司收购、合併及股份回购守则》範围内的有关事宜/交易，以顾问身分向客户提供意见时，必须与(该客户的) 另一名顾问共同行事，而该另一名顾问须不受此条件的规限。 |
| 2021年1月8日 | 就第6类受规管活动而言，持牌人不得就要求将任何证券在认可证券市场上市的申请以保荐人身分行事。 |
处罚记录
更名记录
| 有效期至 | 名称 |
|---|
| 2001年3月23日 | "IBJ Asia Securities Limited""兴银亚洲证券有限公司" |
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