牌照详情
| 名字： | 滙丰金融证券(亚洲)有限公司
HSBC Broking Securities (Asia) Limited |
| 证监会中央编号： | ABX727 |
| 发牌日期： | 2004年9月10日 |
| 受监管活动 | 生效日期 |
|---|
| 证券交易 | 2004年9月10日 |
| 就证券提供意见 | 2015年1月19日 |
地址
| 网站地址 |
|---|
| www.hsbc.com.hk/broking |
负责人员
| 负责人员名字 | 中央编号 |
|---|
| "LAM Wai Yan, Josephine""林惠茵" | ADW932 |
| "LAU Siu Man""刘绍文" | ACV996 |
| "WO Ki""邬奇" | AGW234 |
| "WONG Po Kit""黄谱杰" | AIO070 |
| "YIM Kam Ting""严锦婷" | AUL591 |
| "YIU Leung Wai, Andrew""姚亮威" | AAI347 |
代表
| 代表名字 | 中央编号 |
|---|
| "AU Fai Kit, Jeffrey""区晖杰" | BIV452 |
| "CHAN Chi Ho""陈志豪" | BCO707 |
| "CHAN Chi Ping""陈志平" | BQI566 |
| "CHAN Chung Wing""陈颂荣" | BPB257 |
| "CHAN Ka Wing, Amy""陈嘉咏" | BCO965 |
| "CHAN Kwok Ming, Tommy""陈国明" | AXH771 |
| "CHAN Pak Hei""陈柏熹" | BBJ062 |
| "CHAN Pak Ming""陈百明" | AXI906 |
| "CHAN Tak Sum""陈德森" | BLZ737 |
| "CHAN Tsz Ping""陈梓萍" | APM139 |
| "CHAN Wing Sze""陈颖思" | BIZ710 |
| "CHANG Shu Tin, Stephen""张树田" | ALH734 |
| "CHENG Chi Kin""郑智键" | BKV086 |
| "CHEUNG Hiu Ching""张晓正" | ANU469 |
| "CHEUNG Ka Yau""张嘉祐" | BQF522 |
| "CHEUNG Kam Wai""张锦伟" | BQN782 |
| "CHEUNG Kwai Ying""张葵英" | AXV862 |
| "CHEUNG Kwong Wa""张光华" | BCO591 |
| "CHEUNG Wai Yin""张伟贤" | ASE682 |
| "CHOW Ho Ting Rene""周浩霆" | AYR200 |
| "FONG Sze Tik""方诗迪" | BDK813 |
| "HO Ho Kei, Diamond""何浩基" | AAJ607 |
| "HO Kwong Yan""何广恩" | ATY797 |
| "HO Man Kwong""何民光" | AZJ977 |
| "HUI Oi Man""许爱曼" | BIG351 |
| "HUI Wilfred Ka Tsun""许家进" | AUG333 |
| "HUNG Tin Po""洪天宝" | AOL356 |
| "IP Wai Hong""叶伟康" | BCO701 |
| "KEUNG Leon Sik Lim""姜锡廉" | BDA062 |
| "KWAN Hin Sing""关显声" | ATM797 |
| "KWOK Chi Chung""郭志聪" | AOC990 |
| "KWOK Chun Ho""郭俊豪" | BNG502 |
| "KWOK Hok Pun""郭学斌" | AMI215 |
| "KWOK Wing Sheung""郭荣嫦" | BBN737 |
| "KWONG Chun Hin""邝震轩" | BIM257 |
| "LAI Shun Wai, Patrick""赖汛维" | AFM737 |
| "LAI Yau Nin""赖猷年" | AVS593 |
| "LAM Chun Wah""林俊华" | ANU923 |
| "LAM Po Chu, July""林宝珠" | ABI723 |
| "LAU Ho Cheong""刘浩昌" | BQV549 |
| "LAU Kwan Yiu""刘钧耀" | AYI452 |
| "LAU Miu Ying""刘妙凝" | BCO593 |
| "LAU Siu Man""刘绍文" | ACV996 |
| "LAU Wai Lun""刘伟伦" | BQD589 |
| "LAW Chiu Chun""罗超进" | BPL661 |
| "LAW Wai Keung""罗伟强" | BCO699 |
| "LEE Axel Syng""李陞" | ASI354 |
| "LEE Ching Hung""李政鸿" | AXX537 |
| "LEE Dink Sing""李定胜" | BEL389 |
| "LEE Ka Hing""李嘉兴" | BIZ578 |
| "LEUNG Chin Yu, Edmond""梁展宇" | APO551 |
| "LEUNG Hoi Wai""梁海威" | BOS588 |
| "LEUNG Lap Lam""梁立林" | AXE223 |
| "LEUNG Man Wai, Matthew""梁文威" | ALQ771 |
| "LEUNG Wai Chung""梁伟聪" | BNO002 |
| "LEUNG Wai Yin, Elaine""梁伟妍" | ANB176 |
| "LI Chi Wing""李志荣" | BDI706 |
| "LI Kwok Yin""李国贤" | AOY769 |
| "LI Siu Hung, Amy""李小红" | AAA292 |
| "LI Wai Han""李惠娴" | AVX424 |
| "LIM Ching Yiu""林静瑶" | BGL104 |
| "LIN Chi Kwan""连子钧" | AON637 |
| "LO Chun Kwan""罗俊坤" | AZJ983 |
| "LO Shu Pui""罗树培" | BCO572 |
| "LO Yick Chun, Kenny""罗翊晋" | BCO585 |
| "MA Ka Fung""马家凤" | ABW264 |
| "MAK Ka Wing, Kelvin""麦家荣" | AYM805 |
| "MAK Kwok Sing""麦国星" | AEE107 |
| "MAK Yiu Hong""麦耀康" | AWL694 |
| "NG Kwok Hung""吴国雄" | AHF840 |
| "NG Wai Yin, Ray""吴伟然" | AVA352 |
| "NGAI Kwok Pan""魏国彬" | AWE460 |
| "PAK Yin Wa""白燕华" | BFS181 |
| "PANG Yuen Ying""彭婉盈" | AMB384 |
| "POON Chun Man""潘俊文" | ARV276 |
| "PUN Chun Tung""潘震东" | BIT810 |
| "PUN Lai Chi""潘励智" | ADT746 |
| "SHUM Yat Kei""沈逸基" | APZ540 |
| "SO Tsz Kit""苏子杰" | BCQ151 |
| "TAM Weng U Deolinda""谭頴瑜" | BQI564 |
| "TANG Hon Fai""邓汉辉" | ANU228 |
| "TANG Wing Kit""邓永杰" | BPS283 |
| "TSANG Ching Yu""曾静如" | ACO975 |
| "TSANG Kai Ho""曾启豪" | BOF507 |
| "TSE Kim Ming""谢剑明" | AAG973 |
| "WANG Hong""王红" | ADY925 |
| "WONG Chor Yee""王楚仪" | AGK639 |
| "WONG Hoi Cheung""黄海祥" | AYK745 |
| "WONG Ka Fei, Alfred""黄家辉" | ATS072 |
| "WONG Ka Ho""黄嘉豪" | AJB051 |
| "WONG Man Ching, Stephanie""黄曼晴" | BQI569 |
| "WU Kei Shan""吴基山" | AFV098 |
| "YEUNG Ho Shing""杨浩昇" | AJH027 |
| "YEUNG Hon Ying""杨汉英" | AQR635 |
| "YIM Kam Ting""严锦婷" | AUL591 |
| "YIP Chun Lam""叶隽霖" | AOL332 |
| "YIP Man Fei""叶敏飞" | BES299 |
| "YIU Leung Wai, Andrew""姚亮威" | AAI347 |
| "YU Kwok Fai""余国辉" | AMV097 |
| "YU Wai San, Angelina""余伟珊" | ACN957 |
| "ZHANG Jian Bin""张剑斌" | AGA700 |
投诉主任
| 电话号码："39898291" |
| 传真号码："34092752" |
| 电邮地址："[email protected]" |
| 通讯地址："Level 25 HSBC Main Building |
牌照条件
处罚记录
| 日期 | 处罚行为 | 证监会新闻稿 |
|---|
| 2018年7月19日 | 公开谴责 | 链接 |
更名记录
| 有效期至 | 名称 |
|---|
| 1999年8月13日 | "Wardley Securities Limited" |
| 1994年1月2日 | "Carrizo Limited" |
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