牌照详情
| 名字： | 国元证券经纪(香港)有限公司
Guoyuan Securities Brokerage (Hong Kong) Limited |
| 证监会中央编号： | AOA594 |
| 发牌日期： | 2007年1月30日 |
| 受监管活动 | 生效日期 |
|---|
| 证券交易 | 2007年1月30日 |
| 就证券提供意见 | 2007年10月23日 |
地址
负责人员
| 负责人员名字 | 中央编号 |
|---|
| "CHAU Yat Ming, Ellis""周日明" | AAE435 |
| "LI Chiu, Jamie""李超" | ACN575 |
| "MAO Li""毛力" | AQG730 |
| "TAN Yan""谭燕" | AXV124 |
| "ZHU Lehui""朱乐辉" | ARG192 |
代表
| 代表名字 | 中央编号 |
|---|
| "CHAN Yiu Kwong""陈耀广" | AAC389 |
| "CHEN Wenjun""陈文军" | AYY921 |
| "CHEN Xin""陈欣" | BLO515 |
| "CHEUNG Chui Mei""张翠美" | BNG586 |
| "DENG Huang""邓煌" | BNQ698 |
| "DI Yun""底韵" | BLL511 |
| "DONG Siying""董思莹" | BNB214 |
| "DUAN Jingxian""段静娴" | BLO863 |
| "HE Li""何励" | BFN682 |
| "HU Qian""胡倩" | ARB302 |
| "HUANG Qingbo""黄庆波" | BDJ265 |
| "HUANG Yu Lin""黄钰琳" | BNB814 |
| "HUNG King Wan""孔景云" | ADA739 |
| "HUNG WING SHAN""熊咏珊" | BPJ837 |
| "HUO Limin""霍丽敏" | AND728 |
| "JIA Aiping""贾爱萍" | BAO927 |
| "JIA Weitao""贾维韬" | BII583 |
| "KONG Lingzhen""孔令贞" | BBQ311 |
| "LAI Songbin""赖颂彬" | BHD246 |
| "LAI Yongchun""赖永春" | BBQ513 |
| "LAU So Mei, Susan""刘素媚" | AMA244 |
| "LEE Sze Wan""李诗韵" | BDY743 |
| "LI Chengru""李承儒" | BLN914 |
| "LI Jing""李兢" | BPJ007 |
| "LI Jun""李俊" | AMU443 |
| "LI Li""李莉" | BBX850 |
| "LI Ming""李明" | AXK332 |
| "LI Ran""李冉" | BDL985 |
| "LI Wai Kit""李伟杰" | BLC096 |
| "LI Xiaoxi""李晓曦" | BOT728 |
| "LIN Tianru""林天儒" | ASM230 |
| "LIN Xingqiu""林兴秋" | BLM040 |
| "LIU Bing""刘冰" | BMQ598 |
| "LIU Jie""刘洁" | BAQ986 |
| "LIU Keung""廖强" | AQT307 |
| "LIU Mengqian""刘梦倩" | BNQ709 |
| "LIU Xu""刘旭" | BEA606 |
| "LU Hongmei""卢红梅" | BBU442 |
| "LUI Ming Yan""雷铭欣" | BPV109 |
| "MO Kin Ling""毛建龄" | ABW002 |
| "NG Ho Wai""伍灏维" | AUS555 |
| "NG Sui Man""吴瑞民" | AAD175 |
| "POON Yuet Sim""潘月婵" | AAC404 |
| "QIU Zhengwei""邱正威" | ASZ607 |
| "SHANG Ziyou""尚子又" | BNS040 |
| "SHUM Shuk Yee""沈淑怡" | BEJ593 |
| "SONG Xinyu""宋欣宇" | BCC010 |
| "SONG Yajie""宋亚杰" | BJQ364 |
| "WANG Jie""王捷" | BPI069 |
| "WANG Pei""王培" | BLJ395 |
| "WANG Weijie""汪伟杰" | BNQ701 |
| "WANG Weiwen""王伟文" | BBU443 |
| "WANG Xiaoming""王小明" | AUN616 |
| "WANG Xueting""王雪婷" | BBU448 |
| "WANG You""王友" | BFC706 |
| "WEI Dong""卫东" | BCG580 |
| "WONG Chun Wai""黄俊威" | AQI898 |
| "WONG Hoi Ling""王海玲" | BJZ254 |
| "WONG On Bui GRETE""黄䢿 珼" | AAC409 |
| "WONG Yu Lui""黄宇雷" | AEA008 |
| "XIAO Nan""肖楠" | BPJ833 |
| "YANG SEN""杨森" | BJO644 |
| "YANG Yiqiong""杨义琼" | AXU943 |
| "YAU Chung Yuen""游松源" | BDE490 |
| "YIN Ping""尹萍" | BBX847 |
| "YING Zhiguang""应智广" | AZY392 |
| "ZHANG Hong""张红" | BHC189 |
| "ZHANG Sida""张思达" | BPT227 |
| "ZHANG Yameng""张雅蒙" | BMQ595 |
| "ZHANG Yanfa""张延法" | BMQ593 |
| "ZHANG Zhisheng""张稚声" | BHL390 |
| "ZHAO Dan""赵聃" | BDI693 |
| "ZHENG Sidan""郑思丹" | BHP324 |
| "ZHOU Lei""周磊" | BAZ414 |
| "ZHU Guangjun""朱广军" | BDJ273 |
| "ZHU Jun""朱珺" | AXX081 |
| "ZHU Wen""朱纹" | BCP964 |
投诉主任
牌照条件
处罚记录
| 日期 | 处罚行为 | 证监会新闻稿 |
|---|
| 2017年4月5日 | 罚款 | 链接 |
| 2017年4月5日 | 公开谴责 | 链接 |
更名记录
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